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Simplex Trading

Simplex Trading Portfolio holdings

AUM $171B
1-Year Est. Return 85%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+39.06%
1 Year Est. Return
+85%
3 Year Est. Return
+183.25%
5 Year Est. Return
+145.21%
10 Year Est. Return
+1,056.84%
AUM
$171B
AUM Growth
+$21.5B
Cap. Flow
-$29.5M
Cap. Flow %
-0.02%
Top 10 Hldgs %
49.56%
Holding
10,638
New
1,714
Increased
3,712
Reduced
3,486
Closed
1,487

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.28%
2 Technology 0.76%
3 Consumer Discretionary 0.21%
4 Communication Services 0.19%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
WWW icon
10451
PUT
Wolverine World Wide
WWW
$1.7B
-500
Closed -$8.16K
WY icon
10452
Weyerhaeuser
WY
$16.6B
-9,128
Closed -$222K
XEL icon
10453
Xcel Energy
XEL
$47.3B
-3,595
Closed -$287K
XGN icon
10454
PUT
Exagen
XGN
$184M
-100
Closed -$300
XHB icon
10455
State Street SPDR S&P Homebuilders ETF
XHB
$1.34B
-895
Closed -$88.4K
XHE icon
10456
State Street SPDR S&P Health Care Equipment ETF
XHE
$177M
-212
Closed -$16.6K
XLB icon
10457
State Street Materials Select Sector SPDR ETF
XLB
$8.68B
-369,219
Closed -$18.9M
XLF icon
10458
State Street Financial Select Sector SPDR ETF
XLF
$55.5B
-355,726
Closed -$17.6M
XLI icon
10459
State Street Industrial Select Sector SPDR ETF
XLI
$32.2B
-8,071
Closed -$1.31M
XMTR icon
10460
PUT
Xometry
XMTR
$5.3B
-200
Closed -$8.17K
XPOF icon
10461
CALL
Xponential Fitness
XPOF
$207M
-11,500
Closed -$69.2K
XPRO icon
10462
PUT
Expro Ltd
XPRO
$2.02B
-5,000
Closed -$87K
XRT icon
10463
State Street SPDR S&P Retail ETF
XRT
$359M
-14,303
Closed -$1.15M
XT icon
10464
iShares Future Exponential Technologies ETF
XT
$3.95B
-296
Closed -$20.2K
XTN icon
10465
State Street SPDR S&P Transportation ETF
XTN
$361M
-172
Closed -$16K
YANG icon
10466
Direxion Daily FTSE China Bear 3X ETF
YANG
$98.3M
-42,806
Closed -$1.25M
YINN icon
10467
Direxion Daily FTSE China Bull 3X ETF
YINN
$676M
-25,353
Closed -$832K
YLD icon
10468
CALL
Principal Active High Yield ETF
YLD
$604M
-400
Closed -$7.58K
YMM icon
10469
CALL
Full Truck Alliance
YMM
$8.97B
-104,500
Closed -$867K
YRD
10470
Yiren Digital
YRD
$89.2M
-1,922
Closed -$3.18K
YRD
10471
PUT
Yiren Digital
YRD
$89.2M
-300
Closed -$516
YUMC icon
10472
Yum China
YUMC
$14.8B
-3,325
Closed -$152K
Z icon
10473
Zillow
Z
$7.78B
-16,542
Closed -$636K
ZEPP
10474
CALL
Zepp Health
ZEPP
$70.4M
-1,300
Closed -$15.5K
ZEPP
10475
PUT
Zepp Health
ZEPP
$70.4M
-7,700
Closed -$92K

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Simplex Trading's Q2 2026 Portfolio in Review

As of Q2 2026, Simplex Trading held 10,638 positions worth $171B, up 14% from $149B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Simplex Trading's Q2 2026 filing shows 1,714 new, 3,712 increased, 3,486 reduced and 1,487 closed positions. Its largest new stake was Micron Technology: 52,682 shares worth $60.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $108M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Simplex Trading's largest Q2 2026 buy was Micron Technology: 52,682 shares worth $60.8M.
  • Simplex Trading added most to iShares Russell 2000 ETF in Q2 2026, an estimated $146M increase.
  • Simplex Trading's biggest Q2 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $108M.
  • Simplex Trading fully exited Intel in Q2 2026, selling an estimated $76.6M.
  • Simplex Trading's ten largest holdings make up 50% of its $171B portfolio in Q2 2026.
  • Simplex Trading opened 1,714 new positions and closed 1,487 in Q2 2026.
  • Simplex Trading's portfolio value rose 14% quarter-over-quarter to $171B.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.