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Simplex Trading

Simplex Trading Portfolio holdings

AUM $171B Turnover 30.09%
1-Year Est. Return 85%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+39.06%
1 Year Est. Return
+85%
3 Year Est. Return
+183.25%
5 Year Est. Return
+145.21%
10 Year Est. Return
+1,056.84%
AUM
$171B
AUM Growth
+$21.5B
Cap. Flow
-$29.5M
Cap. Flow %
-0.02%
Top 10 Hldgs %
49.56%
Holding
10,638
New
1,714
Increased
3,712
Reduced
3,486
Closed
1,487
Avg Time Held Equity + Options
2.9 years
Top 10 Avg Time Held Equity + Options
3.8 years
Top 20 Avg Time Held Equity + Options
4.1 years
Avg Time Held Equity only
0.5 years
Top 10 Avg Time Held Equity only
0.3 years
Top 20 Avg Time Held Equity only
0.3 years

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.28%
2 Technology 0.76%
3 Consumer Discretionary 0.21%
4 Communication Services 0.19%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow Held Since
WWW icon
10451
PUT
Wolverine World Wide
WWW
$1.7B
– –
-500
Closed -$8.16K –
WY icon
10452
Weyerhaeuser
WY
$14.3B
– –
-9,128
Closed -$222K –
XEL icon
10453
Xcel Energy
XEL
$49.3B
– –
-3,595
Closed -$287K –
XGN icon
10454
PUT
Exagen
XGN
$181M
– –
-100
Closed -$300 –
XHB icon
10455
State Street SPDR S&P Homebuilders ETF
XHB
$1.59B
– –
-895
Closed -$88.4K –
XHE icon
10456
State Street SPDR S&P Health Care Equipment ETF
XHE
$173M
– –
-212
Closed -$16.6K –
XLB icon
10457
State Street Materials Select Sector SPDR ETF
XLB
$8.18B
– –
-369,219
Closed -$18.9M –
XLF icon
10458
State Street Financial Select Sector SPDR ETF
XLF
$52.6B
– –
-355,726
Closed -$17.6M –
XLI icon
10459
State Street Industrial Select Sector SPDR ETF
XLI
$30.2B
– –
-8,071
Closed -$1.31M –
XMTR icon
10460
PUT
Xometry
XMTR
$5.11B
– –
-200
Closed -$8.17K –
XPOF icon
10461
CALL
Xponential Fitness
XPOF
$177M
– –
-11,500
Closed -$69.2K –
XPRO icon
10462
PUT
Expro Ltd
XPRO
$1.76B
– –
-5,000
Closed -$87K –
XRT icon
10463
State Street SPDR S&P Retail ETF
XRT
$321M
– –
-14,303
Closed -$1.15M –
XT icon
10464
iShares Future Exponential Technologies ETF
XT
$3.94B
– –
-296
Closed -$20.2K –
XTN icon
10465
State Street SPDR S&P Transportation ETF
XTN
$293M
– –
-172
Closed -$16K –
YANG icon
10466
Direxion Daily FTSE China Bear 3X ETF
YANG
$112M
– –
-42,806
Closed -$1.25M –
YINN icon
10467
Direxion Daily FTSE China Bull 3X ETF
YINN
$512M
– –
-25,353
Closed -$832K –
YLD icon
10468
CALL
Principal Active High Yield ETF
YLD
$609M
– –
-400
Closed -$7.58K –
YMM icon
10469
CALL
Full Truck Alliance
YMM
$8.66B
– –
-104,500
Closed -$867K –
YRD icon
10470
Yiren Digital
YRD
$62.5M
– –
-1,922
Closed -$3.18K –
YRD icon
10471
PUT
Yiren Digital
YRD
$62.5M
– –
-300
Closed -$516 –
YUMC icon
10472
Yum China
YUMC
$15.1B
– –
-3,325
Closed -$152K –
Z icon
10473
Zillow
Z
$7.64B
– –
-16,542
Closed -$636K –
ZEPP icon
10474
CALL
Zepp Health
ZEPP
$39M
– –
-1,300
Closed -$15.5K –
ZEPP icon
10475
PUT
Zepp Health
ZEPP
$39M
– –
-7,700
Closed -$92K –

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Simplex Trading's Q2 2026 Portfolio in Review

As of Q2 2026, Simplex Trading held 10,638 positions worth $171B, up 14% from $149B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Simplex Trading's Q2 2026 filing shows 1,714 new, 3,712 increased, 3,486 reduced and 1,487 closed positions. Its largest new stake was Micron Technology: 52,682 shares worth $60.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $108M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Simplex Trading's largest Q2 2026 buy was Micron Technology: 52,682 shares worth $60.8M.
  • Simplex Trading added most to iShares Russell 2000 ETF in Q2 2026, an estimated $146M increase.
  • Simplex Trading's biggest Q2 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $108M.
  • Simplex Trading fully exited Intel in Q2 2026, selling an estimated $76.6M.
  • Simplex Trading's ten largest holdings make up 50% of its $171B portfolio in Q2 2026.
  • Simplex Trading opened 1,714 new positions and closed 1,487 in Q2 2026.
  • Simplex Trading's portfolio value rose 14% quarter-over-quarter to $171B.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.