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Simplex Trading

Simplex Trading Portfolio holdings

AUM $171B
1-Year Est. Return 85%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+39.06%
1 Year Est. Return
+85%
3 Year Est. Return
+183.25%
5 Year Est. Return
+145.21%
10 Year Est. Return
+1,056.84%
AUM
$171B
AUM Growth
+$21.5B
Cap. Flow
-$29.5M
Cap. Flow %
-0.02%
Top 10 Hldgs %
49.56%
Holding
10,638
New
1,714
Increased
3,712
Reduced
3,486
Closed
1,487

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.28%
2 Technology 0.76%
3 Consumer Discretionary 0.21%
4 Communication Services 0.19%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
CVCO icon
9451
PUT
Cavco Industries
CVCO
$4.35B
-400
Closed -$194K
CVGW
9452
CALL
DELISTED
Calavo Growers
CVGW
-200
Closed -$5.16K
CVGI icon
9453
Commercial Vehicle Group
CVGI
$132M
-12,598
Closed -$59.1K
CVEO icon
9454
CALL
Civeo
CVEO
$353M
-1,500
Closed -$39.7K
CVLG icon
9455
CALL
Covenant Logistics
CVLG
$889M
-1,300
Closed -$35.3K
CVU icon
9456
CALL
CPI Aerostructures
CVU
$68.4M
-1,400
Closed -$5.49K
CVX icon
9457
Chevron
CVX
$409B
-3,750
Closed -$698K
CVY icon
9458
Invesco Zacks Multi-Asset Income ETF
CVY
$126M
-11
Closed -$297
CWBC
9459
Community West Bancshares
CWBC
$722M
-2,678
Closed -$62.4K
CWBC
9460
PUT
Community West Bancshares
CWBC
$722M
-4,300
Closed -$100K
CWCO icon
9461
CALL
Consolidated Water Co
CWCO
$469M
-300
Closed -$9.94K
CWCO icon
9462
PUT
Consolidated Water Co
CWCO
$469M
-100
Closed -$3.31K
CWT icon
9463
California Water Service
CWT
$3.09B
-326
Closed -$14.7K
DAC icon
9464
Danaos Corp
DAC
$2.83B
-4,085
Closed -$510K
DAKT icon
9465
PUT
Daktronics
DAKT
$931M
-9,200
Closed -$180K
DAL icon
9466
Delta Air Lines
DAL
$52.7B
-98,263
Closed -$7.42M
DAPP icon
9467
VanEck Digital Transformation ETF
DAPP
$374M
-1,325
Closed -$19.8K
DAR icon
9468
Darling Ingredients
DAR
$10.3B
-1,839
Closed -$110K
DAWN
9469
CALL
DELISTED
Day One Biopharmaceuticals
DAWN
-5,000
Closed -$107K
DAWN
9470
DELISTED
Day One Biopharmaceuticals
DAWN
-64,464
Closed -$1.38M
DAWN
9471
PUT
DELISTED
Day One Biopharmaceuticals
DAWN
-88,400
Closed -$1.9M
DBEF icon
9472
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.41B
-63
Closed -$3.11K
DBO icon
9473
Invesco DB Oil Fund
DBO
$278M
-14,592
Closed -$287K
DCBO
9474
CALL
Docebo
DCBO
$616M
-400
Closed -$6.99K
DCGO icon
9475
CALL
DocGo
DCGO
$39.8M
-4,500
Closed -$2.83K

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Simplex Trading's Q2 2026 Portfolio in Review

As of Q2 2026, Simplex Trading held 10,638 positions worth $171B, up 14% from $149B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Simplex Trading's Q2 2026 filing shows 1,714 new, 3,712 increased, 3,486 reduced and 1,487 closed positions. Its largest new stake was Micron Technology: 52,682 shares worth $60.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $108M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Simplex Trading's largest Q2 2026 buy was Micron Technology: 52,682 shares worth $60.8M.
  • Simplex Trading added most to iShares Russell 2000 ETF in Q2 2026, an estimated $146M increase.
  • Simplex Trading's biggest Q2 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $108M.
  • Simplex Trading fully exited Intel in Q2 2026, selling an estimated $76.6M.
  • Simplex Trading's ten largest holdings make up 50% of its $171B portfolio in Q2 2026.
  • Simplex Trading opened 1,714 new positions and closed 1,487 in Q2 2026.
  • Simplex Trading's portfolio value rose 14% quarter-over-quarter to $171B.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.