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Simplex Trading

Simplex Trading Portfolio holdings

AUM $171B Turnover 30.09%
1-Year Est. Return 85%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+39.06%
1 Year Est. Return
+85%
3 Year Est. Return
+183.25%
5 Year Est. Return
+145.21%
10 Year Est. Return
+1,056.84%
AUM
$171B
AUM Growth
+$21.5B
Cap. Flow
-$29.5M
Cap. Flow %
-0.02%
Top 10 Hldgs %
49.56%
Holding
10,638
New
1,714
Increased
3,712
Reduced
3,486
Closed
1,487
Avg Time Held Equity + Options
2.9 years
Top 10 Avg Time Held Equity + Options
3.8 years
Top 20 Avg Time Held Equity + Options
4.1 years
Avg Time Held Equity only
0.5 years
Top 10 Avg Time Held Equity only
0.3 years
Top 20 Avg Time Held Equity only
0.3 years

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.28%
2 Technology 0.76%
3 Consumer Discretionary 0.21%
4 Communication Services 0.19%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow Held Since
CVCO icon
9451
PUT
Cavco Industries
CVCO
$4.11B
– –
-400
Closed -$194K –
CVGW icon
9452
CALL
DELISTED
Calavo Growers
CVGW
– –
-200
Closed -$5.16K –
CVGI icon
9453
Commercial Vehicle Group
CVGI
$117M
– –
-12,598
Closed -$59.1K –
CVEO icon
9454
CALL
Civeo
CVEO
$289M
– –
-1,500
Closed -$39.7K –
CVLG icon
9455
CALL
Covenant Logistics
CVLG
$741M
– –
-1,300
Closed -$35.3K –
CVU icon
9456
CALL
CPI Aerostructures
CVU
$64.4M
– –
-1,400
Closed -$5.49K –
CVX icon
9457
Chevron
CVX
$457B
– –
-3,750
Closed -$698K –
CVY icon
9458
Invesco Zacks Multi-Asset Income ETF
CVY
$120M
– –
-11
Closed -$297 –
CWBC icon
9459
Community West Bancshares
CWBC
$704M
– –
-2,678
Closed -$62.4K –
CWBC icon
9460
PUT
Community West Bancshares
CWBC
$704M
– –
-4,300
Closed -$100K –
CWCO icon
9461
CALL
Consolidated Water Co
CWCO
$445M
– –
-300
Closed -$9.9K –
CWCO icon
9462
PUT
Consolidated Water Co
CWCO
$445M
– –
-100
Closed -$3.31K –
CWT icon
9463
California Water Service
CWT
$2.97B
– –
-326
Closed -$14.7K –
DAC icon
9464
Danaos Corp
DAC
$2.88B
– –
-4,085
Closed -$510K –
DAKT icon
9465
PUT
Daktronics
DAKT
$991M
– –
-9,200
Closed -$180K –
DAL icon
9466
Delta Air Lines
DAL
$50.5B
– –
-98,263
Closed -$7.42M –
DAPP icon
9467
VanEck Digital Transformation ETF
DAPP
$331M
– –
-1,325
Closed -$19.8K –
DAR icon
9468
Darling Ingredients
DAR
$8.87B
– –
-1,839
Closed -$110K –
DAWN icon
9469
CALL
DELISTED
Day One Biopharmaceuticals
DAWN
– –
-5,000
Closed -$107K –
DAWN icon
9470
DELISTED
Day One Biopharmaceuticals
DAWN
– –
-64,464
Closed -$1.38M –
DAWN icon
9471
PUT
DELISTED
Day One Biopharmaceuticals
DAWN
– –
-88,400
Closed -$1.9M –
DBEF icon
9472
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.16B
– –
-63
Closed -$3.11K –
DBO icon
9473
Invesco DB Oil Fund
DBO
$324M
– –
-14,592
Closed -$287K –
DCBO icon
9474
CALL
Docebo
DCBO
$771M
– –
-400
Closed -$6.99K –
DCGO icon
9475
CALL
DocGo
DCGO
$26.9M
– –
-4,500
Closed -$2.83K –

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Simplex Trading's Q2 2026 Portfolio in Review

As of Q2 2026, Simplex Trading held 10,638 positions worth $171B, up 14% from $149B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Simplex Trading's Q2 2026 filing shows 1,714 new, 3,712 increased, 3,486 reduced and 1,487 closed positions. Its largest new stake was Micron Technology: 52,682 shares worth $60.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $108M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Simplex Trading's largest Q2 2026 buy was Micron Technology: 52,682 shares worth $60.8M.
  • Simplex Trading added most to iShares Russell 2000 ETF in Q2 2026, an estimated $146M increase.
  • Simplex Trading's biggest Q2 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $108M.
  • Simplex Trading fully exited Intel in Q2 2026, selling an estimated $76.6M.
  • Simplex Trading's ten largest holdings make up 50% of its $171B portfolio in Q2 2026.
  • Simplex Trading opened 1,714 new positions and closed 1,487 in Q2 2026.
  • Simplex Trading's portfolio value rose 14% quarter-over-quarter to $171B.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.