We are live on ! Find out more
Simplex Trading

Simplex Trading Portfolio holdings

AUM $171B Turnover 30.09%
1-Year Est. Return 85%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+39.06%
1 Year Est. Return
+85%
3 Year Est. Return
+183.25%
5 Year Est. Return
+145.21%
10 Year Est. Return
+1,056.84%
AUM
$171B
AUM Growth
+$21.5B
Cap. Flow
-$29.5M
Cap. Flow %
-0.02%
Top 10 Hldgs %
49.56%
Holding
10,638
New
1,714
Increased
3,712
Reduced
3,486
Closed
1,487
Avg Time Held Equity + Options
2.9 years
Top 10 Avg Time Held Equity + Options
3.8 years
Top 20 Avg Time Held Equity + Options
4.1 years
Avg Time Held Equity only
0.5 years
Top 10 Avg Time Held Equity only
0.3 years
Top 20 Avg Time Held Equity only
0.3 years

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.28%
2 Technology 0.76%
3 Consumer Discretionary 0.21%
4 Communication Services 0.19%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow Held Since
COLM icon
9401
PUT
Columbia Sportswear
COLM
$3.14B
– –
-3,100
Closed -$170K –
COMT icon
9402
iShares GSCI Commodity Dynamic Roll Strategy ETF
COMT
$1.45B
– –
-17
Closed -$574 –
COO icon
9403
Cooper Companies
COO
$11.6B
– –
-3,522
Closed -$230K –
COP icon
9404
ConocoPhillips
COP
$181B
– –
-5,315
Closed -$630K –
CORN icon
9405
Teucrium Corn Fund
CORN
$116M
– –
-19,525
Closed -$349K –
COUR icon
9406
Coursera
COUR
$1.34B
– –
-166,828
Closed -$948K –
CPRX icon
9407
DELISTED
Catalyst Pharmaceutical
CPRX
– –
-3,811
Closed -$112K –
CPRX icon
9408
PUT
DELISTED
Catalyst Pharmaceutical
CPRX
– –
-18,600
Closed -$461K –
CPSH icon
9409
CPS Technologies
CPSH
$68.1M
– –
-6,830
Closed -$40.1K –
CPRI icon
9410
Capri Holdings
CPRI
$1.8B
– –
-47,702
Closed -$916K –
CPSS icon
9411
Consumer Portfolio Services
CPSS
$217M
– –
-24
Closed -$185 –
CPSS icon
9412
PUT
Consumer Portfolio Services
CPSS
$217M
– –
-100
Closed -$773 –
CRAI icon
9413
CRA International
CRAI
$1.26B
– –
-16
Closed -$2.59K –
CRBG icon
9414
Corebridge Financial
CRBG
$15.2B
– –
-33,790
Closed -$914K –
CRBP icon
9415
Corbus Pharmaceuticals
CRBP
$78.3M
– –
-52,836
Closed -$500K –
CRC icon
9416
California Resources
CRC
$4.84B
– –
-198
Closed -$12.2K –
CRC icon
9417
PUT
California Resources
CRC
$4.84B
– –
-3,400
Closed -$235K –
CRH icon
9418
CRH
CRH
$56.5B
– –
-4,601
Closed -$506K –
CRK icon
9419
Comstock Resources
CRK
$4.15B
– –
-2,711
Closed -$41.4K –
CRNX icon
9420
DELISTED
Crinetics Pharmaceuticals
CRNX
– –
-108
Closed -$4.02K –
CRNX icon
9421
PUT
DELISTED
Crinetics Pharmaceuticals
CRNX
– –
-10,900
Closed -$396K –
CRSP icon
9422
CRISPR Therapeutics
CRSP
$4.78B
– –
-1,407
Closed -$74.2K –
CRUS icon
9423
Cirrus Logic
CRUS
$5.63B
– –
-1,007
Closed -$165K –
CSD icon
9424
Invesco S&P Spin-Off ETF
CSD
$202M
– –
-74
Closed -$8.34K –
CSGS icon
9425
CALL
DELISTED
CSG Systems International
CSGS
– –
-6,500
Closed -$520K –

Similar funds

Simplex Trading's Q2 2026 Portfolio in Review

As of Q2 2026, Simplex Trading held 10,638 positions worth $171B, up 14% from $149B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Simplex Trading's Q2 2026 filing shows 1,714 new, 3,712 increased, 3,486 reduced and 1,487 closed positions. Its largest new stake was Micron Technology: 52,682 shares worth $60.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $108M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Simplex Trading's largest Q2 2026 buy was Micron Technology: 52,682 shares worth $60.8M.
  • Simplex Trading added most to iShares Russell 2000 ETF in Q2 2026, an estimated $146M increase.
  • Simplex Trading's biggest Q2 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $108M.
  • Simplex Trading fully exited Intel in Q2 2026, selling an estimated $76.6M.
  • Simplex Trading's ten largest holdings make up 50% of its $171B portfolio in Q2 2026.
  • Simplex Trading opened 1,714 new positions and closed 1,487 in Q2 2026.
  • Simplex Trading's portfolio value rose 14% quarter-over-quarter to $171B.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.