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Simplex Trading

Simplex Trading Portfolio holdings

AUM $171B Turnover 30.09%
1-Year Est. Return 85%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+39.06%
1 Year Est. Return
+85%
3 Year Est. Return
+183.25%
5 Year Est. Return
+145.21%
10 Year Est. Return
+1,056.84%
AUM
$171B
AUM Growth
+$21.5B
Cap. Flow
-$29.5M
Cap. Flow %
-0.02%
Top 10 Hldgs %
49.56%
Holding
10,638
New
1,714
Increased
3,712
Reduced
3,486
Closed
1,487
Avg Time Held Equity + Options
2.9 years
Top 10 Avg Time Held Equity + Options
3.8 years
Top 20 Avg Time Held Equity + Options
4.1 years
Avg Time Held Equity only
0.5 years
Top 10 Avg Time Held Equity only
0.3 years
Top 20 Avg Time Held Equity only
0.3 years

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.28%
2 Technology 0.76%
3 Consumer Discretionary 0.21%
4 Communication Services 0.19%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow Held Since
CBT icon
9351
CALL
Cabot Corp
CBT
$3.81B
– –
-11,000
Closed -$828K –
CBU icon
9352
Community Bank
CBU
$3.28B
– –
-787
Closed -$49.8K –
CBUS icon
9353
CALL
Cibus
CBUS
$108M
– –
-500
Closed -$990 –
CCL icon
9354
Carnival Corporation Ltd
CCL
$35.1B
– –
-131,163
Closed -$3.58M –
CCNE icon
9355
CNB Financial Corp
CCNE
$1.05B
– –
-51
Closed -$1.48K –
CCNE icon
9356
PUT
CNB Financial Corp
CCNE
$1.05B
– –
-200
Closed -$5.79K –
CCSI icon
9357
Consensus Cloud Solutions
CCSI
$687M
– –
-1,263
Closed -$37.8K –
CCU icon
9358
Compañía de Cervecerías Unidas
CCU
$1.93B
– –
-2,540
Closed -$29.5K –
CCU icon
9359
PUT
Compañía de Cervecerías Unidas
CCU
$1.93B
– –
-4,600
Closed -$52.2K –
CDLX icon
9360
CALL
Cardlytics
CDLX
$10.6M
– –
-8,730
Closed -$91.7K –
CDLX icon
9361
Cardlytics
CDLX
$10.6M
– –
-6,940
Closed -$72.9K –
CDLX icon
9362
PUT
Cardlytics
CDLX
$10.6M
– –
-860
Closed -$9.03K –
CDP icon
9363
COPT Defense Properties
CDP
$3.85B
– –
-240
Closed -$7.34K –
CDP icon
9364
PUT
COPT Defense Properties
CDP
$3.85B
– –
-1,500
Closed -$45.9K –
CDW icon
9365
CDW
CDW
$20.6B
– –
-308
Closed -$38.7K –
CDZI icon
9366
Cadiz
CDZI
$367M
– –
-53,213
Closed -$237K –
BNCWW icon
9367
CALL
BNB Standard Corporation Warrant
BNCWW
– –
-10,700
Closed -$31.2K –
CEG icon
9368
Constellation Energy
CEG
$89.8B
– –
-6,258
Closed -$1.76M –
CENN icon
9369
CALL
Cenntro
CENN
$5.75M
– –
-248
Closed -$1.79K –
CENN icon
9370
Cenntro
CENN
$5.75M
– –
-6
Closed -$39 –
CERS icon
9371
Cerus
CERS
$470M
– –
-791
Closed -$1.92K –
CFFN icon
9372
CALL
Capitol Federal Financial
CFFN
$1.04B
– –
-200
Closed -$1.43K –
CFFN icon
9373
PUT
Capitol Federal Financial
CFFN
$1.04B
– –
-300
Closed -$2.14K –
CGBD icon
9374
CALL
Carlyle Secured Lending
CGBD
$703M
– –
-1,100
Closed -$12K –
CHCO icon
9375
City Holding Co
CHCO
$1.99B
– –
-422
Closed -$53K –

Similar funds

Simplex Trading's Q2 2026 Portfolio in Review

As of Q2 2026, Simplex Trading held 10,638 positions worth $171B, up 14% from $149B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Simplex Trading's Q2 2026 filing shows 1,714 new, 3,712 increased, 3,486 reduced and 1,487 closed positions. Its largest new stake was Micron Technology: 52,682 shares worth $60.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $108M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Simplex Trading's largest Q2 2026 buy was Micron Technology: 52,682 shares worth $60.8M.
  • Simplex Trading added most to iShares Russell 2000 ETF in Q2 2026, an estimated $146M increase.
  • Simplex Trading's biggest Q2 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $108M.
  • Simplex Trading fully exited Intel in Q2 2026, selling an estimated $76.6M.
  • Simplex Trading's ten largest holdings make up 50% of its $171B portfolio in Q2 2026.
  • Simplex Trading opened 1,714 new positions and closed 1,487 in Q2 2026.
  • Simplex Trading's portfolio value rose 14% quarter-over-quarter to $171B.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.