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Simplex Trading

Simplex Trading Portfolio holdings

AUM $171B Turnover 30.09%
1-Year Est. Return 85%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+39.06%
1 Year Est. Return
+85%
3 Year Est. Return
+183.25%
5 Year Est. Return
+145.21%
10 Year Est. Return
+1,056.84%
AUM
$171B
AUM Growth
+$21.5B
Cap. Flow
-$29.5M
Cap. Flow %
-0.02%
Top 10 Hldgs %
49.56%
Holding
10,638
New
1,714
Increased
3,712
Reduced
3,486
Closed
1,487
Avg Time Held Equity + Options
2.9 years
Top 10 Avg Time Held Equity + Options
3.8 years
Top 20 Avg Time Held Equity + Options
4.1 years
Avg Time Held Equity only
0.5 years
Top 10 Avg Time Held Equity only
0.3 years
Top 20 Avg Time Held Equity only
0.3 years

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.28%
2 Technology 0.76%
3 Consumer Discretionary 0.21%
4 Communication Services 0.19%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow Held Since
BWAY icon
9326
Brainsway
BWAY
$453M
– –
-529
Closed -$8.01K –
BWB icon
9327
Bridgewater Bancshares
BWB
$574M
– –
-427
Closed -$7.56K –
BWB icon
9328
PUT
Bridgewater Bancshares
BWB
$574M
– –
-3,900
Closed -$69K –
BWEN icon
9329
CALL
Broadwind
BWEN
$68.6M
– –
-6,800
Closed -$14.1K –
BWX icon
9330
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.29B
– –
-51
Closed -$1.12K –
BXC icon
9331
BlueLinx
BXC
$603M
– –
-3,069
Closed -$166K –
BZFD icon
9332
BuzzFeed
BZFD
$84.5M
– –
-11,958
Closed -$13.7K –
CACI icon
9333
CALL
CACI
CACI
$14B
– –
-100
Closed -$54.4K –
CAE icon
9334
PUT
CAE Inc
CAE
$8.05B
– –
-300
Closed -$7.82K –
CAL icon
9335
Caleres
CAL
$447M
– –
-4,248
Closed -$55.1K –
CALF icon
9336
Pacer US Small Cap Cash Cows 100 ETF
CALF
$3.81B
– –
-1,480
Closed -$66.4K –
CAPT icon
9337
DELISTED
Captivision
CAPT
– –
-21,164
Closed -$8.33K –
CARG icon
9338
CarGurus
CARG
$2.81B
– –
-1,910
Closed -$61.9K –
CARG icon
9339
PUT
CarGurus
CARG
$2.81B
– –
-1,000
Closed -$34K –
CART icon
9340
Maplebear
CART
$13.4B
– –
-21,303
Closed -$891K –
CASI icon
9341
DELISTED
CASI Pharmaceuticals
CASI
– –
-228
Closed -$25 –
CAT icon
9342
Caterpillar
CAT
$316B
– –
-75
Closed -$65.9K –
CATX icon
9343
PUT
Perspective Therapeutics
CATX
$184M
– –
-27,700
Closed -$116K –
CATY icon
9344
Cathay General Bancorp
CATY
$4.29B
– –
-54
Closed -$3.06K –
CAVA icon
9345
CAVA Group
CAVA
$6.25B
– –
-7,488
Closed -$628K –
CBAN icon
9346
CALL
Colony Bankcorp
CBAN
$432M
– –
-100
Closed -$2K –
CBAT icon
9347
CALL
CBAK Energy Technology Ltd
CBAT
$73.1M
– –
-800
Closed -$661 –
CBAT icon
9348
CBAK Energy Technology Ltd
CBAT
$73.1M
– –
-704
Closed -$582 –
CBAT icon
9349
PUT
CBAK Energy Technology Ltd
CBAT
$73.1M
– –
-1,000
Closed -$827 –
CBSH icon
9350
CALL
Commerce Bancshares
CBSH
$8.04B
– –
-525
Closed -$25.8K –

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Simplex Trading's Q2 2026 Portfolio in Review

As of Q2 2026, Simplex Trading held 10,638 positions worth $171B, up 14% from $149B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Simplex Trading's Q2 2026 filing shows 1,714 new, 3,712 increased, 3,486 reduced and 1,487 closed positions. Its largest new stake was Micron Technology: 52,682 shares worth $60.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $108M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Simplex Trading's largest Q2 2026 buy was Micron Technology: 52,682 shares worth $60.8M.
  • Simplex Trading added most to iShares Russell 2000 ETF in Q2 2026, an estimated $146M increase.
  • Simplex Trading's biggest Q2 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $108M.
  • Simplex Trading fully exited Intel in Q2 2026, selling an estimated $76.6M.
  • Simplex Trading's ten largest holdings make up 50% of its $171B portfolio in Q2 2026.
  • Simplex Trading opened 1,714 new positions and closed 1,487 in Q2 2026.
  • Simplex Trading's portfolio value rose 14% quarter-over-quarter to $171B.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.