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Simplex Trading

Simplex Trading Portfolio holdings

AUM $171B Turnover 30.09%
1-Year Est. Return 85%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+39.06%
1 Year Est. Return
+85%
3 Year Est. Return
+183.25%
5 Year Est. Return
+145.21%
10 Year Est. Return
+1,056.84%
AUM
$171B
AUM Growth
+$21.5B
Cap. Flow
-$29.5M
Cap. Flow %
-0.02%
Top 10 Hldgs %
49.56%
Holding
10,638
New
1,714
Increased
3,712
Reduced
3,486
Closed
1,487
Avg Time Held Equity + Options
2.9 years
Top 10 Avg Time Held Equity + Options
3.8 years
Top 20 Avg Time Held Equity + Options
4.1 years
Avg Time Held Equity only
0.5 years
Top 10 Avg Time Held Equity only
0.3 years
Top 20 Avg Time Held Equity only
0.3 years

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.28%
2 Technology 0.76%
3 Consumer Discretionary 0.21%
4 Communication Services 0.19%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow Held Since
CHH icon
9376
PUT
Choice Hotels
CHH
$4.88B
– –
-100
Closed -$10.4K –
CHKP icon
9377
Check Point Software Technologies
CHKP
$16.2B
– –
-3,991
Closed -$519K –
CIG icon
9378
CEMIG Preferred Shares
CIG
$6.58B
– –
-22,570
Closed -$52.5K –
CLAR icon
9379
CALL
Clarus
CLAR
$147M
– –
-1,300
Closed -$3.54K –
CLAR icon
9380
PUT
Clarus
CLAR
$147M
– –
-2,500
Closed -$6.8K –
CLB icon
9381
PUT
Core Laboratories
CLB
$455M
– –
-100
Closed -$1.68K –
CLF icon
9382
Cleveland-Cliffs
CLF
$7.93B
– –
-2,151
Closed -$23.7K –
CLFD icon
9383
Clearfield
CLFD
$376M
– –
-350
Closed -$12.8K –
CLGN icon
9384
CollPlant Biotechnologies
CLGN
$6.94M
– –
-12
Closed -$63 –
CLMT icon
9385
Calumet Specialty Products
CLMT
$4.33B
– –
-15,061
Closed -$506K –
CLOV icon
9386
Clover Health Investments
CLOV
$2.44B
– –
-93,109
Closed -$316K –
CLW icon
9387
CALL
Clearwater Paper
CLW
$311M
– –
-9,700
Closed -$139K –
CMBM icon
9388
CALL
DELISTED
Cambium Networks
CMBM
– –
-42,900
Closed -$6.44K –
CMBM icon
9389
PUT
DELISTED
Cambium Networks
CMBM
– –
-900
Closed -$135 –
CMCL icon
9390
CALL
Caledonia Mining Corp
CMCL
$411M
– –
-1,400
Closed -$31.6K –
CMCL icon
9391
Caledonia Mining Corp
CMCL
$411M
– –
-1,801
Closed -$40.7K –
CME icon
9392
CME Group
CME
$110B
– –
-3,061
Closed -$847K –
CMPS icon
9393
Compass Pathways
CMPS
$1.55B
– –
-267,465
Closed -$2.71M –
CMTL icon
9394
CALL
Comtech Telecommunications
CMTL
$37.2M
– –
-1,300
Closed -$4.32K –
CNBS icon
9395
Amplify Seymour Cannabis ETF
CNBS
$62.7M
– –
-193
Closed -$4.25K –
CNMD icon
9396
CONMED
CNMD
$1.48B
– –
-723
Closed -$26K –
CNMD icon
9397
PUT
CONMED
CNMD
$1.48B
– –
-1,300
Closed -$46K –
CNOB icon
9398
CALL
Center Bancorp
CNOB
$1.64B
– –
-100
Closed -$2.68K –
CNTA
9399
CALL
DELISTED
Centessa Pharmaceuticals
CNTA
– –
-38,700
Closed -$1.54M –
COLD icon
9400
Americold
COLD
$4.13B
– –
-10,571
Closed -$145K –

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Simplex Trading's Q2 2026 Portfolio in Review

As of Q2 2026, Simplex Trading held 10,638 positions worth $171B, up 14% from $149B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Simplex Trading's Q2 2026 filing shows 1,714 new, 3,712 increased, 3,486 reduced and 1,487 closed positions. Its largest new stake was Micron Technology: 52,682 shares worth $60.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $108M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Simplex Trading's largest Q2 2026 buy was Micron Technology: 52,682 shares worth $60.8M.
  • Simplex Trading added most to iShares Russell 2000 ETF in Q2 2026, an estimated $146M increase.
  • Simplex Trading's biggest Q2 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $108M.
  • Simplex Trading fully exited Intel in Q2 2026, selling an estimated $76.6M.
  • Simplex Trading's ten largest holdings make up 50% of its $171B portfolio in Q2 2026.
  • Simplex Trading opened 1,714 new positions and closed 1,487 in Q2 2026.
  • Simplex Trading's portfolio value rose 14% quarter-over-quarter to $171B.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.