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Simplex Trading

Simplex Trading Portfolio holdings

AUM $171B Turnover 30.09%
1-Year Est. Return 85%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+39.06%
1 Year Est. Return
+85%
3 Year Est. Return
+183.25%
5 Year Est. Return
+145.21%
10 Year Est. Return
+1,056.84%
AUM
$171B
AUM Growth
+$21.5B
Cap. Flow
-$29.5M
Cap. Flow %
-0.02%
Top 10 Hldgs %
49.56%
Holding
10,638
New
1,714
Increased
3,712
Reduced
3,486
Closed
1,487
Avg Time Held Equity + Options
2.9 years
Top 10 Avg Time Held Equity + Options
3.8 years
Top 20 Avg Time Held Equity + Options
4.1 years
Avg Time Held Equity only
0.5 years
Top 10 Avg Time Held Equity only
0.3 years
Top 20 Avg Time Held Equity only
0.3 years

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.28%
2 Technology 0.76%
3 Consumer Discretionary 0.21%
4 Communication Services 0.19%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow Held Since
CSGS icon
9426
PUT
DELISTED
CSG Systems International
CSGS
– –
-8,700
Closed -$695K –
CSIQ icon
9427
Canadian Solar
CSIQ
$627M
– –
-46,543
Closed -$746K –
CSR icon
9428
Centerspace
CSR
$958M
– –
-28
Closed -$1.61K –
CSTE icon
9429
CALL
Caesarstone
CSTE
$80.9M
– –
-300
Closed -$321 –
CSV icon
9430
CALL
Carriage Services
CSV
$562M
– –
-400
Closed -$18.3K –
CSX icon
9431
CSX Corp
CSX
$94.1B
– –
-32,947
Closed -$1.49M –
CTEC icon
9432
Global X ClimateTech ETF
CTEC
$21.9M
– –
-7
Closed -$408 –
CTKB icon
9433
Cytek Biosciences
CTKB
$727M
– –
-3,226
Closed -$13.8K –
CTKB icon
9434
PUT
Cytek Biosciences
CTKB
$727M
– –
-5,500
Closed -$24K –
CTLP icon
9435
CALL
DELISTED
Cantaloupe
CTLP
– –
-7,000
Closed -$75.7K –
CTLP icon
9436
PUT
DELISTED
Cantaloupe
CTLP
– –
-39,300
Closed -$425K –
CTOS icon
9437
Custom Truck One Source
CTOS
$2.06B
– –
-633
Closed -$5.96K –
CTOS icon
9438
PUT
Custom Truck One Source
CTOS
$2.06B
– –
-500
Closed -$3.28K –
CTRA icon
9439
CALL
DELISTED
Coterra Energy
CTRA
– –
-65,200
Closed -$2.29M –
CTRA icon
9440
DELISTED
Coterra Energy
CTRA
– –
-3,248
Closed -$114K –
CTRA icon
9441
PUT
DELISTED
Coterra Energy
CTRA
– –
-47,500
Closed -$1.67M –
CTRN icon
9442
Citi Trends
CTRN
$379M
– –
-4,375
Closed -$190K –
CTS icon
9443
CTS Corp
CTS
$1.52B
– –
-79
Closed -$4.74K –
CUBI icon
9444
Customers Bancorp
CUBI
$2.86B
– –
-734
Closed -$50.9K –
CUBI icon
9445
PUT
Customers Bancorp
CUBI
$2.86B
– –
-3,300
Closed -$229K –
CUE icon
9446
Cue Biopharma
CUE
$136M
– –
-29
Closed -$201 –
CUE icon
9447
PUT
Cue Biopharma
CUE
$136M
– –
-70
Closed -$482 –
CUK icon
9448
DELISTED
Carnival PLC
CUK
– –
-13,489
Closed -$348K –
CUK icon
9449
PUT
DELISTED
Carnival PLC
CUK
– –
-15,000
Closed -$387K –
CVBF icon
9450
CALL
CVB Financial
CVBF
$4.02B
– –
-100
Closed -$1.94K –

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Simplex Trading's Q2 2026 Portfolio in Review

As of Q2 2026, Simplex Trading held 10,638 positions worth $171B, up 14% from $149B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Simplex Trading's Q2 2026 filing shows 1,714 new, 3,712 increased, 3,486 reduced and 1,487 closed positions. Its largest new stake was Micron Technology: 52,682 shares worth $60.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $108M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Simplex Trading's largest Q2 2026 buy was Micron Technology: 52,682 shares worth $60.8M.
  • Simplex Trading added most to iShares Russell 2000 ETF in Q2 2026, an estimated $146M increase.
  • Simplex Trading's biggest Q2 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $108M.
  • Simplex Trading fully exited Intel in Q2 2026, selling an estimated $76.6M.
  • Simplex Trading's ten largest holdings make up 50% of its $171B portfolio in Q2 2026.
  • Simplex Trading opened 1,714 new positions and closed 1,487 in Q2 2026.
  • Simplex Trading's portfolio value rose 14% quarter-over-quarter to $171B.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.