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Simplex Trading

Simplex Trading Portfolio holdings

AUM $171B Turnover 30.09%
1-Year Est. Return 85%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+39.06%
1 Year Est. Return
+85%
3 Year Est. Return
+183.25%
5 Year Est. Return
+145.21%
10 Year Est. Return
+1,056.84%
AUM
$171B
AUM Growth
+$21.5B
Cap. Flow
-$29.5M
Cap. Flow %
-0.02%
Top 10 Hldgs %
49.56%
Holding
10,638
New
1,714
Increased
3,712
Reduced
3,486
Closed
1,487
Avg Time Held Equity + Options
2.9 years
Top 10 Avg Time Held Equity + Options
3.8 years
Top 20 Avg Time Held Equity + Options
4.1 years
Avg Time Held Equity only
0.5 years
Top 10 Avg Time Held Equity only
0.3 years
Top 20 Avg Time Held Equity only
0.3 years

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.28%
2 Technology 0.76%
3 Consumer Discretionary 0.21%
4 Communication Services 0.19%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow Held Since
DCGO icon
9476
PUT
DocGo
DCGO
$26.9M
– –
-100
Closed -$62 –
DCO icon
9477
CALL
Ducommun
DCO
$2.37B
– –
-700
Closed -$85.4K –
DCTH icon
9478
Delcath Systems
DCTH
$500M
– –
-2,107
Closed -$23.3K –
DDL icon
9479
PUT
Dingdong
DDL
$429M
– –
-48,200
Closed -$124K –
DELL icon
9480
Dell
DELL
$290B
– –
-9,098
Closed -$2.63M –
DFIC icon
9481
Dimensional International Core Equity 2 ETF
DFIC
$15B
– –
-1
Closed -$35 –
DFIN icon
9482
Donnelley Financial Solutions
DFIN
$1.36B
– –
-41
Closed -$1.93K –
DFIN icon
9483
PUT
Donnelley Financial Solutions
DFIN
$1.36B
– –
-100
Closed -$4.71K –
DGII icon
9484
CALL
Digi International
DGII
$2.84B
– –
-1,900
Closed -$91.6K –
DH icon
9485
Definitive Healthcare
DH
$115M
– –
-46
Closed -$56 –
DHC icon
9486
PUT
Diversified Healthcare Trust
DHC
$1.9B
– –
-3,900
Closed -$25.9K –
DHX icon
9487
CALL
DHI Group
DHX
$201M
– –
-2,900
Closed -$8.15K –
DIN icon
9488
CALL
Dine Brands
DIN
$394M
– –
-200
Closed -$5.25K –
DIN icon
9489
Dine Brands
DIN
$394M
– –
-2,104
Closed -$62.9K –
DJP icon
9490
CALL
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$885M
– –
-1,000
Closed -$48.1K –
DJP icon
9491
PUT
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$885M
– –
-800
Closed -$38.5K –
DKL icon
9492
Delek Logistics
DKL
$3.31B
– –
-7,243
Closed -$368K –
DLO icon
9493
dLocal
DLO
$4.43B
– –
-25,973
Closed -$330K –
DLPN icon
9494
CALL
Dolphin Entertainment
DLPN
$13.3M
– –
-800
Closed -$1.18K –
DLTH icon
9495
PUT
Duluth Holdings
DLTH
$150M
– –
-3,400
Closed -$10.7K –
DNN icon
9496
Denison Mines
DNN
$1.96B
– –
-8,882
Closed -$31K –
DOG icon
9497
ProShares Short Dow30
DOG
$107M
– –
-1,003
Closed -$24.5K –
DOLE icon
9498
Dole
DOLE
$1.27B
– –
-4,010
Closed -$58.4K –
DOMH icon
9499
PUT
Dominari Holdings
DOMH
$41.9M
– –
-1,200
Closed -$3.9K –
DORM icon
9500
CALL
Dorman Products
DORM
$3.72B
– –
-100
Closed -$10.4K –

Similar funds

Simplex Trading's Q2 2026 Portfolio in Review

As of Q2 2026, Simplex Trading held 10,638 positions worth $171B, up 14% from $149B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Simplex Trading's Q2 2026 filing shows 1,714 new, 3,712 increased, 3,486 reduced and 1,487 closed positions. Its largest new stake was Micron Technology: 52,682 shares worth $60.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $108M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Simplex Trading's largest Q2 2026 buy was Micron Technology: 52,682 shares worth $60.8M.
  • Simplex Trading added most to iShares Russell 2000 ETF in Q2 2026, an estimated $146M increase.
  • Simplex Trading's biggest Q2 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $108M.
  • Simplex Trading fully exited Intel in Q2 2026, selling an estimated $76.6M.
  • Simplex Trading's ten largest holdings make up 50% of its $171B portfolio in Q2 2026.
  • Simplex Trading opened 1,714 new positions and closed 1,487 in Q2 2026.
  • Simplex Trading's portfolio value rose 14% quarter-over-quarter to $171B.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.