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Simplex Trading

Simplex Trading Portfolio holdings

AUM $171B Turnover 30.09%
1-Year Est. Return 85%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+39.06%
1 Year Est. Return
+85%
3 Year Est. Return
+183.25%
5 Year Est. Return
+145.21%
10 Year Est. Return
+1,056.84%
AUM
$171B
AUM Growth
+$21.5B
Cap. Flow
-$29.5M
Cap. Flow %
-0.02%
Top 10 Hldgs %
49.56%
Holding
10,638
New
1,714
Increased
3,712
Reduced
3,486
Closed
1,487
Avg Time Held Equity + Options
2.9 years
Top 10 Avg Time Held Equity + Options
3.8 years
Top 20 Avg Time Held Equity + Options
4.1 years
Avg Time Held Equity only
0.5 years
Top 10 Avg Time Held Equity only
0.3 years
Top 20 Avg Time Held Equity only
0.3 years

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.28%
2 Technology 0.76%
3 Consumer Discretionary 0.21%
4 Communication Services 0.19%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow Held Since
EFO icon
9526
ProShares Ultra MSCI EAFE
EFO
$24.6M
– –
-21
Closed -$1.34K –
EFV icon
9527
iShares MSCI EAFE Value ETF
EFV
$30.4B
– –
-100
Closed -$7.43K –
EFXT icon
9528
Enerflex
EFXT
$2.78B
– –
-95
Closed -$2.37K –
EGAN icon
9529
CALL
eGain
EGAN
$149M
– –
-100
Closed -$789 –
EHAB icon
9530
CALL
DELISTED
Enhabit
EHAB
– –
-800
Closed -$11.3K –
EHAB icon
9531
DELISTED
Enhabit
EHAB
– –
-1,281
Closed -$18K –
ELVA icon
9532
Electrovaya
ELVA
$258M
– –
-1,207
Closed -$12K –
EMLP icon
9533
CALL
First Trust North American Energy Infrastructure Fund
EMLP
$4.2B
– –
-10,100
Closed -$260K –
ENTA icon
9534
Enanta Pharmaceuticals
ENTA
$339M
– –
-455
Closed -$6.12K –
ENSG icon
9535
CALL
The Ensign Group
ENSG
$10.2B
– –
-200
Closed -$40.3K –
EOLS icon
9536
Evolus
EOLS
$463M
– –
-7,557
Closed -$44.6K –
EPD icon
9537
Enterprise Products Partners
EPD
$80.1B
– –
-4,532
Closed -$171K –
EPRT icon
9538
Essential Properties Realty Trust
EPRT
$5.87B
– –
-101
Closed -$3.14K –
EPSN icon
9539
Epsilon Energy
EPSN
$193M
– –
-526
Closed -$3.24K –
EPV icon
9540
ProShares UltraShort FTSE Europe
EPV
$11.1M
– –
-99
Closed -$2.18K –
VMRK icon
9541
CALL
Vivmark Residential
VMRK
$48.8B
– –
-300
Closed -$17.7K –
EQWL icon
9542
Invesco S&P 100 Equal Weight ETF
EQWL
$2.83B
– –
-118
Closed -$13.6K –
ERIE icon
9543
Erie Indemnity
ERIE
$13.3B
– –
-293
Closed -$67.2K –
ERIE icon
9544
PUT
Erie Indemnity
ERIE
$13.3B
– –
-200
Closed -$50.3K –
ERO icon
9545
Ero Copper
ERO
$3.12B
– –
-24,531
Closed -$695K –
ESNT icon
9546
Essent Group
ESNT
$6B
– –
-21
Closed -$1.27K –
ESPR icon
9547
DELISTED
Esperion Therapeutics
ESPR
– –
-36,467
Closed -$102K –
EVCM icon
9548
CALL
EverCommerce
EVCM
$1.63B
– –
-100
Closed -$1.14K –
EVCM icon
9549
EverCommerce
EVCM
$1.63B
– –
-5
Closed -$57 –
EVER icon
9550
EverQuote
EVER
$801M
– –
-2,428
Closed -$44.5K –

Similar funds

Simplex Trading's Q2 2026 Portfolio in Review

As of Q2 2026, Simplex Trading held 10,638 positions worth $171B, up 14% from $149B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Simplex Trading's Q2 2026 filing shows 1,714 new, 3,712 increased, 3,486 reduced and 1,487 closed positions. Its largest new stake was Micron Technology: 52,682 shares worth $60.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $108M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Simplex Trading's largest Q2 2026 buy was Micron Technology: 52,682 shares worth $60.8M.
  • Simplex Trading added most to iShares Russell 2000 ETF in Q2 2026, an estimated $146M increase.
  • Simplex Trading's biggest Q2 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $108M.
  • Simplex Trading fully exited Intel in Q2 2026, selling an estimated $76.6M.
  • Simplex Trading's ten largest holdings make up 50% of its $171B portfolio in Q2 2026.
  • Simplex Trading opened 1,714 new positions and closed 1,487 in Q2 2026.
  • Simplex Trading's portfolio value rose 14% quarter-over-quarter to $171B.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.