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Simplex Trading

Simplex Trading Portfolio holdings

AUM $171B
1-Year Est. Return 85%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+39.06%
1 Year Est. Return
+85%
3 Year Est. Return
+183.25%
5 Year Est. Return
+145.21%
10 Year Est. Return
+1,056.84%
AUM
$171B
AUM Growth
+$21.5B
Cap. Flow
-$29.5M
Cap. Flow %
-0.02%
Top 10 Hldgs %
49.56%
Holding
10,638
New
1,714
Increased
3,712
Reduced
3,486
Closed
1,487

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.28%
2 Technology 0.76%
3 Consumer Discretionary 0.21%
4 Communication Services 0.19%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
DORM icon
9501
Dorman Products
DORM
$3.9B
-67
Closed -$6.99K
DORM icon
9502
PUT
Dorman Products
DORM
$3.9B
-100
Closed -$10.4K
DOUG icon
9503
PUT
Douglas Elliman
DOUG
$165M
-4,400
Closed -$7.22K
DOV icon
9504
Dover
DOV
$26B
-761
Closed -$166K
DSL
9505
CALL
DoubleLine Income Solutions Fund
DSL
$1.2B
-500
Closed -$5.42K
DSL
9506
DoubleLine Income Solutions Fund
DSL
$1.2B
-46
Closed -$498
DSL
9507
PUT
DoubleLine Income Solutions Fund
DSL
$1.2B
-500
Closed -$5.42K
DX
9508
Dynex Capital
DX
$3.2B
-57,482
Closed -$756K
OPPJ
9509
WisdomTree Trust WisdomTree Japan Opportunities Fund
OPPJ
$293M
-50
Closed -$2.72K
DXPE icon
9510
DXP Enterprises
DXPE
$2.86B
-162
Closed -$25.6K
DXLG icon
9511
Destination XL Group
DXLG
$36.8M
-4,358
Closed -$2.22K
EAF icon
9512
CALL
GrafTech
EAF
$162M
-3,900
Closed -$26.4K
EARN
9513
CALL
Ellington Residential Mortgage REIT
EARN
$164M
-1,400
Closed -$6.2K
EAT icon
9514
Brinker International
EAT
$9.62B
-3,957
Closed -$585K
EATZ
9515
DELISTED
AdvisorShares Restaurant ETF
EATZ
-44
Closed -$1.13K
EBAY icon
9516
eBay
EBAY
$46B
-10,835
Closed -$1.16M
EBC icon
9517
CALL
Eastern Bankshares
EBC
$5.08B
-700
Closed -$13.7K
EBC icon
9518
PUT
Eastern Bankshares
EBC
$5.08B
-900
Closed -$17.6K
ECH icon
9519
iShares MSCI Chile ETF
ECH
$1.05B
-10,502
Closed -$418K
ECL icon
9520
Ecolab
ECL
$78.3B
-1,244
Closed -$328K
ECVT icon
9521
CALL
Ecovyst
ECVT
$1.12B
-43,700
Closed -$562K
ECVT icon
9522
PUT
Ecovyst
ECVT
$1.12B
-300
Closed -$3.86K
EE icon
9523
PUT
Excelerate Energy
EE
$1.26B
-300
Closed -$10K
EETH icon
9524
ProShares Ether Strategy ETF
EETH
$68.2M
-4,049
Closed -$102K
EFG icon
9525
iShares MSCI EAFE Growth ETF
EFG
$17B
-142
Closed -$15.8K

Similar funds

Simplex Trading's Q2 2026 Portfolio in Review

As of Q2 2026, Simplex Trading held 10,638 positions worth $171B, up 14% from $149B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Simplex Trading's Q2 2026 filing shows 1,714 new, 3,712 increased, 3,486 reduced and 1,487 closed positions. Its largest new stake was Micron Technology: 52,682 shares worth $60.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $108M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Simplex Trading's largest Q2 2026 buy was Micron Technology: 52,682 shares worth $60.8M.
  • Simplex Trading added most to iShares Russell 2000 ETF in Q2 2026, an estimated $146M increase.
  • Simplex Trading's biggest Q2 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $108M.
  • Simplex Trading fully exited Intel in Q2 2026, selling an estimated $76.6M.
  • Simplex Trading's ten largest holdings make up 50% of its $171B portfolio in Q2 2026.
  • Simplex Trading opened 1,714 new positions and closed 1,487 in Q2 2026.
  • Simplex Trading's portfolio value rose 14% quarter-over-quarter to $171B.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.