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Simplex Trading

Simplex Trading Portfolio holdings

AUM $171B Turnover 30.09%
1-Year Est. Return 85%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+39.06%
1 Year Est. Return
+85%
3 Year Est. Return
+183.25%
5 Year Est. Return
+145.21%
10 Year Est. Return
+1,056.84%
AUM
$171B
AUM Growth
+$21.5B
Cap. Flow
-$29.5M
Cap. Flow %
-0.02%
Top 10 Hldgs %
49.56%
Holding
10,638
New
1,714
Increased
3,712
Reduced
3,486
Closed
1,487
Avg Time Held Equity + Options
2.9 years
Top 10 Avg Time Held Equity + Options
3.8 years
Top 20 Avg Time Held Equity + Options
4.1 years
Avg Time Held Equity only
0.5 years
Top 10 Avg Time Held Equity only
0.3 years
Top 20 Avg Time Held Equity only
0.3 years

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.28%
2 Technology 0.76%
3 Consumer Discretionary 0.21%
4 Communication Services 0.19%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow Held Since
DORM icon
9501
Dorman Products
DORM
$3.72B
– –
-67
Closed -$6.99K –
DORM icon
9502
PUT
Dorman Products
DORM
$3.72B
– –
-100
Closed -$10.4K –
DOUG icon
9503
PUT
Douglas Elliman
DOUG
$145M
– –
-4,400
Closed -$7.22K –
DOV icon
9504
Dover
DOV
$26.8B
– –
-761
Closed -$166K –
DSL icon
9505
CALL
DoubleLine Income Solutions Fund
DSL
$1.12B
– –
-500
Closed -$5.42K –
DSL icon
9506
DoubleLine Income Solutions Fund
DSL
$1.12B
– –
-46
Closed -$498 –
DSL icon
9507
PUT
DoubleLine Income Solutions Fund
DSL
$1.12B
– –
-500
Closed -$5.42K –
DX icon
9508
Dynex Capital
DX
$2.71B
– –
-57,482
Closed -$756K –
OPPJ icon
9509
WisdomTree Trust WisdomTree Japan Opportunities Fund
OPPJ
$326M
– –
-50
Closed -$2.72K –
DXPE icon
9510
DXP Enterprises
DXPE
$2.42B
– –
-162
Closed -$25.6K –
DXLG icon
9511
Destination XL Group
DXLG
$27.2M
– –
-4,358
Closed -$2.22K –
EAF icon
9512
CALL
GrafTech
EAF
$229M
– –
-3,900
Closed -$26.4K –
EARN icon
9513
CALL
Ellington Residential Mortgage REIT
EARN
$136M
– –
-1,400
Closed -$6.2K –
EAT icon
9514
Brinker International
EAT
$7.65B
– –
-3,957
Closed -$585K –
EATZ icon
9515
DELISTED
AdvisorShares Restaurant ETF
EATZ
– –
-44
Closed -$1.13K –
EBAY icon
9516
eBay
EBAY
$54B
– –
-10,835
Closed -$1.16M –
EBC icon
9517
CALL
Eastern Bankshares
EBC
$5.12B
– –
-700
Closed -$13.7K –
EBC icon
9518
PUT
Eastern Bankshares
EBC
$5.12B
– –
-900
Closed -$17.6K –
ECH icon
9519
iShares MSCI Chile ETF
ECH
$889M
– –
-10,502
Closed -$418K –
ECL icon
9520
Ecolab
ECL
$80.9B
– –
-1,244
Closed -$328K –
ECVT icon
9521
CALL
Ecovyst
ECVT
$1.07B
– –
-43,700
Closed -$562K –
ECVT icon
9522
PUT
Ecovyst
ECVT
$1.07B
– –
-300
Closed -$3.86K –
EE icon
9523
PUT
Excelerate Energy
EE
$1.02B
– –
-300
Closed -$10K –
EETH icon
9524
ProShares Ether Strategy ETF
EETH
$63.4M
– –
-4,049
Closed -$102K –
EFG icon
9525
iShares MSCI EAFE Growth ETF
EFG
$14.8B
– –
-142
Closed -$15.8K –

Similar funds

Simplex Trading's Q2 2026 Portfolio in Review

As of Q2 2026, Simplex Trading held 10,638 positions worth $171B, up 14% from $149B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Simplex Trading's Q2 2026 filing shows 1,714 new, 3,712 increased, 3,486 reduced and 1,487 closed positions. Its largest new stake was Micron Technology: 52,682 shares worth $60.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $108M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Simplex Trading's largest Q2 2026 buy was Micron Technology: 52,682 shares worth $60.8M.
  • Simplex Trading added most to iShares Russell 2000 ETF in Q2 2026, an estimated $146M increase.
  • Simplex Trading's biggest Q2 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $108M.
  • Simplex Trading fully exited Intel in Q2 2026, selling an estimated $76.6M.
  • Simplex Trading's ten largest holdings make up 50% of its $171B portfolio in Q2 2026.
  • Simplex Trading opened 1,714 new positions and closed 1,487 in Q2 2026.
  • Simplex Trading's portfolio value rose 14% quarter-over-quarter to $171B.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.