We are live on ! Find out more
Simplex Trading

Simplex Trading Portfolio holdings

AUM $171B
1-Year Est. Return 85%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+39.06%
1 Year Est. Return
+85%
3 Year Est. Return
+183.25%
5 Year Est. Return
+145.21%
10 Year Est. Return
+1,056.84%
AUM
$171B
AUM Growth
+$21.5B
Cap. Flow
-$29.5M
Cap. Flow %
-0.02%
Top 10 Hldgs %
49.56%
Holding
10,638
New
1,714
Increased
3,712
Reduced
3,486
Closed
1,487

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.28%
2 Technology 0.76%
3 Consumer Discretionary 0.21%
4 Communication Services 0.19%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
EWBC icon
9551
PUT
East-West Bancorp
EWBC
$17.9B
-100
Closed -$10.7K
EWN icon
9552
iShares MSCI Netherlands ETF
EWN
$729M
-343
Closed -$19.7K
EWTX icon
9553
Edgewise Therapeutics
EWTX
$4.68B
-1,832
Closed -$63.2K
EWV icon
9554
ProShares Trust UltraShort MSCI Japan
EWV
$4.92M
-465
Closed -$10.5K
EWY icon
9555
iShares MSCI South Korea ETF
EWY
$28.8B
-24,562
Closed -$3.02M
EXAS
9556
CALL
DELISTED
Exact Sciences
EXAS
-69,900
Closed -$57
EXAS
9557
PUT
DELISTED
Exact Sciences
EXAS
-25,400
Closed -$115
EXC icon
9558
Exelon
EXC
$45B
-17,819
Closed -$824K
EXFY icon
9559
PUT
Expensify
EXFY
$217M
-100
Closed -$87
EXI icon
9560
iShares Global Industrials ETF
EXI
$1.43B
-70
Closed -$12.7K
EXP icon
9561
CALL
Eagle Materials
EXP
$5.97B
-500
Closed -$94.7K
AGNT
9562
AGNT Inc
AGNT
$673M
-4,140
Closed -$22.8K
EXPO icon
9563
CALL
Exponent
EXPO
$3.25B
-1,500
Closed -$97.9K
EXPO icon
9564
PUT
Exponent
EXPO
$3.25B
-500
Closed -$32.6K
EXR icon
9565
CALL
Extra Space Storage
EXR
$29.4B
-8,300
Closed -$1.09M
EYE icon
9566
National Vision
EYE
$1.32B
-214
Closed -$4.36K
EZBC icon
9567
CALL
Franklin Bitcoin ETF
EZBC
$473M
-100
Closed -$83
FAF icon
9568
First American
FAF
$7.43B
-243
Closed -$16.2K
FAF icon
9569
PUT
First American
FAF
$7.43B
-800
Closed -$48.2K
FAS icon
9570
Direxion Daily Financial Bull 3x ETF
FAS
$2.4B
-15,123
Closed -$1.79M
FBIZ icon
9571
First Business Financial Services
FBIZ
$609M
-29
Closed -$1.56K
FBRT
9572
Franklin BSP Realty Trust
FBRT
$713M
-180
Closed -$1.56K
FBRX
9573
DELISTED
Forte Biosciences
FBRX
-2,312
Closed -$54.8K
FBRX
9574
PUT
DELISTED
Forte Biosciences
FBRX
-500
Closed -$12.9K
FCNCA icon
9575
First Citizens BancShares
FCNCA
$24.9B
-29
Closed -$58.2K

Similar funds

Simplex Trading's Q2 2026 Portfolio in Review

As of Q2 2026, Simplex Trading held 10,638 positions worth $171B, up 14% from $149B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Simplex Trading's Q2 2026 filing shows 1,714 new, 3,712 increased, 3,486 reduced and 1,487 closed positions. Its largest new stake was Micron Technology: 52,682 shares worth $60.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $108M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Simplex Trading's largest Q2 2026 buy was Micron Technology: 52,682 shares worth $60.8M.
  • Simplex Trading added most to iShares Russell 2000 ETF in Q2 2026, an estimated $146M increase.
  • Simplex Trading's biggest Q2 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $108M.
  • Simplex Trading fully exited Intel in Q2 2026, selling an estimated $76.6M.
  • Simplex Trading's ten largest holdings make up 50% of its $171B portfolio in Q2 2026.
  • Simplex Trading opened 1,714 new positions and closed 1,487 in Q2 2026.
  • Simplex Trading's portfolio value rose 14% quarter-over-quarter to $171B.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.