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Simplex Trading

Simplex Trading Portfolio holdings

AUM $171B Turnover 30.09%
1-Year Est. Return 85%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+39.06%
1 Year Est. Return
+85%
3 Year Est. Return
+183.25%
5 Year Est. Return
+145.21%
10 Year Est. Return
+1,056.84%
AUM
$171B
AUM Growth
+$21.5B
Cap. Flow
-$29.5M
Cap. Flow %
-0.02%
Top 10 Hldgs %
49.56%
Holding
10,638
New
1,714
Increased
3,712
Reduced
3,486
Closed
1,487
Avg Time Held Equity + Options
2.9 years
Top 10 Avg Time Held Equity + Options
3.8 years
Top 20 Avg Time Held Equity + Options
4.1 years
Avg Time Held Equity only
0.5 years
Top 10 Avg Time Held Equity only
0.3 years
Top 20 Avg Time Held Equity only
0.3 years

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.28%
2 Technology 0.76%
3 Consumer Discretionary 0.21%
4 Communication Services 0.19%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow Held Since
EWBC icon
9551
PUT
East-West Bancorp
EWBC
$18B
– –
-100
Closed -$10.7K –
EWN icon
9552
iShares MSCI Netherlands ETF
EWN
$615M
– –
-343
Closed -$19.7K –
EWTX icon
9553
Edgewise Therapeutics
EWTX
$4.27B
– –
-1,832
Closed -$63.2K –
EWV icon
9554
ProShares Trust UltraShort MSCI Japan
EWV
$4.27M
– –
-465
Closed -$10.5K –
EWY icon
9555
iShares MSCI South Korea ETF
EWY
$21.8B
– –
-24,562
Closed -$3.02M –
EXAS icon
9556
CALL
DELISTED
Exact Sciences
EXAS
– –
-69,900
Closed -$57 –
EXAS icon
9557
PUT
DELISTED
Exact Sciences
EXAS
– –
-25,400
Closed -$115 –
EXC icon
9558
Exelon
EXC
$45.8B
– –
-17,819
Closed -$824K –
EXFY icon
9559
PUT
Expensify
EXFY
$236M
– –
-100
Closed -$87 –
EXI icon
9560
iShares Global Industrials ETF
EXI
$1.4B
– –
-70
Closed -$12.7K –
EXP icon
9561
CALL
Eagle Materials
EXP
$5.36B
– –
-500
Closed -$94.7K –
AGNT icon
9562
AGNT Inc
AGNT
$692M
– –
-4,140
Closed -$22.8K –
EXPO icon
9563
CALL
Exponent
EXPO
$3.68B
– –
-1,500
Closed -$97.9K –
EXPO icon
9564
PUT
Exponent
EXPO
$3.68B
– –
-500
Closed -$32.6K –
EXR icon
9565
CALL
Extra Space Storage
EXR
$30.3B
– –
-8,300
Closed -$1.09M –
EYE icon
9566
National Vision
EYE
$1.48B
– –
-214
Closed -$4.36K –
EZBC icon
9567
CALL
Franklin Bitcoin ETF
EZBC
$480M
– –
-100
Closed -$83 –
FAF icon
9568
First American
FAF
$6.61B
– –
-243
Closed -$16.2K –
FAF icon
9569
PUT
First American
FAF
$6.61B
– –
-800
Closed -$48.2K –
FAS icon
9570
Direxion Daily Financial Bull 3x ETF
FAS
$2.16B
– –
-15,123
Closed -$1.79M –
FBIZ icon
9571
First Business Financial Services
FBIZ
$606M
– –
-29
Closed -$1.56K –
FBRT icon
9572
Franklin BSP Realty Trust
FBRT
$518M
– –
-180
Closed -$1.56K –
FBRX icon
9573
DELISTED
Forte Biosciences
FBRX
– –
-2,312
Closed -$54.8K –
FBRX icon
9574
PUT
DELISTED
Forte Biosciences
FBRX
– –
-500
Closed -$13K –
FCNCA icon
9575
First Citizens BancShares
FCNCA
$26.4B
– –
-29
Closed -$58.2K –

Similar funds

Simplex Trading's Q2 2026 Portfolio in Review

As of Q2 2026, Simplex Trading held 10,638 positions worth $171B, up 14% from $149B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Simplex Trading's Q2 2026 filing shows 1,714 new, 3,712 increased, 3,486 reduced and 1,487 closed positions. Its largest new stake was Micron Technology: 52,682 shares worth $60.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $108M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Simplex Trading's largest Q2 2026 buy was Micron Technology: 52,682 shares worth $60.8M.
  • Simplex Trading added most to iShares Russell 2000 ETF in Q2 2026, an estimated $146M increase.
  • Simplex Trading's biggest Q2 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $108M.
  • Simplex Trading fully exited Intel in Q2 2026, selling an estimated $76.6M.
  • Simplex Trading's ten largest holdings make up 50% of its $171B portfolio in Q2 2026.
  • Simplex Trading opened 1,714 new positions and closed 1,487 in Q2 2026.
  • Simplex Trading's portfolio value rose 14% quarter-over-quarter to $171B.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.