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Simplex Trading

Simplex Trading Portfolio holdings

AUM $171B Turnover 30.09%
1-Year Est. Return 85%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+39.06%
1 Year Est. Return
+85%
3 Year Est. Return
+183.25%
5 Year Est. Return
+145.21%
10 Year Est. Return
+1,056.84%
AUM
$171B
AUM Growth
+$21.5B
Cap. Flow
-$29.5M
Cap. Flow %
-0.02%
Top 10 Hldgs %
49.56%
Holding
10,638
New
1,714
Increased
3,712
Reduced
3,486
Closed
1,487
Avg Time Held Equity + Options
2.9 years
Top 10 Avg Time Held Equity + Options
3.8 years
Top 20 Avg Time Held Equity + Options
4.1 years
Avg Time Held Equity only
0.5 years
Top 10 Avg Time Held Equity only
0.3 years
Top 20 Avg Time Held Equity only
0.3 years

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.28%
2 Technology 0.76%
3 Consumer Discretionary 0.21%
4 Communication Services 0.19%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow Held Since
FNGS icon
9601
MicroSectors FANG+ ETNs due Jan 8 2038
FNGS
$587M
– –
-671
Closed -$48.1K –
FNKO icon
9602
Funko
FNKO
$382M
– –
-12,775
Closed -$61.4K –
FNLC icon
9603
First Bancorp
FNLC
$410M
– –
-83
Closed -$2.46K –
FOA icon
9604
Finance of America Companies
FOA
$105M
– –
-11,268
Closed -$230K –
FOA icon
9605
PUT
Finance of America Companies
FOA
$105M
– –
-600
Closed -$10K –
FOLD icon
9606
CALL
DELISTED
Amicus Therapeutics
FOLD
– –
-6,200
Closed -$89.7K –
FOLD icon
9607
PUT
DELISTED
Amicus Therapeutics
FOLD
– –
-19,500
Closed -$282K –
FOR icon
9608
Forestar Group
FOR
$1.33B
– –
-87
Closed -$2.13K –
FPH icon
9609
PUT
Five Point Holdings
FPH
$302M
– –
-400
Closed -$1.94K –
FPX icon
9610
First Trust US Equity Opportunities ETF
FPX
$1.36B
– –
-17
Closed -$3.15K –
FR icon
9611
CALL
First Industrial Realty Trust
FR
$7.22B
– –
-500
Closed -$28.9K –
FSLY icon
9612
Fastly Inc
FSLY
$3.89B
– –
-39,355
Closed -$855K –
FSP icon
9613
CALL
Franklin Street Properties
FSP
$46.9M
– –
-4,400
Closed -$2.93K –
FSS icon
9614
Federal Signal
FSS
$6.91B
– –
-2
Closed -$229 –
FSS icon
9615
PUT
Federal Signal
FSS
$6.91B
– –
-900
Closed -$97.3K –
FTCI icon
9616
FTC Solar
FTCI
$24.5M
– –
-1,375
Closed -$6.37K –
FTCI icon
9617
PUT
FTC Solar
FTCI
$24.5M
– –
-900
Closed -$3.4K –
FTDR icon
9618
CALL
Frontdoor
FTDR
$5.81B
– –
-100
Closed -$5.29K –
FTI icon
9619
TechnipFMC
FTI
$27.4B
– –
-46,617
Closed -$3.3M –
FUL icon
9620
CALL
H.B. Fuller
FUL
$2.67B
– –
-100
Closed -$6.17K –
FUL icon
9621
H.B. Fuller
FUL
$2.67B
– –
-77
Closed -$4.74K –
FULC icon
9622
Fulcrum Therapeutics
FULC
$281M
– –
-41,940
Closed -$255K –
FULT icon
9623
Fulton Financial
FULT
$4.52B
– –
-118
Closed -$2.59K –
FULT icon
9624
PUT
Fulton Financial
FULT
$4.52B
– –
-100
Closed -$2.03K –
FXI icon
9625
iShares China Large-Cap ETF
FXI
$3.72B
– –
-159,011
Closed -$5.71M –

Similar funds

Simplex Trading's Q2 2026 Portfolio in Review

As of Q2 2026, Simplex Trading held 10,638 positions worth $171B, up 14% from $149B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Simplex Trading's Q2 2026 filing shows 1,714 new, 3,712 increased, 3,486 reduced and 1,487 closed positions. Its largest new stake was Micron Technology: 52,682 shares worth $60.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $108M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Simplex Trading's largest Q2 2026 buy was Micron Technology: 52,682 shares worth $60.8M.
  • Simplex Trading added most to iShares Russell 2000 ETF in Q2 2026, an estimated $146M increase.
  • Simplex Trading's biggest Q2 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $108M.
  • Simplex Trading fully exited Intel in Q2 2026, selling an estimated $76.6M.
  • Simplex Trading's ten largest holdings make up 50% of its $171B portfolio in Q2 2026.
  • Simplex Trading opened 1,714 new positions and closed 1,487 in Q2 2026.
  • Simplex Trading's portfolio value rose 14% quarter-over-quarter to $171B.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.