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Simplex Trading

Simplex Trading Portfolio holdings

AUM $171B Turnover 30.09%
1-Year Est. Return 85%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+39.06%
1 Year Est. Return
+85%
3 Year Est. Return
+183.25%
5 Year Est. Return
+145.21%
10 Year Est. Return
+1,056.84%
AUM
$171B
AUM Growth
+$21.5B
Cap. Flow
-$29.5M
Cap. Flow %
-0.02%
Top 10 Hldgs %
49.56%
Holding
10,638
New
1,714
Increased
3,712
Reduced
3,486
Closed
1,487
Avg Time Held Equity + Options
2.9 years
Top 10 Avg Time Held Equity + Options
3.8 years
Top 20 Avg Time Held Equity + Options
4.1 years
Avg Time Held Equity only
0.5 years
Top 10 Avg Time Held Equity only
0.3 years
Top 20 Avg Time Held Equity only
0.3 years

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.28%
2 Technology 0.76%
3 Consumer Discretionary 0.21%
4 Communication Services 0.19%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow Held Since
FXY icon
9626
Invesco CurrencyShares Japanese Yen Trust
FXY
$450M
– –
-513
Closed -$29.5K –
GAIA icon
9627
PUT
Gaia
GAIA
$36.4M
– –
-3,900
Closed -$10.8K –
GANX icon
9628
Gain Therapeutics
GANX
$55M
– –
-13,439
Closed -$24.8K –
GASS icon
9629
PUT
StealthGas
GASS
$311M
– –
-700
Closed -$6.42K –
GATX icon
9630
GATX Corp
GATX
$5.84B
– –
-503
Closed -$91.6K –
GATX icon
9631
PUT
GATX Corp
GATX
$5.84B
– –
-800
Closed -$137K –
GAU icon
9632
Galiano Gold
GAU
$523M
– –
-8,876
Closed -$20.6K –
GBX icon
9633
The Greenbrier Companies
GBX
$1.18B
– –
-16
Closed -$787 –
TDAY icon
9634
USA Today Co
TDAY
$1.01B
– –
-1,995
Closed -$15.1K –
GCMG icon
9635
CALL
GCM Grosvenor
GCMG
$756M
– –
-200
Closed -$1.96K –
GCT icon
9636
GigaCloud Technology
GCT
$2.08B
– –
-303
Closed -$11.9K –
GDDY icon
9637
GoDaddy
GDDY
$14.3B
– –
-3,240
Closed -$273K –
GDEN icon
9638
DELISTED
Golden Entertainment
GDEN
– –
-548
Closed -$14.6K –
GDEN icon
9639
PUT
DELISTED
Golden Entertainment
GDEN
– –
-100
Closed -$2.67K –
GEF icon
9640
PUT
Greif
GEF
$4.68B
– –
-100
Closed -$6.71K –
GENC icon
9641
CALL
Gencor Industries
GENC
$255M
– –
-1,900
Closed -$28.5K –
GEO icon
9642
The GEO Group
GEO
$3.6B
– –
-27,236
Closed -$617K –
GFL icon
9643
GFL Environmental
GFL
$19.9B
– –
-48
Closed -$1.81K –
GGB icon
9644
Gerdau
GGB
$10B
– –
-9,302
Closed -$41.3K –
GGLS icon
9645
Direxion Daily GOOGL Bear 1X ETF
GGLS
$14.2M
– –
-10
Closed -$729 –
GHI icon
9646
PUT
Greystone Housing Impact Investors LP
GHI
$116M
– –
-600
Closed -$2.95K –
GKOS icon
9647
Glaukos
GKOS
$10.6B
– –
-1,613
Closed -$204K –
GLBS icon
9648
Globus Maritime Ltd
GLBS
$64.3M
– –
-436
Closed -$978 –
GLDD icon
9649
CALL
DELISTED
Great Lakes Dredge & Dock
GLDD
– –
-21,400
Closed -$364K –
GLDD icon
9650
PUT
DELISTED
Great Lakes Dredge & Dock
GLDD
– –
-1,100
Closed -$18.7K –

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Simplex Trading's Q2 2026 Portfolio in Review

As of Q2 2026, Simplex Trading held 10,638 positions worth $171B, up 14% from $149B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Simplex Trading's Q2 2026 filing shows 1,714 new, 3,712 increased, 3,486 reduced and 1,487 closed positions. Its largest new stake was Micron Technology: 52,682 shares worth $60.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $108M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Simplex Trading's largest Q2 2026 buy was Micron Technology: 52,682 shares worth $60.8M.
  • Simplex Trading added most to iShares Russell 2000 ETF in Q2 2026, an estimated $146M increase.
  • Simplex Trading's biggest Q2 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $108M.
  • Simplex Trading fully exited Intel in Q2 2026, selling an estimated $76.6M.
  • Simplex Trading's ten largest holdings make up 50% of its $171B portfolio in Q2 2026.
  • Simplex Trading opened 1,714 new positions and closed 1,487 in Q2 2026.
  • Simplex Trading's portfolio value rose 14% quarter-over-quarter to $171B.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.