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Simplex Trading

Simplex Trading Portfolio holdings

AUM $171B Turnover 30.09%
1-Year Est. Return 85%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+39.06%
1 Year Est. Return
+85%
3 Year Est. Return
+183.25%
5 Year Est. Return
+145.21%
10 Year Est. Return
+1,056.84%
AUM
$171B
AUM Growth
+$21.5B
Cap. Flow
-$29.5M
Cap. Flow %
-0.02%
Top 10 Hldgs %
49.56%
Holding
10,638
New
1,714
Increased
3,712
Reduced
3,486
Closed
1,487
Avg Time Held Equity + Options
2.9 years
Top 10 Avg Time Held Equity + Options
3.8 years
Top 20 Avg Time Held Equity + Options
4.1 years
Avg Time Held Equity only
0.5 years
Top 10 Avg Time Held Equity only
0.3 years
Top 20 Avg Time Held Equity only
0.3 years

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.28%
2 Technology 0.76%
3 Consumer Discretionary 0.21%
4 Communication Services 0.19%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow Held Since
GTIM icon
9676
CALL
Good Times Restaurants
GTIM
$13.6M
– –
-100
Closed -$117 –
GUSH icon
9677
Direxion Daily S&P Oil & Gas Exp. & Prod. Bull 2X ETF
GUSH
$242M
– –
-7,781
Closed -$285K –
GYRE icon
9678
Gyre Therapeutics
GYRE
$620M
– –
-674
Closed -$4.7K –
GYRE icon
9679
PUT
Gyre Therapeutics
GYRE
$620M
– –
-2,000
Closed -$13.9K –
HAL icon
9680
Halliburton
HAL
$29.1B
– –
-13,835
Closed -$541K –
HBNC icon
9681
CALL
Horizon Bancorp
HBNC
$1.05B
– –
-900
Closed -$14.9K –
HCKT icon
9682
Hackett Group
HCKT
$306M
– –
-284
Closed -$3.32K –
HDGE icon
9683
AdvisorShares Active Bear ETF
HDGE
$57M
– –
-2,649
Closed -$47.5K –
HGTY icon
9684
PUT
Hagerty
HGTY
$1.76B
– –
-1,000
Closed -$10.5K –
HGV icon
9685
Hilton Grand Vacations
HGV
$2.79B
– –
-2
Closed -$96 –
HIBL icon
9686
Direxion Daily S&P 500 High Beta Bull 3X ETF
HIBL
$67.5M
– –
-56
Closed -$3.35K –
HIPO icon
9687
CALL
Hippo Holdings
HIPO
$1.01B
– –
-100
Closed -$2.61K –
HIPO icon
9688
PUT
Hippo Holdings
HIPO
$1.01B
– –
-200
Closed -$5.21K –
HIW icon
9689
Highwoods Properties
HIW
$3.37B
– –
-568
Closed -$14.7K –
HL icon
9690
Hecla Mining
HL
$9.3B
– –
-118,499
Closed -$2.08M –
HLMN icon
9691
Hillman Solutions
HLMN
$1.4B
– –
-387
Closed -$3.22K –
HLNE icon
9692
Hamilton Lane
HLNE
$4.54B
– –
-1,102
Closed -$98K –
HODL icon
9693
VanEck Bitcoin Trust
HODL
$1.36B
– –
-67
Closed -$1.36K –
HODL icon
9694
PUT
VanEck Bitcoin Trust
HODL
$1.36B
– –
-300
Closed -$5.75K –
HOLX icon
9695
CALL
DELISTED
Hologic
HOLX
– –
-19,000
Closed -$1.44M –
HOLX icon
9696
PUT
DELISTED
Hologic
HOLX
– –
-58,600
Closed -$4.43M –
HRI icon
9697
PUT
Herc Holdings
HRI
$4.28B
– –
-6,000
Closed -$597K –
HRB icon
9698
H&R Block
HRB
$6.09B
– –
-1,540
Closed -$53.7K –
HRTG icon
9699
Heritage Insurance Holdings
HRTG
$1.09B
– –
-10,676
Closed -$266K –
HSBC icon
9700
HSBC
HSBC
$310B
– –
-17,986
Closed -$1.64M –

Similar funds

Simplex Trading's Q2 2026 Portfolio in Review

As of Q2 2026, Simplex Trading held 10,638 positions worth $171B, up 14% from $149B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Simplex Trading's Q2 2026 filing shows 1,714 new, 3,712 increased, 3,486 reduced and 1,487 closed positions. Its largest new stake was Micron Technology: 52,682 shares worth $60.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $108M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Simplex Trading's largest Q2 2026 buy was Micron Technology: 52,682 shares worth $60.8M.
  • Simplex Trading added most to iShares Russell 2000 ETF in Q2 2026, an estimated $146M increase.
  • Simplex Trading's biggest Q2 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $108M.
  • Simplex Trading fully exited Intel in Q2 2026, selling an estimated $76.6M.
  • Simplex Trading's ten largest holdings make up 50% of its $171B portfolio in Q2 2026.
  • Simplex Trading opened 1,714 new positions and closed 1,487 in Q2 2026.
  • Simplex Trading's portfolio value rose 14% quarter-over-quarter to $171B.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.