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Simplex Trading

Simplex Trading Portfolio holdings

AUM $171B Turnover 30.09%
1-Year Est. Return 85%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+39.06%
1 Year Est. Return
+85%
3 Year Est. Return
+183.25%
5 Year Est. Return
+145.21%
10 Year Est. Return
+1,056.84%
AUM
$171B
AUM Growth
+$21.5B
Cap. Flow
-$29.5M
Cap. Flow %
-0.02%
Top 10 Hldgs %
49.56%
Holding
10,638
New
1,714
Increased
3,712
Reduced
3,486
Closed
1,487
Avg Time Held Equity + Options
2.9 years
Top 10 Avg Time Held Equity + Options
3.8 years
Top 20 Avg Time Held Equity + Options
4.1 years
Avg Time Held Equity only
0.5 years
Top 10 Avg Time Held Equity only
0.3 years
Top 20 Avg Time Held Equity only
0.3 years

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.28%
2 Technology 0.76%
3 Consumer Discretionary 0.21%
4 Communication Services 0.19%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow Held Since
HSIC icon
9701
Henry Schein
HSIC
$9.47B
– –
-7,643
Closed -$584K –
HST icon
9702
Host Hotels & Resorts
HST
$16.9B
– –
-32,560
Closed -$727K –
HSTM icon
9703
CALL
HealthStream
HSTM
$1.08B
– –
-100
Closed -$2.07K –
HTH icon
9704
CALL
Hilltop Holdings
HTH
$2.08B
– –
-200
Closed -$7.16K –
HTLD icon
9705
CALL
Heartland Express
HTLD
$787M
– –
-6,500
Closed -$67.6K –
HUBG icon
9706
HUB Group
HUBG
$1.57B
– –
-5,667
Closed -$238K –
HUN icon
9707
Huntsman Corp
HUN
$1.54B
– –
-28,522
Closed -$393K –
HY icon
9708
Hyster-Yale Materials Handling
HY
$519M
– –
-275
Closed -$10K –
HY icon
9709
PUT
Hyster-Yale Materials Handling
HY
$519M
– –
-300
Closed -$9.8K –
HYDR icon
9710
Global X Hydrogen ETF
HYDR
$77.9M
– –
-1,492
Closed -$54.1K –
HYG icon
9711
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17B
– –
-16,805
Closed -$1.34M –
HYMC icon
9712
Hycroft Mining Holding Corp
HYMC
$1.44B
– –
-29,119
Closed -$982K –
PPLI icon
9713
PUT
People Inc
PPLI
$2.87B
– –
-100
Closed -$4K –
IAK icon
9714
iShares US Insurance ETF
IAK
$455M
– –
-78
Closed -$10K –
IBCP icon
9715
CALL
Independent Bank Corp
IBCP
$821M
– –
-900
Closed -$30K –
IBOC icon
9716
International Bancshares
IBOC
$4.18B
– –
-4
Closed -$290 –
IBP icon
9717
Installed Building Products
IBP
$5.29B
– –
-119
Closed -$28.9K –
ICL icon
9718
CALL
ICL Group
ICL
$6.16B
– –
-82,600
Closed -$428K –
ICLR icon
9719
Icon
ICLR
$14.3B
– –
-1,366
Closed -$174K –
ICMB icon
9720
CALL
Investcorp Credit Management BDC
ICMB
$10.1M
– –
-100
Closed -$162 –
IDA icon
9721
Idacorp
IDA
$8.14B
– –
-702
Closed -$101K –
ICUI icon
9722
ICU Medical
ICUI
$4.17B
– –
-12
Closed -$1.56K –
IDGT icon
9723
iShares US Digital Infrastructure and Real Estate ETF
IDGT
$491M
– –
-34
Closed -$3.32K –
IDXX icon
9724
CALL
Idexx Laboratories
IDXX
$44.1B
– –
-400
Closed -$225K –
IEF icon
9725
iShares 7-10 Year Treasury Bond ETF
IEF
$41.9B
– –
-50,658
Closed -$4.83M –

Similar funds

Simplex Trading's Q2 2026 Portfolio in Review

As of Q2 2026, Simplex Trading held 10,638 positions worth $171B, up 14% from $149B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Simplex Trading's Q2 2026 filing shows 1,714 new, 3,712 increased, 3,486 reduced and 1,487 closed positions. Its largest new stake was Micron Technology: 52,682 shares worth $60.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $108M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Simplex Trading's largest Q2 2026 buy was Micron Technology: 52,682 shares worth $60.8M.
  • Simplex Trading added most to iShares Russell 2000 ETF in Q2 2026, an estimated $146M increase.
  • Simplex Trading's biggest Q2 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $108M.
  • Simplex Trading fully exited Intel in Q2 2026, selling an estimated $76.6M.
  • Simplex Trading's ten largest holdings make up 50% of its $171B portfolio in Q2 2026.
  • Simplex Trading opened 1,714 new positions and closed 1,487 in Q2 2026.
  • Simplex Trading's portfolio value rose 14% quarter-over-quarter to $171B.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.