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Simplex Trading

Simplex Trading Portfolio holdings

AUM $171B
1-Year Est. Return 85%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+39.06%
1 Year Est. Return
+85%
3 Year Est. Return
+183.25%
5 Year Est. Return
+145.21%
10 Year Est. Return
+1,056.84%
AUM
$171B
AUM Growth
+$21.5B
Cap. Flow
-$29.5M
Cap. Flow %
-0.02%
Top 10 Hldgs %
49.56%
Holding
10,638
New
1,714
Increased
3,712
Reduced
3,486
Closed
1,487

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.28%
2 Technology 0.76%
3 Consumer Discretionary 0.21%
4 Communication Services 0.19%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
HSIC icon
9701
Henry Schein
HSIC
$10B
-7,643
Closed -$584K
HST icon
9702
Host Hotels & Resorts
HST
$15.1B
-32,560
Closed -$727K
HSTM icon
9703
CALL
HealthStream
HSTM
$854M
-100
Closed -$2.07K
HTH icon
9704
CALL
Hilltop Holdings
HTH
$2.25B
-200
Closed -$7.16K
HTLD icon
9705
CALL
Heartland Express
HTLD
$962M
-6,500
Closed -$67.6K
HUBG icon
9706
HUB Group
HUBG
$2.24B
-5,667
Closed -$238K
HUN icon
9707
Huntsman Corp
HUN
$1.69B
-28,522
Closed -$393K
HY icon
9708
Hyster-Yale Materials Handling
HY
$641M
-275
Closed -$9.99K
HY icon
9709
PUT
Hyster-Yale Materials Handling
HY
$641M
-300
Closed -$9.75K
HYDR icon
9710
Global X Hydrogen ETF
HYDR
$106M
-1,492
Closed -$54.1K
HYG icon
9711
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
-16,805
Closed -$1.34M
HYMC icon
9712
Hycroft Mining Holding Corp
HYMC
$2.11B
-29,119
Closed -$982K
PPLI
9713
PUT
People Inc
PPLI
$2.9B
-100
Closed -$4K
IAK icon
9714
iShares US Insurance ETF
IAK
$524M
-78
Closed -$10K
IBCP icon
9715
CALL
Independent Bank Corp
IBCP
$830M
-900
Closed -$30K
IBOC icon
9716
International Bancshares
IBOC
$4.47B
-4
Closed -$290
IBP icon
9717
Installed Building Products
IBP
$6.34B
-119
Closed -$28.9K
ICL icon
9718
CALL
ICL Group
ICL
$7.58B
-82,600
Closed -$428K
ICLR icon
9719
Icon
ICLR
$12.7B
-1,366
Closed -$174K
ICMB icon
9720
CALL
Investcorp Credit Management BDC
ICMB
$12.8M
-100
Closed -$162
IDA icon
9721
Idacorp
IDA
$7.85B
-702
Closed -$101K
ICUI icon
9722
ICU Medical
ICUI
$4.19B
-12
Closed -$1.56K
IDGT icon
9723
iShares US Digital Infrastructure and Real Estate ETF
IDGT
$507M
-34
Closed -$3.32K
IDXX icon
9724
CALL
Idexx Laboratories
IDXX
$42.2B
-400
Closed -$225K
IEF icon
9725
iShares 7-10 Year Treasury Bond ETF
IEF
$42.1B
-50,658
Closed -$4.83M

Similar funds

Simplex Trading's Q2 2026 Portfolio in Review

As of Q2 2026, Simplex Trading held 10,638 positions worth $171B, up 14% from $149B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Simplex Trading's Q2 2026 filing shows 1,714 new, 3,712 increased, 3,486 reduced and 1,487 closed positions. Its largest new stake was Micron Technology: 52,682 shares worth $60.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $108M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Simplex Trading's largest Q2 2026 buy was Micron Technology: 52,682 shares worth $60.8M.
  • Simplex Trading added most to iShares Russell 2000 ETF in Q2 2026, an estimated $146M increase.
  • Simplex Trading's biggest Q2 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $108M.
  • Simplex Trading fully exited Intel in Q2 2026, selling an estimated $76.6M.
  • Simplex Trading's ten largest holdings make up 50% of its $171B portfolio in Q2 2026.
  • Simplex Trading opened 1,714 new positions and closed 1,487 in Q2 2026.
  • Simplex Trading's portfolio value rose 14% quarter-over-quarter to $171B.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.