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Simplex Trading

Simplex Trading Portfolio holdings

AUM $171B Turnover 30.09%
1-Year Est. Return 85%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+39.06%
1 Year Est. Return
+85%
3 Year Est. Return
+183.25%
5 Year Est. Return
+145.21%
10 Year Est. Return
+1,056.84%
AUM
$171B
AUM Growth
+$21.5B
Cap. Flow
-$29.5M
Cap. Flow %
-0.02%
Top 10 Hldgs %
49.56%
Holding
10,638
New
1,714
Increased
3,712
Reduced
3,486
Closed
1,487
Avg Time Held Equity + Options
2.9 years
Top 10 Avg Time Held Equity + Options
3.8 years
Top 20 Avg Time Held Equity + Options
4.1 years
Avg Time Held Equity only
0.5 years
Top 10 Avg Time Held Equity only
0.3 years
Top 20 Avg Time Held Equity only
0.3 years

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.28%
2 Technology 0.76%
3 Consumer Discretionary 0.21%
4 Communication Services 0.19%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow Held Since
IEO icon
9726
iShares US Oil & Gas Exploration & Production ETF
IEO
$913M
– –
-289
Closed -$36.1K –
IFF icon
9727
International Flavors & Fragrances
IFF
$24B
– –
-5,154
Closed -$384K –
IGE icon
9728
iShares North American Natural Resources ETF
IGE
$829M
– –
-116
Closed -$7.3K –
IGLB icon
9729
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.72B
– –
-25
Closed -$1.24K –
IHF icon
9730
iShares US Healthcare Providers ETF
IHF
$1.43B
– –
-1,484
Closed -$62.1K –
IHS icon
9731
PUT
IHS Holding
IHS
$2.86B
– –
-100
Closed -$823 –
III icon
9732
Information Services Group
III
$299M
– –
-133
Closed -$510 –
IJH icon
9733
iShares Core S&P Mid-Cap ETF
IJH
$121B
– –
-240
Closed -$16.2K –
ILPT icon
9734
Industrial Logistics Properties Trust
ILPT
$471M
– –
-1,163
Closed -$9.01K –
NBP icon
9735
PUT
NovaBridge Biosciences American Depositary Shares
NBP
$158M
– –
-300
Closed -$738 –
IMCR icon
9736
Immunocore
IMCR
$1.6B
– –
-1,451
Closed -$42.9K –
IMMR icon
9737
Immersion
IMMR
$236M
– –
-4,063
Closed -$25.6K –
IMRX icon
9738
Immuneering
IMRX
$241M
– –
-8,942
Closed -$45.2K –
IMTX icon
9739
Immatics
IMTX
$1.11B
– –
-4,891
Closed -$48.1K –
IMTX icon
9740
PUT
Immatics
IMTX
$1.11B
– –
-13,700
Closed -$135K –
INBK icon
9741
CALL
First Internet Bancorp
INBK
$233M
– –
-300
Closed -$6.11K –
INCO icon
9742
PUT
Columbia India Consumer ETF
INCO
$202M
– –
-300
Closed -$12.2K –
INDV icon
9743
Indivior Pharmaceuticals
INDV
$4.07B
– –
-10,533
Closed -$382K –
INGR icon
9744
CALL
Ingredion
INGR
$6.04B
– –
-100
Closed -$11.3K –
INMD icon
9745
InMode
INMD
$804M
– –
-1,847
Closed -$25.8K –
INNV icon
9746
InnovAge Holding
INNV
$1.3B
– –
-461
Closed -$3.78K –
INO icon
9747
PUT
Inovio Pharmaceuticals
INO
$92.8M
– –
-17,600
Closed -$30.6K –
INSE icon
9748
CALL
Inspired Entertainment
INSE
$83.6M
– –
-45,100
Closed -$322K –
INSE icon
9749
Inspired Entertainment
INSE
$83.6M
– –
-45
Closed -$320 –
INSM icon
9750
Insmed
INSM
$20.4B
– –
-10,715
Closed -$1.3M –

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Simplex Trading's Q2 2026 Portfolio in Review

As of Q2 2026, Simplex Trading held 10,638 positions worth $171B, up 14% from $149B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Simplex Trading's Q2 2026 filing shows 1,714 new, 3,712 increased, 3,486 reduced and 1,487 closed positions. Its largest new stake was Micron Technology: 52,682 shares worth $60.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $108M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Simplex Trading's largest Q2 2026 buy was Micron Technology: 52,682 shares worth $60.8M.
  • Simplex Trading added most to iShares Russell 2000 ETF in Q2 2026, an estimated $146M increase.
  • Simplex Trading's biggest Q2 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $108M.
  • Simplex Trading fully exited Intel in Q2 2026, selling an estimated $76.6M.
  • Simplex Trading's ten largest holdings make up 50% of its $171B portfolio in Q2 2026.
  • Simplex Trading opened 1,714 new positions and closed 1,487 in Q2 2026.
  • Simplex Trading's portfolio value rose 14% quarter-over-quarter to $171B.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.