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Simplex Trading

Simplex Trading Portfolio holdings

AUM $171B Turnover 30.09%
1-Year Est. Return 85%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+39.06%
1 Year Est. Return
+85%
3 Year Est. Return
+183.25%
5 Year Est. Return
+145.21%
10 Year Est. Return
+1,056.84%
AUM
$171B
AUM Growth
+$21.5B
Cap. Flow
-$29.5M
Cap. Flow %
-0.02%
Top 10 Hldgs %
49.56%
Holding
10,638
New
1,714
Increased
3,712
Reduced
3,486
Closed
1,487
Avg Time Held Equity + Options
2.9 years
Top 10 Avg Time Held Equity + Options
3.8 years
Top 20 Avg Time Held Equity + Options
4.1 years
Avg Time Held Equity only
0.5 years
Top 10 Avg Time Held Equity only
0.3 years
Top 20 Avg Time Held Equity only
0.3 years

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.28%
2 Technology 0.76%
3 Consumer Discretionary 0.21%
4 Communication Services 0.19%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow Held Since
IVOL icon
9776
Quadratic Interest Rate Volatility and Inflation Hedge ETF
IVOL
$225M
– –
-26
Closed -$486 –
IVZ icon
9777
Invesco
IVZ
$12.4B
– –
-10,300
Closed -$273K –
IWC icon
9778
iShares Micro-Cap ETF
IWC
$1.27B
– –
-1,625
Closed -$259K –
IYH icon
9779
iShares US Healthcare ETF
IYH
$4.4B
– –
-991
Closed -$61.1K –
IYK icon
9780
iShares US Consumer Staples ETF
IYK
$1.64B
– –
-115
Closed -$8.05K –
JAKK icon
9781
CALL
Jakks Pacific
JAKK
$349M
– –
-200
Closed -$3.98K –
JAKK icon
9782
Jakks Pacific
JAKK
$349M
– –
-930
Closed -$18.5K –
JBGS icon
9783
JBG SMITH
JBGS
$678M
– –
-4,952
Closed -$72.3K –
JBGS icon
9784
PUT
JBG SMITH
JBGS
$678M
– –
-10,000
Closed -$146K –
JBI icon
9785
CALL
Janus International
JBI
$607M
– –
-1,900
Closed -$9.8K –
JBLU icon
9786
JetBlue
JBLU
$992M
– –
-183,412
Closed -$934K –
JBSS icon
9787
John B. Sanfilippo & Son
JBSS
$784M
– –
-574
Closed -$45.4K –
JCPB icon
9788
JPMorgan Core Plus Bond ETF
JCPB
$16.2B
– –
-100
Closed -$4.71K –
JEF icon
9789
Jefferies Financial Group
JEF
$10.3B
– –
-3,142
Closed -$162K –
JELD icon
9790
JELD-WEN Holding
JELD
$119M
– –
-13,383
Closed -$20.6K –
JETS icon
9791
US Global Jets ETF
JETS
$748M
– –
-16,799
Closed -$414K –
JFIN icon
9792
PUT
Jiayin Group
JFIN
$67.5M
– –
-100
Closed -$419 –
JHG icon
9793
DELISTED
Janus Henderson
JHG
– –
-1,333
Closed -$68.9K –
JHG icon
9794
PUT
DELISTED
Janus Henderson
JHG
– –
-13,700
Closed -$704K –
JJSF icon
9795
J&J Snack Foods
JJSF
$1.56B
– –
-365
Closed -$28.9K –
JJSF icon
9796
PUT
J&J Snack Foods
JJSF
$1.56B
– –
-3,300
Closed -$262K –
JNK icon
9797
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$5.72B
– –
-644
Closed -$61.6K –
JYNT icon
9798
PUT
The Joint Corp
JYNT
$102M
– –
-100
Closed -$885 –
KALU icon
9799
CALL
Kaiser Aluminum
KALU
$1.75B
– –
-100
Closed -$12.1K –
KALU icon
9800
PUT
Kaiser Aluminum
KALU
$1.75B
– –
-100
Closed -$12.1K –

Similar funds

Simplex Trading's Q2 2026 Portfolio in Review

As of Q2 2026, Simplex Trading held 10,638 positions worth $171B, up 14% from $149B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Simplex Trading's Q2 2026 filing shows 1,714 new, 3,712 increased, 3,486 reduced and 1,487 closed positions. Its largest new stake was Micron Technology: 52,682 shares worth $60.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $108M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Simplex Trading's largest Q2 2026 buy was Micron Technology: 52,682 shares worth $60.8M.
  • Simplex Trading added most to iShares Russell 2000 ETF in Q2 2026, an estimated $146M increase.
  • Simplex Trading's biggest Q2 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $108M.
  • Simplex Trading fully exited Intel in Q2 2026, selling an estimated $76.6M.
  • Simplex Trading's ten largest holdings make up 50% of its $171B portfolio in Q2 2026.
  • Simplex Trading opened 1,714 new positions and closed 1,487 in Q2 2026.
  • Simplex Trading's portfolio value rose 14% quarter-over-quarter to $171B.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.