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Simplex Trading

Simplex Trading Portfolio holdings

AUM $171B
1-Year Est. Return 85%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+39.06%
1 Year Est. Return
+85%
3 Year Est. Return
+183.25%
5 Year Est. Return
+145.21%
10 Year Est. Return
+1,056.84%
AUM
$171B
AUM Growth
+$21.5B
Cap. Flow
-$29.5M
Cap. Flow %
-0.02%
Top 10 Hldgs %
49.56%
Holding
10,638
New
1,714
Increased
3,712
Reduced
3,486
Closed
1,487

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.28%
2 Technology 0.76%
3 Consumer Discretionary 0.21%
4 Communication Services 0.19%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
KALV
9801
CALL
DELISTED
KalVista Pharmaceuticals
KALV
-9,900
Closed -$199K
KALV
9802
PUT
DELISTED
KalVista Pharmaceuticals
KALV
-15,400
Closed -$310K
OPLN
9803
Openlane
OPLN
$4.33B
-1,041
Closed -$36.4K
KB icon
9804
PUT
KB Financial Group
KB
$45.2B
-900
Closed -$89.8K
KDP icon
9805
Keurig Dr Pepper
KDP
$44.3B
-10,474
Closed -$305K
KEN icon
9806
Kenon Holdings
KEN
$3.6B
-8
Closed -$658
KEN icon
9807
PUT
Kenon Holdings
KEN
$3.6B
-200
Closed -$16.5K
KEP icon
9808
CALL
Korea Electric Power
KEP
$15.3B
-5,200
Closed -$74.1K
KEX icon
9809
CALL
Kirby Corp
KEX
$7.43B
-100
Closed -$13.3K
KFRC icon
9810
CALL
Kforce
KFRC
$977M
-1,800
Closed -$52.6K
KFY icon
9811
Korn Ferry
KFY
$4.38B
-47
Closed -$3.18K
KFY icon
9812
PUT
Korn Ferry
KFY
$4.38B
-400
Closed -$25.2K
KGRN icon
9813
KraneShares MSCI China Clean Technology Index ETF
KGRN
$48.9M
-93
Closed -$2.66K
KIM icon
9814
Kimco Realty
KIM
$15.8B
-10,991
Closed -$264K
NXDR
9815
Nextdoor Holdings
NXDR
$867M
-14,900
Closed -$27.8K
TBHC
9816
DELISTED
The Brand House Collective
TBHC
-1,418
Closed -$1.32K
TBHC
9817
PUT
DELISTED
The Brand House Collective
TBHC
-100
Closed -$92
KLXE icon
9818
KLX Energy Services
KLXE
$32.7M
-483
Closed -$1.43K
KMDA icon
9819
CALL
Kamada
KMDA
$493M
-1,300
Closed -$10.8K
KMPR icon
9820
Kemper
KMPR
$1.65B
-31
Closed -$903
KNF icon
9821
CALL
Knife River
KNF
$3.51B
-400
Closed -$32.7K
KNTK icon
9822
Kinetik
KNTK
$4.38B
-3,919
Closed -$187K
KOP icon
9823
CALL
Koppers
KOP
$904M
-3,200
Closed -$124K
KOP icon
9824
PUT
Koppers
KOP
$904M
-11,800
Closed -$456K
KOPN icon
9825
Kopin
KOPN
$796M
-11,268
Closed -$49.1K

Similar funds

Simplex Trading's Q2 2026 Portfolio in Review

As of Q2 2026, Simplex Trading held 10,638 positions worth $171B, up 14% from $149B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Simplex Trading's Q2 2026 filing shows 1,714 new, 3,712 increased, 3,486 reduced and 1,487 closed positions. Its largest new stake was Micron Technology: 52,682 shares worth $60.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $108M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Simplex Trading's largest Q2 2026 buy was Micron Technology: 52,682 shares worth $60.8M.
  • Simplex Trading added most to iShares Russell 2000 ETF in Q2 2026, an estimated $146M increase.
  • Simplex Trading's biggest Q2 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $108M.
  • Simplex Trading fully exited Intel in Q2 2026, selling an estimated $76.6M.
  • Simplex Trading's ten largest holdings make up 50% of its $171B portfolio in Q2 2026.
  • Simplex Trading opened 1,714 new positions and closed 1,487 in Q2 2026.
  • Simplex Trading's portfolio value rose 14% quarter-over-quarter to $171B.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.