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Simplex Trading

Simplex Trading Portfolio holdings

AUM $171B Turnover 30.09%
1-Year Est. Return 85%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+39.06%
1 Year Est. Return
+85%
3 Year Est. Return
+183.25%
5 Year Est. Return
+145.21%
10 Year Est. Return
+1,056.84%
AUM
$171B
AUM Growth
+$21.5B
Cap. Flow
-$29.5M
Cap. Flow %
-0.02%
Top 10 Hldgs %
49.56%
Holding
10,638
New
1,714
Increased
3,712
Reduced
3,486
Closed
1,487
Avg Time Held Equity + Options
2.9 years
Top 10 Avg Time Held Equity + Options
3.8 years
Top 20 Avg Time Held Equity + Options
4.1 years
Avg Time Held Equity only
0.5 years
Top 10 Avg Time Held Equity only
0.3 years
Top 20 Avg Time Held Equity only
0.3 years

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.28%
2 Technology 0.76%
3 Consumer Discretionary 0.21%
4 Communication Services 0.19%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow Held Since
KRBN icon
9826
KraneShares Global Carbon Strategy ETF
KRBN
$138M
– –
-208
Closed -$6.18K –
KRC icon
9827
Kilroy Realty
KRC
$4.33B
– –
-177
Closed -$6.02K –
KRG icon
9828
CALL
Kite Realty
KRG
$4.94B
– –
-1,400
Closed -$34.4K –
KRG icon
9829
PUT
Kite Realty
KRG
$4.94B
– –
-200
Closed -$4.91K –
KRNT icon
9830
Kornit Digital
KRNT
$760M
– –
-11,422
Closed -$167K –
KRNT icon
9831
PUT
Kornit Digital
KRNT
$760M
– –
-63,600
Closed -$932K –
KROS icon
9832
Keros Therapeutics
KROS
$224M
– –
-22,288
Closed -$248K –
KROS icon
9833
PUT
Keros Therapeutics
KROS
$224M
– –
-58,700
Closed -$648K –
KRYS icon
9834
Krystal Biotech
KRYS
$9.22B
– –
-50
Closed -$14.9K –
KTEC icon
9835
KraneShares Hang Seng TECH Index ETF
KTEC
$43.1M
– –
-1,510
Closed -$20.7K –
KURA icon
9836
Kura Oncology
KURA
$855M
– –
-6,905
Closed -$65.1K –
KW icon
9837
CALL
DELISTED
Kennedy-Wilson Holdings
KW
– –
-100
Closed -$1.08K –
KW icon
9838
DELISTED
Kennedy-Wilson Holdings
KW
– –
-300
Closed -$3.25K –
KW icon
9839
PUT
DELISTED
Kennedy-Wilson Holdings
KW
– –
-8,200
Closed -$88.7K –
KWR icon
9840
Quaker Houghton
KWR
$2.68B
– –
-184
Closed -$25.9K –
KZR icon
9841
CALL
DELISTED
Kezar Life Sciences
KZR
– –
-19,900
Closed -$148K –
L icon
9842
Loews
L
$22.9B
– –
-91
Closed -$9.9K –
LAB icon
9843
Standard BioTools
LAB
$239M
– –
-2,915
Closed -$2.75K –
LABD icon
9844
Direxion Daily S&P Biotech Bear 3X ETF
LABD
$57M
– –
-17,221
Closed -$281K –
LAND icon
9845
Gladstone Land Corp
LAND
$383M
– –
-12,169
Closed -$116K –
LASR icon
9846
nLIGHT
LASR
$2.1B
– –
-8,988
Closed -$627K –
LAUR icon
9847
PUT
Laureate Education
LAUR
$5.38B
– –
-100
Closed -$3.48K –
LAW icon
9848
CALL
CS Disco
LAW
$329M
– –
-2,100
Closed -$8.02K –
LAW icon
9849
CS Disco
LAW
$329M
– –
-10,069
Closed -$39K –
LAZ icon
9850
Lazard
LAZ
$3.63B
– –
-3,532
Closed -$162K –

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Simplex Trading's Q2 2026 Portfolio in Review

As of Q2 2026, Simplex Trading held 10,638 positions worth $171B, up 14% from $149B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Simplex Trading's Q2 2026 filing shows 1,714 new, 3,712 increased, 3,486 reduced and 1,487 closed positions. Its largest new stake was Micron Technology: 52,682 shares worth $60.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $108M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Simplex Trading's largest Q2 2026 buy was Micron Technology: 52,682 shares worth $60.8M.
  • Simplex Trading added most to iShares Russell 2000 ETF in Q2 2026, an estimated $146M increase.
  • Simplex Trading's biggest Q2 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $108M.
  • Simplex Trading fully exited Intel in Q2 2026, selling an estimated $76.6M.
  • Simplex Trading's ten largest holdings make up 50% of its $171B portfolio in Q2 2026.
  • Simplex Trading opened 1,714 new positions and closed 1,487 in Q2 2026.
  • Simplex Trading's portfolio value rose 14% quarter-over-quarter to $171B.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.