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Simplex Trading

Simplex Trading Portfolio holdings

AUM $171B Turnover 30.09%
1-Year Est. Return 85%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+39.06%
1 Year Est. Return
+85%
3 Year Est. Return
+183.25%
5 Year Est. Return
+145.21%
10 Year Est. Return
+1,056.84%
AUM
$171B
AUM Growth
+$21.5B
Cap. Flow
-$29.5M
Cap. Flow %
-0.02%
Top 10 Hldgs %
49.56%
Holding
10,638
New
1,714
Increased
3,712
Reduced
3,486
Closed
1,487
Avg Time Held Equity + Options
2.9 years
Top 10 Avg Time Held Equity + Options
3.8 years
Top 20 Avg Time Held Equity + Options
4.1 years
Avg Time Held Equity only
0.5 years
Top 10 Avg Time Held Equity only
0.3 years
Top 20 Avg Time Held Equity only
0.3 years

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.28%
2 Technology 0.76%
3 Consumer Discretionary 0.21%
4 Communication Services 0.19%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow Held Since
LBRDK icon
9851
DELISTED
Liberty Broadband Class C
LBRDK
– –
-103
Closed -$5.18K –
LCII icon
9852
LCI Industries
LCII
$2.06B
– –
-386
Closed -$42.5K –
LCTX icon
9853
Lineage Cell Therapeutics
LCTX
$253M
– –
-9,698
Closed -$13.4K –
LEA icon
9854
PUT
Lear
LEA
$5.76B
– –
-300
Closed -$36.3K –
LECO icon
9855
PUT
Lincoln Electric
LECO
$14B
– –
-200
Closed -$49.8K –
LEMB icon
9856
iShares JPMorgan EM Local Currency Bond ETF
LEMB
$779M
– –
-110
Closed -$4.49K –
LGLV icon
9857
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
$1.19B
– –
-20
Closed -$3.56K –
LINC icon
9858
PUT
Lincoln Educational Services
LINC
$688M
– –
-1,000
Closed -$40.7K –
LIND icon
9859
Lindblad Expeditions
LIND
$2.24B
– –
-122
Closed -$2.11K –
LIND icon
9860
PUT
Lindblad Expeditions
LIND
$2.24B
– –
-1,100
Closed -$19K –
LLYVA icon
9861
Liberty Live Group Series A
LLYVA
$8.87B
– –
-487
Closed -$44.6K –
LLYVK icon
9862
PUT
Liberty Live Group Series C
LLYVK
$9.2B
– –
-600
Closed -$55K –
LMAT icon
9863
CALL
LeMaitre Vascular
LMAT
$1.93B
– –
-200
Closed -$21.8K –
LMB icon
9864
Limbach Holdings
LMB
$567M
– –
-830
Closed -$69K –
LMNR icon
9865
PUT
Limoneira
LMNR
$195M
– –
-300
Closed -$4.03K –
LNSR icon
9866
CALL
LENSAR
LNSR
$74.6M
– –
-800
Closed -$4.77K –
LNSR icon
9867
PUT
LENSAR
LNSR
$74.6M
– –
-200
Closed -$1.19K –
LOB icon
9868
CALL
Live Oak Bancshares
LOB
$1.63B
– –
-2,600
Closed -$86K –
LOB icon
9869
Live Oak Bancshares
LOB
$1.63B
– –
-2,204
Closed -$72.9K –
LOOP icon
9870
Loop Industries
LOOP
$11.7M
– –
-781
Closed -$1.12K –
LPL icon
9871
CALL
LG Display
LPL
$2.59B
– –
-9,600
Closed -$37.2K –
LPX icon
9872
Louisiana-Pacific
LPX
$5.16B
– –
-47
Closed -$3.47K –
LQD icon
9873
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$29.1B
– –
-208,171
Closed -$22.7M –
LQDT icon
9874
PUT
Liquidity Services
LQDT
$1.41B
– –
-2,100
Closed -$64.2K –
LRCX icon
9875
Lam Research
LRCX
$288B
– –
-16,078
Closed -$4.88M –

Similar funds

Simplex Trading's Q2 2026 Portfolio in Review

As of Q2 2026, Simplex Trading held 10,638 positions worth $171B, up 14% from $149B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Simplex Trading's Q2 2026 filing shows 1,714 new, 3,712 increased, 3,486 reduced and 1,487 closed positions. Its largest new stake was Micron Technology: 52,682 shares worth $60.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $108M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Simplex Trading's largest Q2 2026 buy was Micron Technology: 52,682 shares worth $60.8M.
  • Simplex Trading added most to iShares Russell 2000 ETF in Q2 2026, an estimated $146M increase.
  • Simplex Trading's biggest Q2 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $108M.
  • Simplex Trading fully exited Intel in Q2 2026, selling an estimated $76.6M.
  • Simplex Trading's ten largest holdings make up 50% of its $171B portfolio in Q2 2026.
  • Simplex Trading opened 1,714 new positions and closed 1,487 in Q2 2026.
  • Simplex Trading's portfolio value rose 14% quarter-over-quarter to $171B.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.