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Simplex Trading

Simplex Trading Portfolio holdings

AUM $171B
1-Year Est. Return 85%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+39.06%
1 Year Est. Return
+85%
3 Year Est. Return
+183.25%
5 Year Est. Return
+145.21%
10 Year Est. Return
+1,056.84%
AUM
$171B
AUM Growth
+$21.5B
Cap. Flow
-$29.5M
Cap. Flow %
-0.02%
Top 10 Hldgs %
49.56%
Holding
10,638
New
1,714
Increased
3,712
Reduced
3,486
Closed
1,487

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.28%
2 Technology 0.76%
3 Consumer Discretionary 0.21%
4 Communication Services 0.19%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
LBRDK
9851
DELISTED
Liberty Broadband Class C
LBRDK
-103
Closed -$5.18K
LCII icon
9852
LCI Industries
LCII
$2.49B
-386
Closed -$42.5K
LCTX icon
9853
Lineage Cell Therapeutics
LCTX
$273M
-9,698
Closed -$13.4K
LEA icon
9854
PUT
Lear
LEA
$6.64B
-300
Closed -$36.3K
LECO icon
9855
PUT
Lincoln Electric
LECO
$15.1B
-200
Closed -$49.8K
LEMB icon
9856
iShares JPMorgan EM Local Currency Bond ETF
LEMB
$728M
-110
Closed -$4.49K
LGLV icon
9857
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
$1.21B
-20
Closed -$3.56K
LINC icon
9858
PUT
Lincoln Educational Services
LINC
$813M
-1,000
Closed -$40.7K
LIND icon
9859
Lindblad Expeditions
LIND
$1.7B
-122
Closed -$2.11K
LIND icon
9860
PUT
Lindblad Expeditions
LIND
$1.7B
-1,100
Closed -$19K
LLYVA icon
9861
Liberty Live Group Series A
LLYVA
$8.8B
-487
Closed -$44.6K
LLYVK icon
9862
PUT
Liberty Live Group Series C
LLYVK
$9.11B
-600
Closed -$55K
LMAT icon
9863
CALL
LeMaitre Vascular
LMAT
$1.84B
-200
Closed -$21.8K
LMB icon
9864
Limbach Holdings
LMB
$595M
-830
Closed -$69K
LMNR icon
9865
PUT
Limoneira
LMNR
$272M
-300
Closed -$4.03K
LNSR icon
9866
CALL
LENSAR
LNSR
$105M
-800
Closed -$4.77K
LNSR icon
9867
PUT
LENSAR
LNSR
$105M
-200
Closed -$1.19K
LOB icon
9868
CALL
Live Oak Bancshares
LOB
$1.83B
-2,600
Closed -$86K
LOB icon
9869
Live Oak Bancshares
LOB
$1.83B
-2,204
Closed -$72.9K
LOOP icon
9870
Loop Industries
LOOP
$23.1M
-781
Closed -$1.12K
LPL icon
9871
CALL
LG Display
LPL
$3.3B
-9,600
Closed -$37.2K
LPX icon
9872
Louisiana-Pacific
LPX
$4.77B
-47
Closed -$3.47K
LQD icon
9873
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.5B
-208,171
Closed -$22.7M
LQDT icon
9874
PUT
Liquidity Services
LQDT
$1.32B
-2,100
Closed -$64.2K
LRCX icon
9875
Lam Research
LRCX
$385B
-16,078
Closed -$4.88M

Similar funds

Simplex Trading's Q2 2026 Portfolio in Review

As of Q2 2026, Simplex Trading held 10,638 positions worth $171B, up 14% from $149B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Simplex Trading's Q2 2026 filing shows 1,714 new, 3,712 increased, 3,486 reduced and 1,487 closed positions. Its largest new stake was Micron Technology: 52,682 shares worth $60.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $108M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Simplex Trading's largest Q2 2026 buy was Micron Technology: 52,682 shares worth $60.8M.
  • Simplex Trading added most to iShares Russell 2000 ETF in Q2 2026, an estimated $146M increase.
  • Simplex Trading's biggest Q2 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $108M.
  • Simplex Trading fully exited Intel in Q2 2026, selling an estimated $76.6M.
  • Simplex Trading's ten largest holdings make up 50% of its $171B portfolio in Q2 2026.
  • Simplex Trading opened 1,714 new positions and closed 1,487 in Q2 2026.
  • Simplex Trading's portfolio value rose 14% quarter-over-quarter to $171B.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.