NorthRock Partners Portfolio holdings

AUM $2.98B

AUM

$2.98B

AUM Growth

-$89.4M (-3%)

Cap. Flow

+$36.4M

Cap. Flow % of AUM

1.22%

Top 10 Holdings %Top 10 Hldgs %

53.55%

Holding

892

New

127

Increased

356

Reduced

257

Closed

Top Buys

1	Vanguard Short-Term Treasury ETF VGSH	$14.8M
2	SPDR Portfolio S&P 500 ETF SPLG	$11.6M
3	ATI ATI	$10.8M
4	JPMorgan Ultra-Short Municipal Income ETF JMST	$6.98M
5	Roblox RBLX	$4.31M

Top Sells

1	SPDR S&P 500 ETF Trust SPY	$19.2M
2	Cardinal Health CAH	$15.1M
3	Ameriprise Financial AMP	$7.85M
4	SPDR Bloomberg 1-3 Month T-Bill ETF BIL	$2.7M
5	iShares MSCI EAFE ETF EFA	$2.6M

Sector Composition

1	Technology	11.36%
2	Consumer Staples	5.36%
3	Financials	4.11%
4	Healthcare	3.1%
5	Consumer Discretionary	2.8%

#	Name	Market Value	Portfolio Weight	Shares or Principal	Shares Change %	Capital Flow
826	826 Avantis International Equity ETF AVDE $7.49B	$1.38K	0%	21	–	–
827	827 Amplify AI Powered Equity ETF AIEQ $112M	$1.25K	0%	34	–	–
828	828 Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF PDN $359M	$1.14K	0%	34	New	+$1.14K
829	829 Invesco S&P International Developed Quality ETF IDHQ $462M	$988	0%	33	New	+$988
830	830 iShares MSCI Poland ETF EPOL $478M	$980	0%	35	New	+$980
831	831 Schwab Short-Term US Treasury ETF SCHO $11B	$949	0%	39 -1,754	-98%	-$42.7K
832	832 Occidental Petroleum Corporation Warrants to Purchase Common Stock OXY.WS $23.2B	$836	0%	23	–	–
833	833 WisdomTree Emerging Markets Local Debt Fund ELD $72.7M	$749	0%	28	New	+$749
834	834 Avantis Emerging Markets Equity ETF AVEM $10.9B	$592	0%	10	–	–
835	835 JPMorgan Small & Mid Cap Enhanced Equity ETF JMEE $1.91B	$452	0%	8	–	–
836	836 VanEck Africa Index ETF AFK $53.6M	$435	0%	25	–	–
837	837 Amplify Transformational Data Sharing ETF BLOK $1.1B	$369	0%	10	–	–
838	AIVC 838 Amplify Bloomberg AI Value Chain ETF AIVC $26.9M	$343	0%	8	–	–
839	839 Invesco Aerospace & Defense ETF PPA $5.77B	$234	0%	2 -56	-97%	-$6.55K
840	840 iShares Blockchain and Tech ETF IBLC $47.9M	$150	0%	6	–	–
841	841 iShares 0-5 Year TIPS Bond ETF STIP $12.7B	$104	0%	1	New	+$104
842	842 Archer Daniels Midland ADM $26.4B	$0	0%	0 -4,969	Closed	–
843	843 Affiliated Managers Group AMG $5.83B	$0	0%	0 -1,193	Closed	–
844	844 Vanguard Long-Term Bond ETF BLV $5.59B	$0	0%	0 -13	Closed	–
845	845 Brookfield BN $96.9B	$0	0%	0 -3,552	Closed	–
846	846 VanEck Social Sentiment ETF BUZZ $70.5M	$0	0%	0 -71	Closed	–
847	847 Boston Properties BXP $11.2B	$0	0%	0 -3,032	Closed	–
848	848 Conagra Brands CAG $9.26B	$0	0%	0 -163,670	Closed	–
849	849 Central Garden & Pet CENT $2.54B	$0	0%	0 -6	Closed	–
850	850 VanEck CLO ETF CLOI $1.05B	$0	0%	0 -4,433	Closed	–