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D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
+2.95%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$198M
AUM Growth
+$19M
Cap. Flow
+$13.8M
Cap. Flow %
6.97%
Top 10 Hldgs %
89.47%
Holding
69
New
5
Increased
6
Reduced
15
Closed
35

Top Buys

Rank Stock Value
1
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$15.3M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$13.8M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$12.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$9.26M
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$3.44M

Top Sells

Rank Stock Value
1
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$13.6M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$8.14M
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$5.41M
4
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$4.99M
5
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$2.6M

Sector Composition

Rank Sector Weight
1 Industrials 0.76%
2 Communication Services 0.61%
3 Healthcare 0.25%
4 Technology 0.17%
5 Financials 0.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MMS icon
51
Maximus
MMS
$3.17B
– –
-1,200
Closed -$75K
MSFT icon
52
Microsoft
MSFT
$3.45T
– –
-1,724
Closed -$170K
MTUM icon
53
iShares MSCI USA Momentum Factor ETF
MTUM
$25.4B
– –
-45,453
Closed -$4.99M
MU icon
54
Micron Technology
MU
$930B
– –
-1,358
Closed -$71K
ORCL icon
55
Oracle
ORCL
$374B
– –
-1,450
Closed -$64K
SBUX icon
56
Starbucks
SBUX
$120B
– –
-1,000
Closed -$49K
SCHC icon
57
Schwab International Small-Cap Equity ETF
SCHC
$5.39B
– –
-26,383
Closed -$952K
SFNC icon
58
Simmons First National
SFNC
$3.41B
– –
-1,246
Closed -$37K
SPDW icon
59
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$40.3B
– –
-46,386
Closed -$1.41M
USB icon
60
US Bancorp
USB
$98.2B
– –
-1,000
Closed -$50K
VNQ icon
61
Vanguard Real Estate ETF
VNQ
$39.2B
– –
-1,241
Closed -$101K
VSS icon
62
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.2B
– –
-7,213
Closed -$832K
WMT icon
63
Walmart Inc
WMT
$885B
– –
-3,216
Closed -$92K
WPC icon
64
W.P. Carey
WPC
$16.8B
– –
-2,523
Closed -$164K
XLP icon
65
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
– –
-1,420
Closed -$73K
XOM icon
66
ExxonMobil
XOM
$644B
– –
-2,113
Closed -$175K
SPLK
67
DELISTED
Splunk Inc
SPLK
– –
-1,500
Closed -$149K
ALXN
68
DELISTED
Alexion Pharmaceuticals
ALXN
– –
-1,200
Closed -$149K
BSCK
69
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
– –
-25,510
Closed -$537K
1 2
3

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MS
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FFAM
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NWM
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LA
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APC
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WTFG
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SNWA
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D. Scott Neal's Q3 2018 Portfolio in Review

As of Q3 2018, D. Scott Neal held 69 positions worth $198M, up 11% from $179M the previous quarter. Its ten largest holdings account for 89% of the portfolio.

D. Scott Neal deployed $13.8M of net new capital in Q3 2018, opening 5 new positions and adding to 6 existing holdings. Its largest new stake was iShares 1-3 Year Treasury Bond ETF: 165,801 shares worth $13.8M.

By sector, the portfolio is most concentrated in Industrials at 0.76% of assets, down from 0.84% a quarter earlier, followed by Communication Services and Healthcare.

On the sell side, the largest reduction was Vanguard FTSE Emerging Markets ETF, an estimated $13.6M trimmed.

  • D. Scott Neal's largest Q3 2018 buy was iShares 1-3 Year Treasury Bond ETF: 165,801 shares worth $13.8M.
  • D. Scott Neal added most to State Street SPDR Bloomberg Investment Grade Floating Rate ETF in Q3 2018, an estimated $15.3M increase.
  • D. Scott Neal's biggest Q3 2018 reduction was Vanguard FTSE Emerging Markets ETF, cutting an estimated $13.6M.
  • D. Scott Neal fully exited iShares MSCI USA Momentum Factor ETF in Q3 2018, selling an estimated $4.99M.
  • D. Scott Neal's ten largest holdings make up 89% of its $198M portfolio in Q3 2018.
  • D. Scott Neal opened 5 new positions and closed 35 in Q3 2018.
  • D. Scott Neal's portfolio value rose 11% quarter-over-quarter to $198M.

Based on D. Scott Neal's 13F filing for Q3 2018, filed 13 Nov 2018.