DSN

D. Scott Neal Portfolio holdings

AUM $201M
1-Year Est. Return 32.5%
This Quarter Est. Return
1 Year Est. Return
+32.5%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$166M
AUM Growth
-$40.9M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
47
New
Increased
Reduced
Closed

Top Buys

1
+$61.2M
2
+$25.5M
3
+$13.3M
4
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$10.2M
5
PFE icon
Pfizer
PFE
+$401K

Top Sells

1
+$41.6M
2
+$23.1M
3
+$11.8M
4
FLRN icon
SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$10.6M
5
MDY icon
SPDR S&P MidCap 400 ETF Trust
MDY
+$9.69M

Sector Composition

1 Financials 0.97%
2 Communication Services 0.83%
3 Industrials 0.63%
4 Healthcare 0.44%
5 Energy 0.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
26
$260K 0.16%
4,159
-756
27
$246K 0.15%
7,971
28
$239K 0.14%
2,255
+159
29
$238K 0.14%
1,960
-19
30
$233K 0.14%
2,120
31
$232K 0.14%
+3,856
32
$221K 0.13%
7,690
33
$220K 0.13%
+5,817
34
$179K 0.11%
20,000
35
$114K 0.07%
2,887
+397
36
– –
-120,885
37
– –
-54,903
38
– –
-343,548
39
– –
-67,466
40
– –
-69,196
41
– –
-1,938
42
– –
-8,266
43
– –
-32,512
44
– –
-5,328
45
– –
-252,767
46
– –
-513,002
47
– –
-7,911
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