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D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
-4.4%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$166M
AUM Growth
-$40.9M
Cap. Flow
-$26.9M
Cap. Flow %
-16.16%
Top 10 Hldgs %
94.42%
Holding
47
New
5
Increased
12
Reduced
10
Closed
12

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$60.3M
2
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$25.1M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$15.8M
4
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$9.87M
5
PFE icon
Pfizer
PFE
+$441K

Top Sells

Rank Stock Value
1
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$41.6M
2
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$23.1M
3
IWR icon
iShares Russell Mid-Cap ETF
IWR
+$15.1M
4
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$12.5M
5
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$10.6M

Sector Composition

Rank Sector Weight
1 Financials 0.97%
2 Communication Services 0.83%
3 Industrials 0.63%
4 Healthcare 0.44%
5 Energy 0.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACWI icon
26
iShares MSCI ACWI ETF
ACWI
$32.5B
$260K 0.16%
4,159
-756
-15% -$56K
TFC icon
27
Truist Financial
TFC
$63.3B
$246K 0.15%
7,971
– –
IBM icon
28
IBM
IBM
$211B
$239K 0.14%
2,255
+159
+8% +$20.1K
IEF icon
29
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$238K 0.14%
1,960
-19
-1% -$2.19K
PG icon
30
Procter & Gamble
PG
$336B
$233K 0.14%
2,120
– –
NEE icon
31
NextEra Energy
NEE
$181B
$232K 0.14%
+3,856
New +$242K
IJH icon
32
iShares Core S&P Mid-Cap ETF
IJH
$122B
$221K 0.13%
7,690
– –
WMT icon
33
Walmart Inc
WMT
$885B
$220K 0.13%
+5,817
New +$224K
RF icon
34
Regions Financial
RF
$26.4B
$179K 0.11%
20,000
– –
GE icon
35
GE Aerospace
GE
$374B
$114K 0.07%
2,887
+397
+16% +$21.2K
DBEF icon
36
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.17B
– –
-120,885
Closed -$4.08M
FLOT icon
37
iShares Floating Rate Bond ETF
FLOT
$10.2B
– –
-54,903
Closed -$2.8M
FLRN icon
38
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.09B
– –
-343,548
Closed -$10.6M
IGIB icon
39
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
– –
-67,466
Closed -$3.91M
IJS icon
40
iShares S&P Small-Cap 600 Value ETF
IJS
$8.12B
– –
-69,196
Closed -$5.56M
LOW icon
41
Lowe's Companies
LOW
$117B
– –
-1,938
Closed -$232K
SPIB icon
42
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
– –
-8,266
Closed -$292K
USRT icon
43
iShares Core US REIT ETF
USRT
$4.66B
– –
-32,512
Closed -$1.77M
UWM icon
44
ProShares Ultra Russell2000
UWM
$245M
– –
-5,328
Closed -$205K
VCIT icon
45
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.2B
– –
-252,767
Closed -$23.1M
VCSH icon
46
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
– –
-513,002
Closed -$41.6M
XLRE icon
47
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.55B
– –
-7,911
Closed -$306K
1
2

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FFAM
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NWM
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LA
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APC
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WTFG
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SNWA
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D. Scott Neal's Q1 2020 Portfolio in Review

As of Q1 2020, D. Scott Neal held 47 positions worth $166M, down 20% from $207M the previous quarter. Its ten largest holdings account for 94% of the portfolio.

D. Scott Neal withdrew a net $26.9M in Q1 2020, closing 12 positions and reducing 10 holdings. Its most notable exit was Vanguard Short-Term Corporate Bond ETF, an estimated $41.6M position sold in full.

By sector, the portfolio is most concentrated in Financials at 0.97% of assets, down from 1.1% a quarter earlier, followed by Communication Services and Industrials.

Against the trend, D. Scott Neal opened a new position in Vanguard Short-Term Treasury ETF worth $25.5M.

  • D. Scott Neal's largest Q1 2020 buy was Vanguard Short-Term Treasury ETF: 408,296 shares worth $25.5M.
  • D. Scott Neal added most to iShares 1-3 Year Treasury Bond ETF in Q1 2020, an estimated $60.3M increase.
  • D. Scott Neal's biggest Q1 2020 reduction was iShares Russell Mid-Cap ETF, cutting an estimated $15.1M.
  • D. Scott Neal fully exited Vanguard Short-Term Corporate Bond ETF in Q1 2020, selling an estimated $41.6M.
  • D. Scott Neal's ten largest holdings make up 94% of its $166M portfolio in Q1 2020.
  • D. Scott Neal opened 5 new positions and closed 12 in Q1 2020.
  • D. Scott Neal's portfolio value fell 20% quarter-over-quarter to $166M.

Based on D. Scott Neal's 13F filing for Q1 2020, filed 27 Apr 2020.