DSN

D. Scott Neal Portfolio holdings

AUM $201M
1-Year Est. Return 32.5%
This Quarter Est. Return
1 Year Est. Return
+32.5%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$184M
AUM Growth
-$7.08M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
36
New
Increased
Reduced
Closed

Top Buys

1
+$14.7M
2
+$5.76M
3
+$3.6M
4
VO icon
Vanguard Mid-Cap ETF
VO
+$3.44M
5
WPC icon
W.P. Carey
WPC
+$201K

Top Sells

1
+$17.8M
2
+$15.4M
3
+$1.88M
4
FLRN icon
SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$1.69M
5
MDY icon
SPDR S&P MidCap 400 ETF Trust
MDY
+$413K

Sector Composition

1 Industrials 0.67%
2 Communication Services 0.66%
3 Technology 0.29%
4 Healthcare 0.25%
5 Financials 0.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
26
$238K 0.13%
1,550
27
$231K 0.13%
1,724
-35
28
$218K 0.12%
1,979
29
$205K 0.11%
2,055
30
$201K 0.11%
+2,523
31
$138K 0.08%
2,632
32
– –
-9,144
33
– –
-1,938
34
– –
-9,054
35
– –
-7,505
36
– –
-4,522
1
2