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TRI-Continental Corp
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Overview Fund Activity

85 hedge funds and large institutions have $196M invested in TRI-Continental Corp in 2017 Q2 according to their latest regulatory filings, with 12 funds opening new positions, 27 increasing their positions, 25 reducing their positions, and 12 closing their positions.

Holders
85
Holders Change
–
Holders Change %
0%
% of All Funds
2.12%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
12
Increased
27
Reduced
25
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RJFSA
1
Raymond James Financial Services Advisors
Florida
$3.91M
2
DBT
2
Dubuque Bank & Trust
Iowa
$2.6M
3
RJA
3
Raymond James & Associates
Florida
$13.2M
4
PPA
4
Parametric Portfolio Associates
Washington
$369K
5
CA
5
Cornerstone Advisors
North Carolina
$8.47M

Top Sellers

1
KIM
1
Karpus Investment Management
New York
$18.2M
2
LCM
2
Landscape Capital Management
New Jersey
$1.15M
3
RCM
3
Rivernorth Capital Management
Florida
$10.3M
4
YMRC
4
Yorktown Management & Research Company
Virginia
$0
5
TJHA
5
Thomas J. Herzfeld Advisors
Florida
$2.58M
Name Market Value Shares Shares
Change 		Shares
Change %
SPIA
76
Steward Partners Investment Advisory
New York
$17K 725 +8 +1%
CFD
77
Creative Financial Designs
Indiana
$12K 500 – –
AIM
78
Anchor Investment Management
South Carolina
$6.82K 280 – –
QAM
79
QCI Asset Management
New York
$6K 245 +245 New
TDC
80
Thompson Davis & Co
Virginia
$6K 250 +250 New
AOWM
81
Alpha Omega Wealth Management
Virginia
$4K 175 – –
BWM
82
Baystate Wealth Management
Massachusetts
$4K 158 +1 +0.6%
NIC
83
Northwest Investment Counselors
Oregon
$2K 77 +77 New
Northwestern Mutual Wealth Management
84
Northwestern Mutual Wealth Management
Wisconsin
$1K 39 +39 New
YMRC
85
Yorktown Management & Research Company
Virginia
– – -95,000 Closed
LPL Financial
86
LPL Financial
California
– – -38,350 Closed
SFS
87
Shaker Financial Services
Virginia
– – -35,098 Closed
Millennium Management
88
Millennium Management
New York
– – -18,362 Closed
CRC
89
Curi RMB Capital
Illinois
– – -17,218 Closed
EWM
90
Evermay Wealth Management
Virginia
– – -13,467 Closed
PFS
91
Prospera Financial Services
Texas
– – -11,530 Closed
SG Americas Securities
92
SG Americas Securities
New York
– – -5,680 Closed
CPIG
93
Chicago Partners Investment Group
Illinois
– – -2,377 Closed
BKA
94
Brick & Kyle Associates
Pennsylvania
– – -2,000 Closed
Schroder Investment Management Group
95
Schroder Investment Management Group
United Kingdom
– – -1,965 Closed
ASN
96
Advisory Services Network
Georgia
– – -1,932 Closed
SEI Investments
97
SEI Investments
Pennsylvania
$0 18 -44 -71%
GT
98
Glenmede Trust
Pennsylvania
$0 31 – –
MNA
99
Manning & Napier Advisors
New York
– – – –
1 2 3
4