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TRI-Continental Corp

70 hedge funds and large institutions have $258M invested in TRI-Continental Corp in 2014 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 21 increasing their positions, 17 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

367% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 3

24% more repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 17

15% more funds holding

Funds holding: 6170 (+9)

4% more capital invested

Capital invested by funds: $248M → $258M (+$9.5M)

0.25% more ownership

Funds ownership: 18.92%19.17% (+0.25%)

11% less funds holding in top 10

Funds holding in top 10: 98 (-1)

Holders
70
Holders Change
+9
Holders Change %
+14.75%
% of All Funds
1.87%
Holding in Top 10
8
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-11.11%
% of All Funds
0.21%
New
14
Increased
21
Reduced
17
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
BAM
51
Barrett Asset Management
New York
$123K
BKA
52
Brick & Kyle Associates
Pennsylvania
$104K +$102K +4,842 New
US Bancorp
53
US Bancorp
Minnesota
$84K
Citigroup
54
Citigroup
New York
$60K +$126 +6 +0.2%
PAM
55
Panagora Asset Management
Massachusetts
$52K +$51.4K +2,441 New
CPIG
56
Chicago Partners Investment Group
Illinois
$51K +$50.1K +2,377 New
SC
57
Searle & Co
Connecticut
$40K +$40.2K +1,909 New
Creative Planning
58
Creative Planning
Kansas
$36K +$4.09K +194 +13%
HI
59
Hudock Inc
Pennsylvania
$33K
GT
60
Glenmede Trust
Pennsylvania
$32K
Bank of Montreal
61
Bank of Montreal
Ontario, Canada
$32K +$4.63K +220 +17%
NPC
62
National Planning Corporation
California
$31.9K +$32.1K +1,525 New
LTFS
63
Ladenburg Thalmann Financial Services
Florida
$31K
OC
64
Oakworth Capital
Alabama
$27K
MFS
65
MSI Financial Services
Massachusetts
$11K +$105 +5 +0.9%
TRCT
66
Tower Research Capital (TRC)
New York
$11K +$10.5K +500 New
Fifth Third Bancorp
67
Fifth Third Bancorp
Ohio
$5K -$80.6K -3,825 -94%
SGC
68
South Georgia Capital
Illinois
$4K
FPFS
69
First Personal Financial Services
North Carolina
$4K +$4.21K +200 New
FNBT
70
FineMark National Bank & Trust
Florida
$3K
PMFA
71
Plante Moran Financial Advisors
Michigan
-$34K -1,634 Closed
Ameriprise
72
Ameriprise
Minnesota
-$12K -589 Closed
MPWT
73
MassMutual Private Wealth & Trust
Connecticut
-$2.57K -123 Closed