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TRI-Continental Corp
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Overview Fund Activity

70 hedge funds and large institutions have $258M invested in TRI-Continental Corp in 2014 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 21 increasing their positions, 17 reducing their positions, and 3 closing their positions.

Holders
70
Holders Change
+9
Holders Change %
+14.75%
% of All Funds
1.87%
Holding in Top 10
8
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-11.11%
% of All Funds
0.21%
New
14
Increased
21
Reduced
17
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
UCFA
1
United Capital Financial Advisors
Texas
$1.98M
2
Envestnet Asset Management
2
Envestnet Asset Management
Illinois
$1.9M
3
UBS Group
3
UBS Group
Switzerland
$1.12M
4
CB
4
Commerce Bank
Missouri
$1.01M
5
MIG
5
Mariner Investment Group
New York
$969K

Top Sellers

1
GFM
1
Gramercy Funds Management
Connecticut
$26.8M
2
WAM
2
Wolverine Asset Management
Illinois
$2.67M
3
COLIM
3
City of London Investment Management
United Kingdom
$3.2M
4
KIM
4
Karpus Investment Management
New York
$36M
5
CA
5
Cornerstone Advisors
North Carolina
$2.24M
Name Market Value Shares Shares
Change 		Shares
Change %
BAM
51
Barrett Asset Management
New York
$123K 5,746 – –
BKA
52
Brick & Kyle Associates
Pennsylvania
$104K 4,842 +4,842 New
US Bancorp
53
US Bancorp
Minnesota
$84K 3,929 – –
Citigroup
54
Citigroup
New York
$60K 2,781 +6 +0.2%
PAM
55
Panagora Asset Management
Massachusetts
$52K 2,441 +2,441 New
CPIG
56
Chicago Partners Investment Group
Illinois
$51K 2,377 +2,377 New
SC
57
Searle & Co
Connecticut
$40K 1,909 +1,909 New
Creative Planning
58
Creative Planning
Kansas
$36K 1,672 +194 +13%
HI
59
Hudock Inc
Pennsylvania
$33K 1,544 – –
GT
60
Glenmede Trust
Pennsylvania
$32K 1,500 – –
Bank of Montreal
61
Bank of Montreal
Ontario, Canada
$32K 1,486 +220 +17%
NPC
62
National Planning Corporation
California
$31.9K 1,525 +1,525 New
LTFS
63
Ladenburg Thalmann Financial Services
Florida
$31K 1,433 – –
OC
64
Oakworth Capital
Alabama
$27K 1,255 – –
MFS
65
MSI Financial Services
Massachusetts
$11K 532 +5 +0.9%
TRCT
66
Tower Research Capital (TRC)
New York
$11K 500 +500 New
Fifth Third Bancorp
67
Fifth Third Bancorp
Ohio
$5K 236 -3,825 -94%
SGC
68
South Georgia Capital
Illinois
$4K 200 – –
FPFS
69
First Personal Financial Services
North Carolina
$4K 200 +200 New
FNBT
70
FineMark National Bank & Trust
Florida
$3K 146 – –
PMFA
71
Plante Moran Financial Advisors
Michigan
– – -1,634 Closed
Ameriprise
72
Ameriprise
Minnesota
– – -589 Closed
MPWT
73
MassMutual Private Wealth & Trust
Connecticut
– – -123 Closed
NES
74
New England Securities
New York
$0 10 – –
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