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TRI-Continental Corp
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Overview Fund Activity

97 hedge funds and large institutions have $146M invested in TRI-Continental Corp in 2018 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 42 increasing their positions, 18 reducing their positions, and 24 closing their positions.

Holders
97
Holders Change
-9
Holders Change %
-8.49%
% of All Funds
2.16%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.04%
New
18
Increased
42
Reduced
18
Closed
24
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
1
Wells Fargo
California
$6.23M
2
DBT
2
Dubuque Bank & Trust
Iowa
$6.61M
3
RJFSA
3
Raymond James Financial Services Advisors
Florida
$9.18M
4
Morgan Stanley
4
Morgan Stanley
New York
$5.63M
5
PPA
5
Parametric Portfolio Associates
Washington
$1.37M

Top Sellers

1
CA
1
Cornerstone Advisors
North Carolina
$4.62M
2
SFS
2
Shaker Financial Services
Virginia
$1.69M
3
NMC
3
Nine Masts Capital
Hong Kong
$0
4
Baird Financial Group
4
Baird Financial Group
Wisconsin
$0
5
1832 Asset Management
5
1832 Asset Management
Ontario, Canada
$1.76M
Name Market Value Shares Shares
Change 		Shares
Change %
KLI
26
Kelman-Lazarov Inc
Tennessee
$1.08M 45,770 -19,666 -30%
SP
27
Successful Portfolios
Florida
$949K 40,345 -2,435 -6%
AF
28
Advisornet Financial
Minnesota
$856K 36,401 -602 -2%
Creative Planning
29
Creative Planning
Kansas
$825K 35,092 +86 +0.2%
Cohen & Steers
30
Cohen & Steers
New York
$772K 32,837 -8,367 -20%
UCI
31
Uncommon Cents Investing
Wisconsin
$712K 30,288 +9,781 +48%
CAN
32
Cetera Advisor Networks
California
$622K 26,267 +517 +2%
HighTower Advisors
33
HighTower Advisors
Illinois
$614K 26,190 -2,041 -7%
WAM
34
Weiss Asset Management
Massachusetts
$593K 25,197 +25,197 New
HW
35
Hancock Whitney
Mississippi
$588K 25,000 +25,000 New
SBIA
36
Sheaff Brock Investment Advisors
Indiana
$572K 24,312 +1,033 +4%
HWA
37
Heritage Wealth Advisors
Virginia
$534K 22,735 – –
PCMC
38
Private Capital Management (Colorado)
Colorado
$422K 17,935 +17,935 New
LPL Financial
39
LPL Financial
California
$412K 17,518 +5,979 +52%
AIP
40
Ameritas Investment Partners
Nebraska
$366K 15,566 – –
LWAC
41
Laurel Wealth Advisors (California)
California
$363K 15,476 +15,476 New
Janney Montgomery Scott
42
Janney Montgomery Scott
Pennsylvania
$357K 15,162 -725 -5%
9WM
43
9258 Wealth Management
Ohio
$354K 15,056 +15,056 New
Carson Wealth (CWM LLC)
44
Carson Wealth (CWM LLC)
Nebraska
$346K 14,701 +14,701 New
AAM
45
American Asset Management
Florida
$341K 14,500 – –
LTFS
46
Ladenburg Thalmann Financial Services
Florida
$332K 14,156 +552 +4%
QCIG
47
Quad-Cities Investment Group
Iowa
$329K 13,956 +2,022 +17%
Koshinski Asset Management
48
Koshinski Asset Management
Illinois
$312K 13,280 -6,350 -32%
HIS
49
Harvest Investment Services
Illinois
$304K 12,183 +12,183 New
CA
50
Cetera Advisors
Colorado
$290K 12,344 +12,344 New
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