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TRI-Continental Corp

97 hedge funds and large institutions have $146M invested in TRI-Continental Corp in 2018 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 42 increasing their positions, 18 reducing their positions, and 24 closing their positions.

New
Increased
Maintained
Reduced
Closed

133% more repeat investments, than reductions

Existing positions increased: 42 | Existing positions reduced: 18

0.98% less ownership

Funds ownership: 12.32%11.33% (-0.98%)

8% less funds holding

Funds holding: 10697 (-9)

22% less capital invested

Capital invested by funds: $187M → $146M (-$40.7M)

25% less first-time investments, than exits

New positions opened: 18 | Existing positions closed: 24

33% less funds holding in top 10

Funds holding in top 10: 32 (-1)

Holders
97
Holders Change
-9
Holders Change %
-8.49%
% of All Funds
2.16%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.04%
New
18
Increased
42
Reduced
18
Closed
24
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
KLI
26
Kelman-Lazarov Inc
Tennessee
$1.08M -$506K -19,666 -30%
SP
27
Successful Portfolios
Florida
$949K -$62.7K -2,435 -6%
AF
28
Advisornet Financial
Minnesota
$856K -$15.5K -602 -2%
Creative Planning
29
Creative Planning
Kansas
$825K +$2.21K +86 +0.2%
Cohen & Steers
30
Cohen & Steers
New York
$772K -$215K -8,367 -20%
UCI
31
Uncommon Cents Investing
Wisconsin
$712K +$252K +9,781 +48%
CAN
32
Cetera Advisor Networks
California
$622K +$13.3K +517 +2%
HighTower Advisors
33
HighTower Advisors
Illinois
$614K -$52.5K -2,041 -7%
WAM
34
Weiss Asset Management
Massachusetts
$593K +$649K +25,197 New
HW
35
Hancock Whitney
Mississippi
$588K +$643K +25,000 New
SBIA
36
Sheaff Brock Investment Advisors
Indiana
$572K +$26.6K +1,033 +4%
HWA
37
Heritage Wealth Advisors
Virginia
$534K
PCMC
38
Private Capital Management (Colorado)
Colorado
$422K +$462K +17,935 New
LPL Financial
39
LPL Financial
California
$412K +$154K +5,979 +52%
AIP
40
Ameritas Investment Partners
Nebraska
$366K
LWAC
41
Laurel Wealth Advisors (California)
California
$363K +$398K +15,476 New
Janney Montgomery Scott
42
Janney Montgomery Scott
Pennsylvania
$357K -$18.7K -725 -5%
9WM
43
9258 Wealth Management
Ohio
$354K +$388K +15,056 New
Carson Wealth (CWM LLC)
44
Carson Wealth (CWM LLC)
Nebraska
$346K +$378K +14,701 New
AAM
45
American Asset Management
Florida
$341K
LTFS
46
Ladenburg Thalmann Financial Services
Florida
$332K +$14.2K +552 +4%
QCIG
47
Quad-Cities Investment Group
Iowa
$329K +$52K +2,022 +17%
Koshinski Asset Management
48
Koshinski Asset Management
Illinois
$312K -$163K -6,350 -32%
HIS
49
Harvest Investment Services
Illinois
$304K +$314K +12,183 New
CA
50
Cetera Advisors
Colorado
$290K +$318K +12,344 New