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TRI-Continental Corp
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Overview Fund Activity

94 hedge funds and large institutions have $184M invested in TRI-Continental Corp in 2017 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 27 increasing their positions, 25 reducing their positions, and 5 closing their positions.

Holders
94
Holders Change
+9
Holders Change %
+10.59%
% of All Funds
2.35%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
14
Increased
27
Reduced
25
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CA
1
Cornerstone Advisors
North Carolina
$10.8M
2
DBT
2
Dubuque Bank & Trust
Iowa
$4.3M
3
Bank of Nova Scotia
3
Bank of Nova Scotia
Ontario, Canada
$1.51M
4
RJFSA
4
Raymond James Financial Services Advisors
Florida
$5.6M
5
Cohen & Steers
5
Cohen & Steers
New York
$1.14M

Top Sellers

1
KIM
1
Karpus Investment Management
New York
$1.61M
2
1CP
2
1607 Capital Partners
Virginia
$8.53M
3
RVPG
3
Relative Value Partners Group
$35.2M
4
MC
4
Matisse Capital
Oregon
$1.81M
5
RCM
5
Rivernorth Capital Management
Florida
$9.23M
Name Market Value Shares Shares
Change 		Shares
Change %
TJHA
26
Thomas J. Herzfeld Advisors
Florida
$1.47M 57,534 -48,596 -46%
UBS Group
27
UBS Group
Switzerland
$1.4M 54,679 +5,564 +11%
LCM
28
Landscape Capital Management
New Jersey
$1.27M 49,623 +2,434 +5%
Cohen & Steers
29
Cohen & Steers
New York
$1.14M 44,700 +44,700 New
SFS
30
Shaker Financial Services
Virginia
$1.13M 44,369 +44,369 New
BC
31
Brinker Capital
Pennsylvania
$1.08M 42,314 -62,319 -60%
Creative Planning
32
Creative Planning
Kansas
$954K 37,335 +5,020 +16%
GC
33
Guggenheim Capital
Illinois
$868K 33,957 -13,532 -28%
OFG
34
OTA Financial Group
New York
$829K 32,480 +32,480 New
HighTower Advisors
35
HighTower Advisors
Illinois
$699K 27,305 +564 +2%
HWA
36
Heritage Wealth Advisors
Virginia
$581K 22,735 – –
SBIA
37
Sheaff Brock Investment Advisors
Indiana
$530K 20,751 +1,012 +5%
Baird Financial Group
38
Baird Financial Group
Wisconsin
$494K 19,351 +4,551 +31%
Bank of Montreal
39
Bank of Montreal
Ontario, Canada
$493K 19,266 +7,053 +58%
SJIC
40
St. James Investment Company
Texas
$489K 19,140 -3,175 -14%
CAN
41
Cetera Advisor Networks
California
$485K 18,944 +183 +1%
SI
42
SII Investments
Wisconsin
$449K 17,560 -127 -0.7%
AIP
43
Ameritas Investment Partners
Nebraska
$397K 15,566 – –
PPA
44
Parametric Portfolio Associates
Washington
$379K 14,840 -309 -2%
PNC Financial Services Group
45
PNC Financial Services Group
Pennsylvania
$368K 14,426 -16,646 -54%
AAM
46
American Asset Management
Florida
$349K 13,650 – –
Allianz Asset Management
47
Allianz Asset Management
Germany
$341K 13,365 +115 +0.9%
Janney Montgomery Scott
48
Janney Montgomery Scott
Pennsylvania
$329K 12,862 +1,769 +16%
AG
49
Advisor Group
Arizona
$322K 12,576 +8,097 +181%
GCP
50
GSA Capital Partners
United Kingdom
$278K 10,900 -2,400 -18%
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