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TRI-Continental Corp

94 hedge funds and large institutions have $184M invested in TRI-Continental Corp in 2017 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 27 increasing their positions, 25 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

180% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 5

11% more funds holding

Funds holding: 8594 (+9)

8% more repeat investments, than reductions

Existing positions increased: 27 | Existing positions reduced: 25

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

1.42% less ownership

Funds ownership: 14.2%12.78% (-1.4%)

6% less capital invested

Capital invested by funds: $196M → $184M (-$12.3M)

Holders
94
Holders Change
+9
Holders Change %
+10.59%
% of All Funds
2.34%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.05%
New
14
Increased
27
Reduced
25
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
TJHA
26
Thomas J. Herzfeld Advisors
Florida
$1.47M -$1.21M -48,596 -46%
UBS Group
27
UBS Group
Switzerland
$1.4M +$139K +5,564 +11%
LCM
28
Landscape Capital Management
New Jersey
$1.27M +$60.7K +2,434 +5%
Cohen & Steers
29
Cohen & Steers
New York
$1.14M +$1.11M +44,700 New
SFS
30
Shaker Financial Services
Virginia
$1.13M +$1.11M +44,369 New
BC
31
Brinker Capital
Pennsylvania
$1.08M -$1.55M -62,319 -60%
Creative Planning
32
Creative Planning
Kansas
$954K +$125K +5,020 +16%
GC
33
Guggenheim Capital
Illinois
$868K -$337K -13,532 -28%
OFG
34
OTA Financial Group
New York
$829K +$810K +32,480 New
HighTower Advisors
35
HighTower Advisors
Illinois
$699K +$14.1K +564 +2%
HWA
36
Heritage Wealth Advisors
Virginia
$581K
SBIA
37
Sheaff Brock Investment Advisors
Indiana
$530K +$25.2K +1,012 +5%
Baird Financial Group
38
Baird Financial Group
Wisconsin
$494K +$113K +4,551 +31%
Bank of Montreal
39
Bank of Montreal
Ontario, Canada
$493K +$176K +7,053 +58%
SJIC
40
St. James Investment Company
Texas
$489K -$79.1K -3,175 -14%
CAN
41
Cetera Advisor Networks
California
$485K +$4.56K +183 +1%
SI
42
SII Investments
Wisconsin
$449K -$3.17K -127 -0.7%
AIP
43
Ameritas Investment Partners
Nebraska
$397K
PPA
44
Parametric Portfolio Associates
Washington
$379K -$7.7K -309 -2%
PNC Financial Services Group
45
PNC Financial Services Group
Pennsylvania
$368K -$415K -16,646 -54%
AAM
46
American Asset Management
Florida
$349K
Allianz Asset Management
47
Allianz Asset Management
Germany
$341K +$2.87K +115 +0.9%
Janney Montgomery Scott
48
Janney Montgomery Scott
Pennsylvania
$329K +$44.1K +1,769 +16%
AG
49
Advisor Group
Arizona
$322K +$202K +8,097 +181%
GCP
50
GSA Capital Partners
United Kingdom
$278K -$59.8K -2,400 -18%