SII Investments’s TRI-Continental Corp TY Stock Holding History

SII Investments’s Portfolio TY Stock Details TY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-17,560	Closed	-$449K	–	586
2017 Q3	$449K	Sell	17,560 -127	-0.7%	-$3.17K	0.03%	389
2017 Q2	$428K	Sell	17,687 -1,216	-6%	-$29K	0.03%	382
2017 Q1	$436K	Buy	18,903 +651	+4%	+$14.9K	0.03%	375
2016 Q4	$403K	Buy	18,252 +577	+3%	+$12.4K	0.03%	371
2016 Q3	$378K	Buy	17,675 +1,340	+8%	+$28.5K	0.03%	371
2016 Q2	$336K	Buy	16,335 +2,000	+14%	+$40.5K	0.03%	410
2016 Q1	$286K	Buy	+14,335	New	+$271K	0.03%	441

Other funds holding TY

Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return

Blue Bell Private Wealth Management Blue Bell, Pennsylvania $696M AUM 17.73% 1-Year Est. Return

Lazard Asset Management

Lazard Asset Management New York $60.7B AUM 22.47% 1-Year Est. Return

Cornerstone Advisors Asheville, North Carolina $2.72B AUM 22.17% 1-Year Est. Return

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Raymond James Financial Services Advisors St. Petersburg, Florida $75B AUM 31.89% 1-Year Est. Return

Bulldog Investors Saddle Brook, New Jersey $445M AUM 2.55% 1-Year Est. Return

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return