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TRI-Continental Corp
TY

85 hedge funds and large institutions have $219M invested in TRI-Continental Corp in 2017 Q1 according to their latest regulatory filings, with 11 funds opening new positions, 28 increasing their positions, 23 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

22% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 9

22% more repeat investments, than reductions

Existing positions increased: 28 | Existing positions reduced: 23

2% more capital invested

Capital invested by funds: $215M → $219M (+$3.73M)

0.71% more ownership

Funds ownership: 15.87% → 16.59% (+0.71%)

0% more funds holding

Funds holding: 85 → 85 (0)

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

Holders
85
Holders Change
–
Holders Change %
0%
% of All Funds
2.12%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
11
Increased
28
Reduced
23
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CA
Cornerstone Advisors
North Carolina
+$2.7M
2
LCM
Landscape Capital Management
New Jersey
+$2.64M
3
BC
Brinker Capital
Pennsylvania
+$1.97M
4
1CP
1607 Capital Partners
Virginia
+$1.03M
5
Geode Capital Management
Geode Capital Management
Massachusetts
+$878K

Top Sellers

1
KIM
Karpus Investment Management
New York
-$4.81M
2
GFM
Gramercy Funds Management
Connecticut
-$4.21M
3
1832 Asset Management
1832 Asset Management
Ontario, Canada
-$2.75M
4
Citigroup
Citigroup
New York
-$1.62M
5
RVPG
Relative Value Partners Group
-$1.31M
Name Holding Trade Value Shares
Change 		Change in
Stake
Citigroup
26
Citigroup
New York
$1.43M -$1.62M -71,000 -54%
First Trust Advisors
27
First Trust Advisors
Illinois
$1.42M +$693K +30,279 +97%
Commonwealth Equity Services
28
Commonwealth Equity Services
Massachusetts
$1.39M -$79.6K -3,477 -5%
PNC Financial Services Group
29
PNC Financial Services Group
Pennsylvania
$1.15M -$232K -10,130 -17%
RCM
30
RB Capital Management
Nevada
$1.09M -$50.5K -2,207 -4%
UBS Group
31
UBS Group
Switzerland
$1.06M +$28.5K +1,244 +3%
RJFSA
32
Raymond James Financial Services Advisors
Florida
$1M +$2.17K +95 +0.2%
Stifel Financial
33
Stifel Financial
Missouri
$887K +$671K +29,323 +321%
LPL Financial
34
LPL Financial
California
$884K +$7.46K +326 +0.9%
SFS
35
Shaker Financial Services
Virginia
$811K +$157K +6,857 +24%
Creative Planning
36
Creative Planning
Kansas
$745K +$16.2K +708 +2%
HighTower Advisors
37
HighTower Advisors
Illinois
$622K -$17.9K -783 -3%
Invesco
38
Invesco
Georgia
$577K -$37K -1,615 -6%
SJIC
39
St. James Investment Company
Texas
$564K -$28.8K -1,260 -5%
HWA
40
Heritage Wealth Advisors
Virginia
$526K – – –
ZIG
41
Zuckerman Investment Group
Illinois
$466K -$435K -19,025 -49%
SI
42
SII Investments
Wisconsin
$436K +$14.9K +651 +4%
Millennium Management
43
Millennium Management
New York
$425K +$420K +18,362 New
CAN
44
Cetera Advisor Networks
California
$414K +$112K +4,897 +37%
CRC
45
Curi RMB Capital
Illinois
$398K -$1.07M -46,780 -73%
AIP
46
Ameritas Investment Partners
Nebraska
$359K – – –
Baird Financial Group
47
Baird Financial Group
Wisconsin
$342K +$339K +14,800 New
AAM
48
American Asset Management
Florida
$339K -$91.5K -4,000 -21%
M&T Bank
49
M&T Bank
New York
$332K +$89.9K +3,928 +38%
EWM
50
Evermay Wealth Management
Virginia
$311K – – –
1
2
3 4

TY Hedge Fund Activity: Q1 2017 in Review

85 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in TRI-Continental Corp (TY) for Q1 2017, worth a combined $219M — up 1.7% from $215M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new TY positions and 9 closed out — a net gain of 2 holders — while 28 added to existing stakes and 23 trimmed.

The largest buyer was Cornerstone Advisors, adding an estimated $2.7M. The largest seller was Karpus Investment Management, cutting an estimated $4.81M.

  • 85 institutional investors held TRI-Continental Corp (TY) as of Q1 2017, unchanged from Q4 2016.
  • Funds reported $219M of TRI-Continental Corp stock for Q1 2017, up 1.7% quarter-over-quarter.
  • 11 funds opened new TRI-Continental Corp positions in Q1 2017 and 9 closed out, a net change of +2 holders.
  • The largest TRI-Continental Corp buyer in Q1 2017 was Cornerstone Advisors, an estimated $2.7M added.
  • The largest TRI-Continental Corp seller in Q1 2017 was Karpus Investment Management, an estimated $4.81M sold.

Based on aggregated 13F filings for Q1 2017.