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TRI-Continental Corp

85 hedge funds and large institutions have $215M invested in TRI-Continental Corp in 2016 Q4 according to their latest regulatory filings, with 17 funds opening new positions, 25 increasing their positions, 19 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

183% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 6

32% more repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 19

13% more funds holding

Funds holding: 7585 (+10)

3% less capital invested

Capital invested by funds: $222M → $215M (-$6.98M)

1.03% less ownership

Funds ownership: 16.9%15.87% (-1%)

50% less funds holding in top 10

Funds holding in top 10: 42 (-2)

Holders
85
Holders Change
+10
Holders Change %
+13.33%
% of All Funds
2.13%
Holding in Top 10
2
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-50%
% of All Funds
0.05%
New
17
Increased
25
Reduced
19
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CRC
26
Curi RMB Capital
Illinois
$1.41M -$148K -6,911 -10%
Commonwealth Equity Services
27
Commonwealth Equity Services
Massachusetts
$1.4M +$104K +4,830 +8%
AA
28
Ancora Advisors
Ohio
$1.37M
PNC Financial Services Group
29
PNC Financial Services Group
Pennsylvania
$1.32M -$5.94K -277 -0.5%
PFM
30
Premier Fund Managers
United Kingdom
$1.1M
RCM
31
RB Capital Management
Nevada
$1.09M +$1.06M +49,426 New
BC
32
Brinker Capital
Pennsylvania
$990K -$72.7K -3,387 -7%
UBS Group
33
UBS Group
Switzerland
$982K +$162K +7,557 +20%
RJFSA
34
Raymond James Financial Services Advisors
Florida
$955K +$521K +24,264 +127%
ZIG
35
Zuckerman Investment Group
Illinois
$864K
LPL Financial
36
LPL Financial
California
$843K -$16.6K -776 -2%
Creative Planning
37
Creative Planning
Kansas
$695K +$50.7K +2,362 +8%
First Trust Advisors
38
First Trust Advisors
Illinois
$689K +$240K +11,170 +56%
SFS
39
Shaker Financial Services
Virginia
$623K -$1.57M -73,152 -72%
HighTower Advisors
40
HighTower Advisors
Illinois
$611K +$3.93K +183 +0.7%
Invesco
41
Invesco
Georgia
$586K -$28.3K -1,320 -5%
AA
42
AQR Arbitrage
Connecticut
$577K +$42.3K +1,974 +8%
SJIC
43
St. James Investment Company
Texas
$565K +$345K +16,070 +168%
HWA
44
Heritage Wealth Advisors
Virginia
$501K
AAM
45
American Asset Management
Florida
$411K
SI
46
SII Investments
Wisconsin
$403K +$12.4K +577 +3%
AIP
47
Ameritas Investment Partners
Nebraska
$343K
EWM
48
Evermay Wealth Management
Virginia
$297K
CAN
49
Cetera Advisor Networks
California
$291K +$281K +13,108 New
SBIA
50
Sheaff Brock Investment Advisors
Indiana
$279K +$272K +12,666 New