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TRI-Continental Corp
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Overview Fund Activity

85 hedge funds and large institutions have $215M invested in TRI-Continental Corp in 2016 Q4 according to their latest regulatory filings, with 17 funds opening new positions, 25 increasing their positions, 19 reducing their positions, and 6 closing their positions.

Holders
85
Holders Change
+10
Holders Change %
+13.33%
% of All Funds
2.13%
Holding in Top 10
2
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-50%
% of All Funds
0.05%
New
17
Increased
25
Reduced
19
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LCM
1
Landscape Capital Management
New Jersey
$6.91M
2
1832 Asset Management
2
1832 Asset Management
Ontario, Canada
$5.15M
3
MC
3
Matisse Capital
Oregon
$4.24M
4
Wells Fargo
4
Wells Fargo
California
$3.7M
5
BBPWM
5
Blue Bell Private Wealth Management
Pennsylvania
$13.6M

Top Sellers

1
GFM
1
Gramercy Funds Management
Connecticut
$4.21M
2
RCM
2
Rivernorth Capital Management
Florida
$18.1M
3
Lazard Asset Management
3
Lazard Asset Management
New York
$11.1M
4
MNA
4
Manning & Napier Advisors
New York
$2.09M
5
SFS
5
Shaker Financial Services
Virginia
$623K
Name Market Value Shares Shares
Change 		Shares
Change %
CRC
26
Curi RMB Capital
Illinois
$1.41M 63,998 -6,911 -10%
Commonwealth Equity Services
27
Commonwealth Equity Services
Massachusetts
$1.4M 63,395 +4,830 +8%
AA
28
Ancora Advisors
Ohio
$1.37M 62,147 – –
PNC Financial Services Group
29
PNC Financial Services Group
Pennsylvania
$1.32M 60,035 -277 -0.5%
PFM
30
Premier Fund Managers
United Kingdom
$1.11M 50,000 – –
RCM
31
RB Capital Management
Nevada
$1.09M 49,426 +49,426 New
BC
32
Brinker Capital
Pennsylvania
$990K 44,896 -3,387 -7%
UBS Group
33
UBS Group
Switzerland
$982K 44,519 +7,557 +20%
RJFSA
34
Raymond James Financial Services Advisors
Florida
$955K 43,313 +24,264 +127%
ZIG
35
Zuckerman Investment Group
Illinois
$864K 39,200 – –
LPL Financial
36
LPL Financial
California
$843K 38,024 -776 -2%
Creative Planning
37
Creative Planning
Kansas
$695K 31,533 +2,362 +8%
First Trust Advisors
38
First Trust Advisors
Illinois
$689K 31,252 +11,170 +56%
SFS
39
Shaker Financial Services
Virginia
$623K 28,241 -73,152 -72%
HighTower Advisors
40
HighTower Advisors
Illinois
$611K 27,815 +183 +0.7%
Invesco
41
Invesco
Georgia
$586K 26,590 -1,320 -5%
AA
42
AQR Arbitrage
Connecticut
$577K 26,168 +1,974 +8%
SJIC
43
St. James Investment Company
Texas
$565K 25,640 +16,070 +168%
HWA
44
Heritage Wealth Advisors
Virginia
$501K 22,735 – –
AAM
45
American Asset Management
Florida
$411K 18,650 – –
SI
46
SII Investments
Wisconsin
$403K 18,252 +577 +3%
AIP
47
Ameritas Investment Partners
Nebraska
$343K 15,566 – –
EWM
48
Evermay Wealth Management
Virginia
$297K 13,467 – –
CAN
49
Cetera Advisor Networks
California
$291K 13,108 +13,108 New
SBIA
50
Sheaff Brock Investment Advisors
Indiana
$279K 12,666 +12,666 New
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