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TRI-Continental Corp

75 hedge funds and large institutions have $222M invested in TRI-Continental Corp in 2016 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 29 increasing their positions, 13 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

123% more repeat investments, than reductions

Existing positions increased: 29 | Existing positions reduced: 13

80% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 5

4% more funds holding

Funds holding: 7275 (+3)

2% more capital invested

Capital invested by funds: $218M → $222M (+$4.42M)

0% more funds holding in top 10

Funds holding in top 10: 44 (0)

0.19% less ownership

Funds ownership: 17.09%16.9% (-0.19%)

Holders
75
Holders Change
+3
Holders Change %
+4.17%
% of All Funds
2%
Holding in Top 10
4
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.11%
New
9
Increased
29
Reduced
13
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
KLI
26
Kelman-Lazarov Inc
Tennessee
$1.37M +$17K +800 +1%
AA
27
Ancora Advisors
Ohio
$1.33M
PNC Financial Services Group
28
PNC Financial Services Group
Pennsylvania
$1.29M
GC
29
Guggenheim Capital
Illinois
$1.28M -$15.3K -722 -1%
Commonwealth Equity Services
30
Commonwealth Equity Services
Massachusetts
$1.25M +$3.8K +179 +0.3%
PFM
31
Premier Fund Managers
United Kingdom
$1.06M
BC
32
Brinker Capital
Pennsylvania
$1.03M -$74.5K -3,504 -7%
ZIG
33
Zuckerman Investment Group
Illinois
$838K +$255K +12,000 +44%
LPL Financial
34
LPL Financial
California
$822K +$52.2K +2,457 +7%
UBS Group
35
UBS Group
Switzerland
$790K +$83.1K +3,912 +12%
Creative Planning
36
Creative Planning
Kansas
$624K +$61.1K +2,876 +11%
Invesco
37
Invesco
Georgia
$597K +$9.14K +430 +2%
HighTower Advisors
38
HighTower Advisors
Illinois
$588K +$1.23K +58 +0.2%
Cambridge Investment Research Advisors
39
Cambridge Investment Research Advisors
Iowa
$550K
AA
40
AQR Arbitrage
Connecticut
$517K -$218K -10,244 -30%
HWA
41
Heritage Wealth Advisors
Virginia
$486K
Ameriprise
42
Ameriprise
Minnesota
$442K +$33K +1,551 +8%
First Trust Advisors
43
First Trust Advisors
Illinois
$429K +$37.6K +1,768 +10%
RJFSA
44
Raymond James Financial Services Advisors
Florida
$407K -$7.48K -352 -2%
AAM
45
American Asset Management
Florida
$399K +$396K +18,650 New
SI
46
SII Investments
Wisconsin
$378K +$28.5K +1,340 +8%
NB
47
Nicolet Bankshares
Wisconsin
$342K +$340K +16,000 New
AIP
48
Ameritas Investment Partners
Nebraska
$332K
EWM
49
Evermay Wealth Management
Virginia
$288K
Northern Trust
50
Northern Trust
Illinois
$221K