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TRI-Continental Corp

72 hedge funds and large institutions have $218M invested in TRI-Continental Corp in 2016 Q2 according to their latest regulatory filings, with 10 funds opening new positions, 17 increasing their positions, 21 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

43% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 7

3% more funds holding

Funds holding: 7072 (+2)

0% more funds holding in top 10

Funds holding in top 10: 44 (0)

1.53% less ownership

Funds ownership: 18.62%17.09% (-1.5%)

6% less capital invested

Capital invested by funds: $231M → $218M (-$12.8M)

19% less repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 21

Holders
72
Holders Change
+2
Holders Change %
+2.86%
% of All Funds
1.92%
Holding in Top 10
4
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.11%
New
10
Increased
17
Reduced
21
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
GC
26
Guggenheim Capital
Illinois
$1.25M +$89.8K +4,437 +8%
PNC Financial Services Group
27
PNC Financial Services Group
Pennsylvania
$1.24M -$193K -9,525 -14%
Commonwealth Equity Services
28
Commonwealth Equity Services
Massachusetts
$1.2M +$35.8K +1,768 +3%
SFS
29
Shaker Financial Services
Virginia
$1.07M +$54.9K +2,713 +6%
BC
30
Brinker Capital
Pennsylvania
$1.06M +$89.1K +4,402 +9%
PFM
31
Premier Fund Managers
United Kingdom
$1.02M
LPL Financial
32
LPL Financial
California
$744K -$741K -36,609 -50%
AA
33
AQR Arbitrage
Connecticut
$707K -$96.8K -4,781 -12%
UBS Group
34
UBS Group
Switzerland
$679K -$203K -10,024 -23%
CRC
35
Curi RMB Capital
Illinois
$576K +$568K +28,060 New
HighTower Advisors
36
HighTower Advisors
Illinois
$567K +$7.65K +378 +1%
Invesco
37
Invesco
Georgia
$564K +$556K +27,480 New
ZIG
38
Zuckerman Investment Group
Illinois
$559K +$551K +27,200 New
Creative Planning
39
Creative Planning
Kansas
$540K +$3.79K +187 +0.7%
Cambridge Investment Research Advisors
40
Cambridge Investment Research Advisors
Iowa
$529K -$184K -9,096 -26%
HWA
41
Heritage Wealth Advisors
Virginia
$467K
RJFSA
42
Raymond James Financial Services Advisors
Florida
$399K +$393K +19,401 New
Ameriprise
43
Ameriprise
Minnesota
$392K -$19.9K -984 -5%
First Trust Advisors
44
First Trust Advisors
Illinois
$376K +$3.14K +155 +0.9%
SI
45
SII Investments
Wisconsin
$336K +$40.5K +2,000 +14%
AIP
46
Ameritas Investment Partners
Nebraska
$319K
CM
47
CS McKee
Pennsylvania
$318K
WB
48
WesBanco Bank
West Virginia
$281K
EWM
49
Evermay Wealth Management
Virginia
$277K
Northern Trust
50
Northern Trust
Illinois
$213K -$147K -7,241 -41%