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TRI-Continental Corp
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Overview Fund Activity

71 hedge funds and large institutions have $233M invested in TRI-Continental Corp in 2015 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 19 increasing their positions, 19 reducing their positions, and 13 closing their positions.

Holders
71
Holders Change
–
Holders Change %
0%
% of All Funds
1.86%
Holding in Top 10
5
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-16.67%
% of All Funds
0.13%
New
14
Increased
19
Reduced
19
Closed
13
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LCM
1
Landscape Capital Management
New Jersey
$2.31M
2
SG Americas Securities
2
SG Americas Securities
New York
$1.24M
3
BBPWM
3
Blue Bell Private Wealth Management
Pennsylvania
$9.82M
4
LPL Financial
4
LPL Financial
California
$1.58M
5
KIM
5
Karpus Investment Management
New York
$39.9M

Top Sellers

1
Lazard Asset Management
1
Lazard Asset Management
New York
$22.5M
2
MNA
2
Manning & Napier Advisors
New York
$2.36M
3
Geode Capital Management
3
Geode Capital Management
Massachusetts
$339K
4
Bank of Nova Scotia
4
Bank of Nova Scotia
Ontario, Canada
$0
5
RVPG
5
Relative Value Partners Group
$36.2M
Name Market Value Shares Shares
Change 		Shares
Change %
PFM
26
Premier Fund Managers
United Kingdom
$1.01M 50,000 +50,000 New
GC
27
Guggenheim Capital
Illinois
$990K 49,481 +19,714 +66%
CB
28
Commerce Bank
Missouri
$935K 46,701 -511 -1%
Royal Bank of Canada
29
Royal Bank of Canada
Ontario, Canada
$931K 46,522 – –
AA
30
AQR Arbitrage
Connecticut
$837K 41,814 +4,234 +11%
HSBC Holdings
31
HSBC Holdings
United Kingdom
$820K 40,950 – –
UBS Group
32
UBS Group
Switzerland
$696K 34,783 -259 -0.7%
Cambridge Investment Research Advisors
33
Cambridge Investment Research Advisors
Iowa
$656K 32,752 -1,300 -4%
Citadel Advisors
34
Citadel Advisors
Florida
$568K 28,376 +3,330 +13%
HighTower Advisors
35
HighTower Advisors
Illinois
$544K 27,096 -696 -3%
Ameriprise
36
Ameriprise
Minnesota
$470K 23,486 +8,320 +55%
WAM
37
Weiss Asset Management
Massachusetts
$463K 23,118 +23,118 New
Squarepoint
38
Squarepoint
New York
$458K 22,900 +22,900 New
HWA
39
Heritage Wealth Advisors
Virginia
$455K 22,735 – –
First Trust Advisors
40
First Trust Advisors
Illinois
$412K 20,594 -2,060 -9%
Geode Capital Management
41
Geode Capital Management
Massachusetts
– – – –
WB
42
WesBanco Bank
West Virginia
$319K 15,931 – –
AIP
43
Ameritas Investment Partners
Nebraska
$311K 15,566 +15,566 New
CM
44
CS McKee
Pennsylvania
$310K 15,500 – –
DA
45
Doliver Advisors
Texas
$298K 14,872 +950 +7%
BFM
46
Boothbay Fund Management
New York
$279K 13,912 +2,749 +25%
EWM
47
Evermay Wealth Management
Virginia
$270K 13,467 – –
TCT
48
TIAA CREF Trust
Missouri
$253K 12,659 -606 -5%
RFC
49
Regions Financial Corp
Alabama
$224K 11,186 +11,186 New
Northern Trust
50
Northern Trust
Illinois
$208K 10,364 – –
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