We are live on ! Find out more
TY icon

TRI-Continental Corp
TY

71 hedge funds and large institutions have $233M invested in TRI-Continental Corp in 2015 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 19 increasing their positions, 19 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

8% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 13

2% more capital invested

Capital invested by funds: $229M → $233M (+$3.96M)

0% more funds holding

Funds holding: 71 → 71 (0)

0% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 19

0.03% less ownership

Funds ownership: 18.87% → 18.84% (-0.03%)

17% less funds holding in top 10

Funds holding in top 10: 6 → 5 (-1)

Holders
71
Holders Change
–
Holders Change %
0%
% of All Funds
1.86%
Holding in Top 10
5
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-16.67%
% of All Funds
0.13%
New
14
Increased
19
Reduced
19
Closed
13
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LCM
Landscape Capital Management
New Jersey
+$1.61M
2
SG Americas Securities
SG Americas Securities
New York
+$1.25M
3
BBPWM
Blue Bell Private Wealth Management
Pennsylvania
+$834K
4
LPL Financial
LPL Financial
California
+$689K
5
KIM
Karpus Investment Management
New York
+$650K

Top Sellers

1
Lazard Asset Management
Lazard Asset Management
New York
-$4.11M
2
Bank of Nova Scotia
Bank of Nova Scotia
Ontario, Canada
-$1.69M
3
RVPG
Relative Value Partners Group
-$1.64M
4
GFM
Gramercy Funds Management
Connecticut
-$1.42M
5
1CP
1607 Capital Partners
Virginia
-$885K
Name Holding Trade Value Shares
Change 		Change in
Stake
PFM
26
Premier Fund Managers
United Kingdom
$1M +$1.01M +50,000 New
GC
27
Guggenheim Capital
Illinois
$990K +$398K +19,714 +66%
CB
28
Commerce Bank
Missouri
$935K -$10.3K -511 -1%
Royal Bank of Canada
29
Royal Bank of Canada
Ontario, Canada
$931K – – –
AA
30
AQR Arbitrage
Connecticut
$837K +$85.6K +4,234 +11%
HSBC Holdings
31
HSBC Holdings
United Kingdom
$820K – – –
UBS Group
32
UBS Group
Switzerland
$696K -$5.24K -259 -0.7%
Cambridge Investment Research Advisors
33
Cambridge Investment Research Advisors
Iowa
$656K -$26.3K -1,300 -4%
Citadel Advisors
34
Citadel Advisors
Florida
$568K +$67.3K +3,330 +13%
HighTower Advisors
35
HighTower Advisors
Illinois
$544K -$14.1K -696 -3%
Ameriprise
36
Ameriprise
Minnesota
$470K +$168K +8,320 +55%
WAM
37
Weiss Asset Management
Massachusetts
$463K +$467K +23,118 New
Squarepoint
38
Squarepoint
New York
$458K +$463K +22,900 New
HWA
39
Heritage Wealth Advisors
Virginia
$455K – – –
First Trust Advisors
40
First Trust Advisors
Illinois
$412K -$41.6K -2,060 -9%
Geode Capital Management
41
Geode Capital Management
Massachusetts
$339K – – –
WB
42
WesBanco Bank
West Virginia
$319K – – –
AIP
43
Ameritas Investment Partners
Nebraska
$311K +$315K +15,566 New
CM
44
CS McKee
Pennsylvania
$310K – – –
DA
45
Doliver Advisors
Texas
$298K +$19.2K +950 +7%
BFM
46
Boothbay Fund Management
New York
$279K +$55.6K +2,749 +25%
EWM
47
Evermay Wealth Management
Virginia
$270K – – –
TCT
48
TIAA CREF Trust
Missouri
$253K -$12.2K -606 -5%
RFC
49
Regions Financial Corp
Alabama
$224K +$226K +11,186 New
Northern Trust
50
Northern Trust
Illinois
$208K – – –
1
2
3 4

TY Hedge Fund Activity: Q4 2015 in Review

71 of the 3,811 institutional investors tracked by Wall St. Rank reported a position in TRI-Continental Corp (TY) for Q4 2015, worth a combined $233M — up 1.7% from $229M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new TY positions and 13 closed out — a net gain of 1 holder — while 19 added to existing stakes and 19 trimmed.

The largest buyer was Landscape Capital Management, adding an estimated $1.61M. The largest seller was Lazard Asset Management, cutting an estimated $4.11M.

  • 71 institutional investors held TRI-Continental Corp (TY) as of Q4 2015, unchanged from Q3 2015.
  • Funds reported $233M of TRI-Continental Corp stock for Q4 2015, up 1.7% quarter-over-quarter.
  • 14 funds opened new TRI-Continental Corp positions in Q4 2015 and 13 closed out, a net change of +1 holder.
  • The largest TRI-Continental Corp buyer in Q4 2015 was Landscape Capital Management, an estimated $1.61M added.
  • The largest TRI-Continental Corp seller in Q4 2015 was Lazard Asset Management, an estimated $4.11M sold.

Based on aggregated 13F filings for Q4 2015.