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TRI-Continental Corp
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Overview Fund Activity

71 hedge funds and large institutions have $229M invested in TRI-Continental Corp in 2015 Q3 according to their latest regulatory filings, with 13 funds opening new positions, 20 increasing their positions, 17 reducing their positions, and 7 closing their positions.

Holders
71
Holders Change
+5
Holders Change %
+7.58%
% of All Funds
1.98%
Holding in Top 10
6
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.17%
New
13
Increased
20
Reduced
17
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
KIM
1
Karpus Investment Management
New York
$38.3M
2
Bank of Nova Scotia
2
Bank of Nova Scotia
Ontario, Canada
$1.69M
3
PPA
3
Parametric Portfolio Associates
Washington
$2.02M
4
BBPWM
4
Blue Bell Private Wealth Management
Pennsylvania
$8.76M
5
TJHA
5
Thomas J. Herzfeld Advisors
Florida
$4.98M

Top Sellers

1
UCFA
1
United Capital Financial Advisors
Texas
$0
2
WAM
2
Wolverine Asset Management
Illinois
$0
3
Geode Capital Management
3
Geode Capital Management
Massachusetts
$2M
4
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$21K
5
CA
5
Cornerstone Advisors
North Carolina
$0
Name Market Value Shares Shares
Change 		Shares
Change %
LPL Financial
26
LPL Financial
California
$903K 45,709 +3,912 +9%
HSBC Holdings
27
HSBC Holdings
United Kingdom
$799K 40,950 – –
AA
28
AQR Arbitrage
Connecticut
$733K 37,580 +23,327 +164%
LCM
29
Landscape Capital Management
New Jersey
$698K 35,813 -8,581 -19%
UBS Group
30
UBS Group
Switzerland
$683K 35,042 +1,386 +4%
Cambridge Investment Research Advisors
31
Cambridge Investment Research Advisors
Iowa
$664K 34,052 +6,158 +22%
GC
32
Guggenheim Capital
Illinois
$581K 29,767 +1,605 +6%
IT
33
Independence Trust
Tennessee
$575K 29,493 -39,008 -57%
HighTower Advisors
34
HighTower Advisors
Illinois
$542K 27,792 +8,524 +44%
Citadel Advisors
35
Citadel Advisors
Florida
$489K 25,046 +25,046 New
HWA
36
Heritage Wealth Advisors
Virginia
$444K 22,735 – –
First Trust Advisors
37
First Trust Advisors
Illinois
$442K 22,654 – –
VKH
38
Virtu KCG Holdings
New York
$436K 22,361 +8,864 +66%
WB
39
WesBanco Bank
West Virginia
$311K 15,931 -1,430 -8%
CM
40
CS McKee
Pennsylvania
$302K 15,500 – –
Ameriprise
41
Ameriprise
Minnesota
$296K 15,166 +15,166 New
SB
42
Suntrust Banks
Georgia
$282K 14,497 -5,300 -27%
DA
43
Doliver Advisors
Texas
$271K 13,922 -42,483 -75%
EWM
44
Evermay Wealth Management
Virginia
$263K 13,467 – –
TCT
45
TIAA CREF Trust
Missouri
$259K 13,265 -10,961 -45%
BFM
46
Boothbay Fund Management
New York
$218K 11,163 +11,163 New
RJFSA
47
Raymond James Financial Services Advisors
Florida
$210K 10,778 +10,778 New
Northern Trust
48
Northern Trust
Illinois
$203K 10,364 – –
CB
49
Community Bank
New York
$133K 6,800 – –
BAM
50
Barrett Asset Management
New York
$112K 5,746 – –
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