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TRI-Continental Corp
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Overview Fund Activity

70 hedge funds and large institutions have $265M invested in TRI-Continental Corp in 2015 Q1 according to their latest regulatory filings, with 8 funds opening new positions, 23 increasing their positions, 20 reducing their positions, and 7 closing their positions.

Holders
70
Holders Change
–
Holders Change %
0%
% of All Funds
1.87%
Holding in Top 10
7
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-12.5%
% of All Funds
0.19%
New
8
Increased
23
Reduced
20
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
YMRC
1
Yorktown Management & Research Company
Virginia
$2.17M
2
UCFA
2
United Capital Financial Advisors
Texas
$4.12M
3
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$3.8M
4
KIM
4
Karpus Investment Management
New York
$37.3M
5
RCM
5
Rivernorth Capital Management
Florida
$24.3M

Top Sellers

1
WAM
1
Wolverine Asset Management
Illinois
$169K
2
AA
2
Ancora Advisors
Ohio
$2.82M
3
SFS
3
Shaker Financial Services
Virginia
$2.41M
4
Goldman Sachs
4
Goldman Sachs
New York
$0
5
1CP
5
1607 Capital Partners
Virginia
$14.3M
Name Market Value Shares Shares
Change 		Shares
Change %
PPA
26
Parametric Portfolio Associates
Washington
$1.21M 55,587 +2,373 +4%
Commonwealth Equity Services
27
Commonwealth Equity Services
Massachusetts
$1.16M 53,513 +1,254 +2%
PNC Financial Services Group
28
PNC Financial Services Group
Pennsylvania
$1.14M 52,373 +3,000 +6%
CB
29
Commerce Bank
Missouri
$1.02M 47,212 – –
Royal Bank of Canada
30
Royal Bank of Canada
Ontario, Canada
$1.01M 46,513 +23,736 +104%
DA
31
Doliver Advisors
Texas
$994K 45,850 -32,908 -42%
HSBC Holdings
32
HSBC Holdings
United Kingdom
$888K 40,950 – –
UBS Group
33
UBS Group
Switzerland
$857K 39,485 -12,877 -25%
LPL Financial
34
LPL Financial
California
$825K 38,268 +5,610 +17%
MIG
35
Mariner Investment Group
New York
$619K 28,540 -16,717 -37%
GC
36
Guggenheim Capital
Illinois
$607K 27,987 +6,194 +28%
Cambridge Investment Research Advisors
37
Cambridge Investment Research Advisors
Iowa
$513K 23,653 +2,283 +11%
HWA
38
Heritage Wealth Advisors
Virginia
$493K 22,735 – –
First Trust Advisors
39
First Trust Advisors
Illinois
$478K 22,054 -1,475 -6%
HighTower Advisors
40
HighTower Advisors
Illinois
$448K 20,651 +5,201 +34%
WB
41
WesBanco Bank
West Virginia
$433K 19,961 – –
LCM
42
Landscape Capital Management
New Jersey
$346K 15,965 -4,928 -24%
CM
43
CS McKee
Pennsylvania
$336K 15,500 – –
EWM
44
Evermay Wealth Management
Virginia
$292K 13,467 -1 -0%
TCT
45
TIAA CREF Trust
Missouri
$286K 13,188 -2,574 -16%
OC
46
Oppenheimer & Co
New York
$279K 12,878 +12,878 New
CAN
47
Cetera Advisor Networks
California
$239K 10,990 -2,402 -18%
Northern Trust
48
Northern Trust
Illinois
$225K 10,364 – –
CCM
49
Context Capital Management
California
$223K 10,300 +10,300 New
WAM
50
Wolverine Asset Management
Illinois
$169K 7,798 -117,011 -94%
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