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TRI-Continental Corp

70 hedge funds and large institutions have $265M invested in TRI-Continental Corp in 2015 Q1 according to their latest regulatory filings, with 8 funds opening new positions, 23 increasing their positions, 20 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

15% more repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 20

14% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 7

3% more capital invested

Capital invested by funds: $258M → $265M (+$7.31M)

0.42% more ownership

Funds ownership: 19.17%19.6% (+0.42%)

0% more funds holding

Funds holding: 7070 (0)

13% less funds holding in top 10

Funds holding in top 10: 87 (-1)

Holders
70
Holders Change
Holders Change %
0%
% of All Funds
1.87%
Holding in Top 10
7
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-12.5%
% of All Funds
0.19%
New
8
Increased
23
Reduced
20
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
PPA
26
Parametric Portfolio Associates
Washington
$1.21M +$51K +2,373 +4%
Commonwealth Equity Services
27
Commonwealth Equity Services
Massachusetts
$1.16M +$27K +1,254 +2%
PNC Financial Services Group
28
PNC Financial Services Group
Pennsylvania
$1.14M +$64.5K +3,000 +6%
CB
29
Commerce Bank
Missouri
$1.02M
Royal Bank of Canada
30
Royal Bank of Canada
Ontario, Canada
$1.01M +$511K +23,736 +104%
DA
31
Doliver Advisors
Texas
$994K -$708K -32,908 -42%
HSBC Holdings
32
HSBC Holdings
United Kingdom
$888K
UBS Group
33
UBS Group
Switzerland
$857K -$277K -12,877 -25%
LPL Financial
34
LPL Financial
California
$825K +$121K +5,610 +17%
MIG
35
Mariner Investment Group
New York
$619K -$360K -16,717 -37%
GC
36
Guggenheim Capital
Illinois
$607K +$133K +6,194 +28%
Cambridge Investment Research Advisors
37
Cambridge Investment Research Advisors
Iowa
$513K +$49.1K +2,283 +11%
HWA
38
Heritage Wealth Advisors
Virginia
$493K
First Trust Advisors
39
First Trust Advisors
Illinois
$478K -$31.7K -1,475 -6%
HighTower Advisors
40
HighTower Advisors
Illinois
$448K +$112K +5,201 +34%
WB
41
WesBanco Bank
West Virginia
$433K
LCM
42
Landscape Capital Management
New Jersey
$346K -$106K -4,928 -24%
CM
43
CS McKee
Pennsylvania
$336K
EWM
44
Evermay Wealth Management
Virginia
$292K -$22 -1 -0%
TCT
45
TIAA CREF Trust
Missouri
$286K -$55.4K -2,574 -16%
OC
46
Oppenheimer & Co
New York
$279K +$277K +12,878 New
CAN
47
Cetera Advisor Networks
California
$239K -$51.7K -2,402 -18%
Northern Trust
48
Northern Trust
Illinois
$225K
CCM
49
Context Capital Management
California
$223K +$222K +10,300 New
WAM
50
Wolverine Asset Management
Illinois
$169K -$2.52M -117,011 -94%