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TRI-Continental Corp

61 hedge funds and large institutions have $248M invested in TRI-Continental Corp in 2014 Q3 according to their latest regulatory filings, with 1 funds opening new positions, 21 increasing their positions, 18 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

29% more funds holding in top 10

Funds holding in top 10: 79 (+2)

17% more repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 18

0.16% less ownership

Funds ownership: 19.08%18.92% (-0.16%)

1% less capital invested

Capital invested by funds: $251M → $248M (-$2.31M)

8% less funds holding

Funds holding: 6661 (-5)

83% less first-time investments, than exits

New positions opened: 1 | Existing positions closed: 6

Holders
61
Holders Change
-5
Holders Change %
-7.58%
% of All Funds
1.77%
Holding in Top 10
9
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+28.57%
% of All Funds
0.26%
New
1
Increased
21
Reduced
18
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
HSBC Holdings
26
HSBC Holdings
United Kingdom
$1.06M
PNC Financial Services Group
27
PNC Financial Services Group
Pennsylvania
$1.03M
Commonwealth Equity Services
28
Commonwealth Equity Services
Massachusetts
$1.01M -$12K -571 -1%
Goldman Sachs
29
Goldman Sachs
New York
$997K -$94.4K -4,480 -9%
PPA
30
Parametric Portfolio Associates
Washington
$945K +$42.1K +1,997 +5%
Royal Bank of Canada
31
Royal Bank of Canada
Ontario, Canada
$542K +$7.74K +367 +1%
First Trust Advisors
32
First Trust Advisors
Illinois
$489K +$13.5K +640 +3%
HWA
33
Heritage Wealth Advisors
Virginia
$475K
LPL Financial
34
LPL Financial
California
$464K -$14.3K -679 -3%
GC
35
Guggenheim Capital
Illinois
$455K +$102K +4,845 +29%
WB
36
WesBanco Bank
West Virginia
$441K -$31.6K -1,500 -7%
Cambridge Investment Research Advisors
37
Cambridge Investment Research Advisors
Iowa
$368K +$21.4K +1,015 +6%
CM
38
CS McKee
Pennsylvania
$323K
CAN
39
Cetera Advisor Networks
California
$293K -$643K -30,503 -68%
HighTower Advisors
40
HighTower Advisors
Illinois
$287K +$15.8K +750 +6%
EWM
41
Evermay Wealth Management
Virginia
$281K
TCT
42
TIAA CREF Trust
Missouri
$275K -$4.85K -230 -2%
LCM
43
Landscape Capital Management
New Jersey
$263K -$185K -8,776 -41%
Northern Trust
44
Northern Trust
Illinois
$216K -$291K -13,800 -57%
CFS
45
Community Financial System
New York
$167K
BAM
46
Barrett Asset Management
New York
$120K
Fifth Third Bancorp
47
Fifth Third Bancorp
Ohio
$85K +$32.9K +1,561 +62%
US Bancorp
48
US Bancorp
Minnesota
$82K
Citigroup
49
Citigroup
New York
$58K
PMFA
50
Plante Moran Financial Advisors
Michigan
$34K

TY Hedge Fund Activity: Q3 2014 in Review

61 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in TRI-Continental Corp (TY) for Q3 2014, worth a combined $248M — down 0.92% from $251M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of TY and 1 opened new positions — a net loss of 5 holders — while 18 trimmed existing stakes and 21 added.

The largest buyer was Wolverine Asset Management, adding an estimated $962K. The largest seller was TFS Capital, exiting entirely with an estimated $1.3M sold.

  • 61 institutional investors held TRI-Continental Corp (TY) as of Q3 2014, down from 66 in Q2 2014.
  • Funds reported $248M of TRI-Continental Corp stock for Q3 2014, down 0.92% quarter-over-quarter.
  • 1 fund opened new TRI-Continental Corp positions in Q3 2014 and 6 closed out, a net change of -5 holders.
  • The largest TRI-Continental Corp buyer in Q3 2014 was Wolverine Asset Management, an estimated $962K added.
  • The largest TRI-Continental Corp seller in Q3 2014 was TFS Capital, an estimated $1.3M sold.

Based on aggregated 13F filings for Q3 2014.