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TRI-Continental Corp
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Overview Fund Activity

61 hedge funds and large institutions have $248M invested in TRI-Continental Corp in 2014 Q3 according to their latest regulatory filings, with 1 funds opening new positions, 21 increasing their positions, 18 reducing their positions, and 6 closing their positions.

Holders
61
Holders Change
-5
Holders Change %
-7.58%
% of All Funds
1.77%
Holding in Top 10
9
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+28.57%
% of All Funds
0.26%
New
1
Increased
21
Reduced
18
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
WAM
1
Wolverine Asset Management
Illinois
$3.88M
2
CA
2
Cornerstone Advisors
North Carolina
$2.7M
3
RVP
3
Relative Value Partners
Illinois
$39.3M
4
IT
4
Independence Trust
Tennessee
$1.07M
5
KIM
5
Karpus Investment Management
New York
$35.7M

Top Sellers

1
TC
1
TFS Capital
Pennsylvania
$0
2
ZIG
2
Zuckerman Investment Group
Illinois
$0
3
COLIM
3
City of London Investment Management
United Kingdom
$4M
4
CAN
4
Cetera Advisor Networks
California
$293K
5
PP
5
PDT Partners
New York
$0
Name Market Value Shares Shares
Change 		Shares
Change %
HSBC Holdings
26
HSBC Holdings
United Kingdom
$1.06M 50,950 – –
PNC Financial Services Group
27
PNC Financial Services Group
Pennsylvania
$1.03M 49,373 – –
Commonwealth Equity Services
28
Commonwealth Equity Services
Massachusetts
$1.01M 48,601 -571 -1%
Goldman Sachs
29
Goldman Sachs
New York
$997K 47,793 -4,480 -9%
PPA
30
Parametric Portfolio Associates
Washington
$945K 45,272 +1,997 +5%
Royal Bank of Canada
31
Royal Bank of Canada
Ontario, Canada
$542K 25,948 +367 +1%
First Trust Advisors
32
First Trust Advisors
Illinois
$489K 23,454 +640 +3%
HWA
33
Heritage Wealth Advisors
Virginia
$475K 22,735 – –
LPL Financial
34
LPL Financial
California
$464K 22,543 -679 -3%
GC
35
Guggenheim Capital
Illinois
$455K 21,793 +4,845 +29%
WB
36
WesBanco Bank
West Virginia
$441K 21,161 -1,500 -7%
Cambridge Investment Research Advisors
37
Cambridge Investment Research Advisors
Iowa
$368K 17,646 +1,015 +6%
CM
38
CS McKee
Pennsylvania
$323K 15,500 – –
CAN
39
Cetera Advisor Networks
California
$293K 14,042 -30,503 -68%
HighTower Advisors
40
HighTower Advisors
Illinois
$287K 13,744 +750 +6%
EWM
41
Evermay Wealth Management
Virginia
$281K 13,468 – –
TCT
42
TIAA CREF Trust
Missouri
$275K 13,188 -230 -2%
LCM
43
Landscape Capital Management
New Jersey
$263K 12,604 -8,776 -41%
Northern Trust
44
Northern Trust
Illinois
$216K 10,364 -13,800 -57%
CFS
45
Community Financial System
New York
$167K 8,000 – –
BAM
46
Barrett Asset Management
New York
$120K 5,746 – –
Fifth Third Bancorp
47
Fifth Third Bancorp
Ohio
$85K 4,061 +1,561 +62%
US Bancorp
48
US Bancorp
Minnesota
$82K 3,929 – –
Citigroup
49
Citigroup
New York
$58K 2,775 – –
PMFA
50
Plante Moran Financial Advisors
Michigan
$34K 1,634 – –
1
2
3