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TRI-Continental Corp

66 hedge funds and large institutions have $251M invested in TRI-Continental Corp in 2014 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 26 increasing their positions, 11 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

136% more repeat investments, than reductions

Existing positions increased: 26 | Existing positions reduced: 11

50% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 4

5% more capital invested

Capital invested by funds: $238M → $251M (+$12.9M)

3% more funds holding

Funds holding: 6466 (+2)

0.06% more ownership

Funds ownership: 19.03%19.08% (+0.06%)

13% less funds holding in top 10

Funds holding in top 10: 87 (-1)

Holders
66
Holders Change
+2
Holders Change %
+3.13%
% of All Funds
1.9%
Holding in Top 10
7
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-12.5%
% of All Funds
0.2%
New
6
Increased
26
Reduced
11
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
U
26
UBS
Switzerland
$1.08M +$267K +13,078 +34%
HSBC Holdings
27
HSBC Holdings
United Kingdom
$1.07M -$920K -45,000 -47%
PNC Financial Services Group
28
PNC Financial Services Group
Pennsylvania
$1.03M -$59.3K -2,902 -6%
Commonwealth Equity Services
29
Commonwealth Equity Services
Massachusetts
$1.03M +$572 +28 +0.1%
CAN
30
Cetera Advisor Networks
California
$931K +$76K +3,718 +9%
PPA
31
Parametric Portfolio Associates
Washington
$908K +$583K +28,539 +194%
Wells Fargo
32
Wells Fargo
California
$815K +$257K +12,589 +48%
IT
33
Independence Trust
Tennessee
$640K
PP
34
PDT Partners
New York
$561K +$547K +26,759 New
Royal Bank of Canada
35
Royal Bank of Canada
Ontario, Canada
$537K +$36.3K +1,775 +7%
Northern Trust
36
Northern Trust
Illinois
$507K +$231K +11,300 +88%
LPL Financial
37
LPL Financial
California
$487K +$44.3K +2,165 +10%
First Trust Advisors
38
First Trust Advisors
Illinois
$479K +$12.5K +610 +3%
HWA
39
Heritage Wealth Advisors
Virginia
$477K
WB
40
WesBanco Bank
West Virginia
$476K -$26.1K -1,278 -5%
LCM
41
Landscape Capital Management
New Jersey
$449K +$50.3K +2,459 +13%
GC
42
Guggenheim Capital
Illinois
$356K
Cambridge Investment Research Advisors
43
Cambridge Investment Research Advisors
Iowa
$349K +$88.6K +4,335 +35%
VKH
44
Virtu KCG Holdings
New York
$343K +$334K +16,335 New
CM
45
CS McKee
Pennsylvania
$325K
EWM
46
Evermay Wealth Management
Virginia
$283K
TCT
47
TIAA CREF Trust
Missouri
$282K
HighTower Advisors
48
HighTower Advisors
Illinois
$273K +$42K +2,054 +19%
BOS
49
Bingham Osborn & Scarborough
California
$238K +$232K +11,330 New
CFS
50
Community Financial System
New York
$168K