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TRI-Continental Corp
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Overview Fund Activity

66 hedge funds and large institutions have $251M invested in TRI-Continental Corp in 2014 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 26 increasing their positions, 11 reducing their positions, and 4 closing their positions.

Holders
66
Holders Change
+2
Holders Change %
+3.13%
% of All Funds
1.9%
Holding in Top 10
7
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-12.5%
% of All Funds
0.2%
New
6
Increased
26
Reduced
11
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
KIM
1
Karpus Investment Management
New York
$35.5M
2
ZIG
2
Zuckerman Investment Group
Illinois
$1.08M
3
1832 Asset Management
3
1832 Asset Management
Ontario, Canada
$2.52M
4
TC
4
TFS Capital
Pennsylvania
$1.3M
5
WAM
5
Wolverine Asset Management
Illinois
$2.95M

Top Sellers

1
Lazard Asset Management
1
Lazard Asset Management
New York
$29.2M
2
Goldman Sachs
2
Goldman Sachs
New York
$1.1M
3
HSBC Holdings
3
HSBC Holdings
United Kingdom
$1.07M
4
DA
4
Doliver Advisors
Texas
$2.24M
5
1CP
5
1607 Capital Partners
Virginia
$14.4M
Name Market Value Shares Shares
Change 		Shares
Change %
U
26
UBS
Switzerland
$1.08M 51,336 +13,078 +34%
HSBC Holdings
27
HSBC Holdings
United Kingdom
$1.07M 50,950 -45,000 -47%
PNC Financial Services Group
28
PNC Financial Services Group
Pennsylvania
$1.04M 49,373 -2,902 -6%
Commonwealth Equity Services
29
Commonwealth Equity Services
Massachusetts
$1.03M 49,172 +28 +0.1%
CAN
30
Cetera Advisor Networks
California
$931K 44,545 +3,718 +9%
PPA
31
Parametric Portfolio Associates
Washington
$908K 43,275 +28,539 +194%
Wells Fargo
32
Wells Fargo
California
$815K 38,811 +12,589 +48%
IT
33
Independence Trust
Tennessee
$640K 30,541 – –
PP
34
PDT Partners
New York
$561K 26,759 +26,759 New
Royal Bank of Canada
35
Royal Bank of Canada
Ontario, Canada
$537K 25,581 +1,775 +7%
Northern Trust
36
Northern Trust
Illinois
$507K 24,164 +11,300 +88%
LPL Financial
37
LPL Financial
California
$487K 23,222 +2,165 +10%
First Trust Advisors
38
First Trust Advisors
Illinois
$479K 22,814 +610 +3%
HWA
39
Heritage Wealth Advisors
Virginia
$477K 22,735 – –
WB
40
WesBanco Bank
West Virginia
$476K 22,661 -1,278 -5%
LCM
41
Landscape Capital Management
New Jersey
$449K 21,380 +2,459 +13%
GC
42
Guggenheim Capital
Illinois
$356K 16,948 – –
Cambridge Investment Research Advisors
43
Cambridge Investment Research Advisors
Iowa
$349K 16,631 +4,335 +35%
VKH
44
Virtu KCG Holdings
New York
$343K 16,335 +16,335 New
CM
45
CS McKee
Pennsylvania
$325K 15,500 – –
EWM
46
Evermay Wealth Management
Virginia
$283K 13,468 – –
TCT
47
TIAA CREF Trust
Missouri
$282K 13,418 – –
HighTower Advisors
48
HighTower Advisors
Illinois
$273K 12,994 +2,054 +19%
BOS
49
Bingham Osborn & Scarborough
California
$238K 11,330 +11,330 New
CFS
50
Community Financial System
New York
$168K 8,000 – –
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