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TRI-Continental Corp
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Overview Fund Activity

64 hedge funds and large institutions have $238M invested in TRI-Continental Corp in 2014 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 16 increasing their positions, 23 reducing their positions, and 3 closing their positions.

Holders
64
Holders Change
+1
Holders Change %
+1.59%
% of All Funds
1.85%
Holding in Top 10
8
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+14.29%
% of All Funds
0.23%
New
5
Increased
16
Reduced
23
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RJA
1
Raymond James & Associates
Florida
$8.13M
2
KIM
2
Karpus Investment Management
New York
$31.9M
3
SFS
3
Shaker Financial Services
Virginia
$3.93M
4
WAM
4
Wolverine Asset Management
Illinois
$1.91M
5
BBPWM
5
Blue Bell Private Wealth Management
Pennsylvania
$7.24M

Top Sellers

1
Lazard Asset Management
1
Lazard Asset Management
New York
$34.9M
2
SG Americas Securities
2
SG Americas Securities
New York
$1.8M
3
Bank of America
3
Bank of America
North Carolina
$2.22M
4
DA
4
Doliver Advisors
Texas
$2.56M
5
GFM
5
Gramercy Funds Management
Connecticut
$27.1M
Name Holding Trade Value Shares
Change 		Shares
Change %
CAN
26
Cetera Advisor Networks
California
$817K -$142K -7,100 -15%
Geode Capital Management
27
Geode Capital Management
Massachusetts
$788K – – –
U
28
UBS
Switzerland
$768K -$39.8K -1,983 -5%
IT
29
Independence Trust
Tennessee
$613K – – –
Wells Fargo
30
Wells Fargo
California
$526K -$20.4K -1,018 -4%
WB
31
WesBanco Bank
West Virginia
$481K -$26.1K -1,300 -5%
Royal Bank of Canada
32
Royal Bank of Canada
Ontario, Canada
$478K – – –
HWA
33
Heritage Wealth Advisors
Virginia
$457K – – –
First Trust Advisors
34
First Trust Advisors
Illinois
$446K +$72.3K +3,597 +19%
LPL Financial
35
LPL Financial
California
$423K -$14.6K -727 -3%
LCM
36
Landscape Capital Management
New Jersey
$380K +$127K +6,314 +50%
GC
37
Guggenheim Capital
Illinois
$340K -$101K -5,026 -23%
CM
38
CS McKee
Pennsylvania
$311K – – –
PPA
39
Parametric Portfolio Associates
Washington
$296K -$277K -13,796 -48%
TC
40
TFS Capital
Pennsylvania
$285K +$45K +2,245 +19%
EWM
41
Evermay Wealth Management
Virginia
$270K – – –
TCT
42
TIAA CREF Trust
Missouri
$269K +$4.61K +230 +2%
Northern Trust
43
Northern Trust
Illinois
$258K – – –
AQR Capital Management
44
AQR Capital Management
Connecticut
$251K -$53.9K -2,680 -18%
Cambridge Investment Research Advisors
45
Cambridge Investment Research Advisors
Iowa
$247K – – –
FMC
46
First Merchants Corp
Indiana
$240K +$240K +11,952 New
HighTower Advisors
47
HighTower Advisors
Illinois
$220K +$220K +10,940 New
BAM
48
Barrett Asset Management
New York
$162K +$162K +8,046 New
CFS
49
Community Financial System
New York
$161K – – –
AllianceBernstein
50
AllianceBernstein
Tennessee
$140K +$140K +6,977 New
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