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SWZ

Swiss Helvetia Fund

Name Holding Trade Value Shares
Change
Change in
Stake
JGUA
26
John G. Ullman & Associates
New York
$428K -$219K -15,550 -33%
GC
27
Guggenheim Capital
Illinois
$397K +$108K +7,673 +35%
SRC
28
Shufro Rose & Co
New York
$390K -$3.52K -250 -0.9%
BBHC
29
Brown Brothers Harriman & Co
New York
$270K
SI
30
SII Investments
Wisconsin
$261K +$31K +2,203 +13%
U
31
UBS
Switzerland
$256K -$50.9K -3,615 -16%
Truist Financial
32
Truist Financial
North Carolina
$242K +$2.93K +208 +1%
AA
33
Ancora Advisors
Ohio
$236K
BBPWM
34
Blue Bell Private Wealth Management
Pennsylvania
$223K +$70.4K +5,000 +44%
LPL Financial
35
LPL Financial
California
$206K +$9.89K +702 +5%
YCM
36
Yakira Capital Management
Connecticut
$196K +$775 +55 +0.4%
SSWM
37
Smith Salley Wealth Management
North Carolina
$189K +$4.55K +323 +2%
SCM
38
SOL Capital Management
Maryland
$165K
AP
39
Advisor Partners
California
$163K
WSFS
40
Wilmington Savings Fund Society
Delaware
$159K
CT
41
CMT Trading
Illinois
$138K
Citigroup
42
Citigroup
New York
$48K -$7.3K -518 -13%
First Manhattan
43
First Manhattan
New York
$39K
TJHA
44
Thomas J. Herzfeld Advisors
Florida
$35K +$19.7K +1,400 +119%
WA
45
WFG Advisors
Texas
$26K
CFSG
46
Community Financial Services Group
Vermont
$22K
TRCT
47
Tower Research Capital (TRC)
New York
$20K +$1.28K +91 +7%
MA
48
MUFG Americas
New York
$14K +$14.1K +1,000 New
Ameriprise
49
Ameriprise
Minnesota
$12K
US Bancorp
50
US Bancorp
Minnesota
$10K