SPE

Special Opportunities Fund
SPE

Overview Fund Activity

30 hedge funds and large institutions have $60.2M invested in Special Opportunities Fund in 2015 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 7 increasing their positions, 9 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
30
Holders Change
+3
Holders Change %
+11.11%
% of All Funds
0.79%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
9
Increased
7
Reduced
9
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
TJHA
1
Thomas J. Herzfeld Advisors
Florida
$1.21M
2
FIMG
2
Financial & Investment Management Group
Michigan
$1.46M
3
BFM
3
Boothbay Fund Management
New York
$246K
4
NL
4
NWAM LLC
Washington
$229K
5
LPL Financial
5
LPL Financial
California
$161K

Top Sellers

1
RVPG
1
Relative Value Partners Group
$31M
2
SFS
2
Shaker Financial Services
Virginia
$1.16M
3
HK
3
Horizon Kinetics
New York
$2.18M
4
AA
4
Ancora Advisors
Ohio
$4.67M
5
IT
5
Independence Trust
Tennessee
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Bank of America
26
Bank of America
North Carolina
$25K – – –
WAM
27
Wealthspire Advisors (Maryland)
Maryland
$23K +$23K +1,759 New
Thrivent Financial for Lutherans
28
Thrivent Financial for Lutherans
Minnesota
$21K – – –
Creative Planning
29
Creative Planning
Kansas
$12K +$12K +945 New
TRCT
30
Tower Research Capital (TRC)
New York
$4K +$4K +266 New
IT
31
Independence Trust
Tennessee
– -$533K -37,863 Closed
OA
32
Oxbow Advisors
Texas
– -$198K -14,108 Closed
PNC Financial Services Group
33
PNC Financial Services Group
Pennsylvania
– -$58K -4,142 Closed
US Bancorp
34
US Bancorp
Minnesota
– -$57K -4,042 Closed
Citigroup
35
Citigroup
New York
– -$4K -310 Closed
Barclays
36
Barclays
United Kingdom
– -$1K -100 Closed
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