SPE

Special Opportunities Fund
SPE

Overview Fund Activity

26 hedge funds and large institutions have $58.5M invested in Special Opportunities Fund in 2013 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 7 increasing their positions, 6 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
26
Holders Change
+2
Holders Change %
+8.33%
% of All Funds
0.84%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.1%
New
4
Increased
7
Reduced
6
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RVP
1
Relative Value Partners
Illinois
$26M
2
JG
2
Jefferies Group
New York
$528K
3
SFS
3
Shaker Financial Services
Virginia
$1.16M
4
BBPWM
4
Blue Bell Private Wealth Management
Pennsylvania
$3.07M
5
WI
5
Western Investment
Utah
$791K

Top Sellers

1
RCM
1
Rivernorth Capital Management
Florida
$1.87M
2
AAM
2
Advisors Asset Management
Colorado
$0
3
KIM
3
Karpus Investment Management
New York
$19.5M
4
Morgan Stanley
4
Morgan Stanley
New York
$340K
5
FANJ
5
Financial Architects (New Jersey)
New Jersey
$230K
Name Holding Trade Value Shares
Change 		Shares
Change %
AAM
26
Advisors Asset Management
Colorado
– -$311K -18,398 Closed
MA
27
MUFG Americas
New York
– -$10K -619 Closed
1
2