Ameriprise’s Special Opportunities Fund SPE Stock Holding History

Ameriprise’s Portfolio SPE Stock Details SPE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2013 Q4	–	Sell	-1	Closed	–	–	5398
2013 Q3	$0	Buy	+1	New	+$17	﹤0.01%	5667

Other funds holding SPE

RVP

Relative Value Partners Northbrook, Illinois $880M AUM 0.38% 1-Year Est. Return

KIM

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

Ancora Advisors Cleveland, Ohio $4.7B AUM 19.05% 1-Year Est. Return

BBPWM

Blue Bell Private Wealth Management Blue Bell, Pennsylvania $696M AUM 17.73% 1-Year Est. Return

SFS

Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

CSS LLC Chicago, Illinois $2.09B AUM 59.56% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Jefferies Group New York $12B AUM 6.2% 1-Year Est. Return

Ameriprise's SPE Position: Q4 2013 in Review

Ameriprise sold out of Special Opportunities Fund (SPE) in Q4 2013, closing a stake of 1 share.

Ameriprise first reported a position in SPE in Q3 2013 and held it in 1 quarter. The position peaked at $0 in Q3 2013. 25 funds tracked by Wall St. Rank hold SPE as of Q4 2013.

Ameriprise reported no remaining Special Opportunities Fund position as of Q4 2013 after selling out during the quarter.
Ameriprise sold 1 Special Opportunities Fund share in Q4 2013.
Ameriprise first reported a position in Special Opportunities Fund in Q3 2013 and held it in 1 quarter.
Ameriprise's Special Opportunities Fund position peaked at $0 in Q3 2013.
25 funds tracked by Wall St. Rank held Special Opportunities Fund as of Q4 2013.

Based on Ameriprise's 13F filing for Q4 2013, filed 14 Feb 2014.