SOR

Source Capital
SOR

Overview Fund Activity

61 hedge funds and large institutions have $45.6M invested in Source Capital in 2014 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 22 increasing their positions, 11 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
61
Holders Change
+4
Holders Change %
+7.02%
% of All Funds
1.63%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.03%
New
10
Increased
22
Reduced
11
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
WAM
1
Weiss Asset Management
Massachusetts
$1.59M
2
Morgan Stanley
2
Morgan Stanley
New York
$6.45M
3
KIM
3
Karpus Investment Management
New York
$2.25M
4
CA
4
Cornerstone Advisors
North Carolina
$1.15M
5
1CP
5
1607 Capital Partners
Virginia
$340K

Top Sellers

1
WAM
1
Wolverine Asset Management
Illinois
$2.08M
2
SFS
2
Shaker Financial Services
Virginia
$1.51M
3
CAN
3
Cetera Advisor Networks
California
$0
4
First Manhattan
4
First Manhattan
New York
$239K
5
Wells Fargo
5
Wells Fargo
California
$5.74M
Name Holding Trade Value Shares
Change 		Shares
Change %
LI
26
Lafayette Investments
Maryland
$412K +$10.3K +144 +3%
Royal Bank of Canada
27
Royal Bank of Canada
Ontario, Canada
$373K +$5.07K +71 +1%
NL
28
NWAM LLC
Washington
$344K -$34K -476 -9%
1CP
29
1607 Capital Partners
Virginia
$340K +$340K +4,755 New
LCM
30
Landscape Capital Management
New Jersey
$317K +$18.4K +258 +6%
TJHA
31
Thomas J. Herzfeld Advisors
Florida
$307K +$214 +3 +0.1%
BJL
32
Brighton Jones LLC
Washington
$261K +$6.56K +92 +3%
Creative Planning
33
Creative Planning
Kansas
$243K +$243K +3,400 New
Stifel Financial
34
Stifel Financial
Missouri
$240K -$18.1K -253 -7%
First Manhattan
35
First Manhattan
New York
$239K -$210K -2,950 -47%
CBB
36
Citizens Business Bank
California
$233K – – –
TC
37
Telemus Capital
Michigan
$232K – – –
BBPWM
38
Blue Bell Private Wealth Management
Pennsylvania
$221K +$14.3K +200 +7%
SHA
39
Smith Hayes Advisers
Nebraska
$216K -$29.8K -417 -12%
VKH
40
Virtu KCG Holdings
New York
$202K +$202K +2,828 New
KTC
41
Kistler-Tiffany Companies
Pennsylvania
$188K – – –
Citigroup
42
Citigroup
New York
$156K +$217 +3 +0.1%
PNC Financial Services Group
43
PNC Financial Services Group
Pennsylvania
$145K – – –
CAL
44
Capital Advisors Ltd
Ohio
$106K – – –
LTFS
45
Ladenburg Thalmann Financial Services
Florida
$80K +$47.4K +664 +146%
RAM
46
Riggs Asset Management
Pennsylvania
$57K – – –
MFS
47
MSI Financial Services
Massachusetts
$49K +$13K +184 +36%
CFSG
48
Community Financial Services Group
Vermont
$21K – – –
NFG
49
Next Financial Group
Texas
$21K +$21K +300 New
US Bancorp
50
US Bancorp
Minnesota
$19K – – –
1
2
3