Stifel Financial’s Source Capital SOR Stock Holding History

Stifel Financial’s Portfolio SOR Stock Details SOR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-3,106	Closed	-$226K	–	2354
2015 Q2	$226K	Sell	3,106 -433	-12%	-$31.9K	﹤0.01%	2108
2015 Q1	$260K	Buy	3,539 +187	+6%	+$13.1K	﹤0.01%	1981
2014 Q4	$240K	Sell	3,352 -253	-7%	-$17.2K	﹤0.01%	1986
2014 Q3	$234K	Buy	3,605 +200	+6%	+$13.6K	﹤0.01%	1929
2014 Q2	$238K	Buy	+3,405	New	+$233K	﹤0.01%	1908

Other funds holding SOR

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

MAA

Mraz Amerine & Associates Modesto, California $697M AUM 19.37% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

1832 Asset Management Toronto, Ontario, Canada $109B AUM 35.56% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

DADC

D.A. Davidson & Co Great Falls, Montana $16.5B AUM 19.94% 1-Year Est. Return

FFA

First Foundation Advisors Irvine, California $2.48B AUM 18.56% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Stifel Financial's SOR Position: Q3 2015 in Review

Stifel Financial sold out of Source Capital (SOR) in Q3 2015, closing a stake of 3,106 shares — an estimated $226K sold.

Stifel Financial first reported a position in SOR in Q2 2014 and held it in 5 quarters. The position peaked at $260K in Q1 2015. 47 funds tracked by Wall St. Rank hold SOR as of Q3 2015.

Stifel Financial reported no remaining Source Capital position as of Q3 2015 after selling out during the quarter.
Stifel Financial sold 3,106 Source Capital shares in Q3 2015, an estimated $226K.
Stifel Financial first reported a position in Source Capital in Q2 2014 and held it in 5 quarters.
Stifel Financial's Source Capital position peaked at $260K in Q1 2015.
47 funds tracked by Wall St. Rank held Source Capital as of Q3 2015.

Based on Stifel Financial's 13F filing for Q3 2015, filed 16 Nov 2015.