Smith Hayes Advisers’s Source Capital SOR Stock Holding History

Smith Hayes Advisers’s Portfolio SOR Stock Details SOR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-3,075	Closed	-$204K	–	317
2015 Q4	$204K	Hold	3,075	–	–	0.04%	300
2015 Q3	$208K	Hold	3,075	–	–	0.05%	278
2015 Q2	$224K	Buy	3,075 +150	+5%	+$11.1K	0.04%	289
2015 Q1	$215K	Sell	2,925 -100	-3%	-$7K	0.04%	299
2014 Q4	$216K	Sell	3,025 -417	-12%	-$28.3K	0.05%	288
2014 Q3	$224K	Sell	3,442 -500	-13%	-$34K	0.05%	261
2014 Q2	$276K	Sell	3,942 -50	-1%	-$3.42K	0.06%	241
2014 Q1	$274K	Sell	3,992 -400	-9%	-$26.9K	0.07%	235
2013 Q4	$295K	Buy	4,392 +25	+0.6%	+$1.6K	0.1%	202
2013 Q3	$271K	Sell	4,367 -450	-9%	-$28.4K	0.1%	195
2013 Q2	$297K	Buy	+4,817	New	+$292K	0.12%	184

Other funds holding SOR

Bulldog Investors Saddle Brook, New Jersey $445M AUM 2.55% 1-Year Est. Return

Pecaut & Co Sioux City, Iowa $308M AUM 15.9% 1-Year Est. Return

TJHA

Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return

MAA

Mraz Amerine & Associates Modesto, California $697M AUM 19.37% 1-Year Est. Return

Doliver Advisors Houston, Texas $442M AUM 34.09% 1-Year Est. Return

Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

Smith Hayes Advisers's SOR Position: Q1 2016 in Review

Smith Hayes Advisers sold out of Source Capital (SOR) in Q1 2016, closing a stake of 3,075 shares — an estimated $204K sold.

Smith Hayes Advisers first reported a position in SOR in Q2 2013 and held it in 11 quarters. The position peaked at $297K in Q2 2013. 48 funds tracked by Wall St. Rank hold SOR as of Q1 2016.

Smith Hayes Advisers reported no remaining Source Capital position as of Q1 2016 after selling out during the quarter.
Smith Hayes Advisers sold 3,075 Source Capital shares in Q1 2016, an estimated $204K.
Smith Hayes Advisers first reported a position in Source Capital in Q2 2013 and held it in 11 quarters.
Smith Hayes Advisers's Source Capital position peaked at $297K in Q2 2013.
48 funds tracked by Wall St. Rank held Source Capital as of Q1 2016.

Based on Smith Hayes Advisers's 13F filing for Q1 2016, filed 16 May 2016.