LTFS
SOR

Ladenburg Thalmann Financial Services’s Source Capital SOR Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio SOR Stock Details SOR Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q4 		$99K Buy
2,567
+338
+15% +$12.7K ﹤0.01% 3009
2019
Q3 		$82K Buy
2,229
+5
+0.2% +$181 ﹤0.01% 3084
2019
Q2 		$81K Buy
2,224
+671
+43% +$24.4K ﹤0.01% 3125
2019
Q1 		$56K Hold
1,553
– – ﹤0.01% 3333
2018
Q4 		$51K Sell
1,553
-120
-7% -$4.35K ﹤0.01% 3233
2018
Q3 		$68K Buy
1,673
+1,438
+612% +$57.9K ﹤0.01% 3120
2018
Q2 		$10K Hold
235
– – ﹤0.01% 4253
2018
Q1 		$10K Hold
235
– – ﹤0.01% 4253
2017
Q4 		$10K Sell
235
-456
-66% -$18.5K ﹤0.01% 4188
2017
Q3 		$28K Hold
691
– – ﹤0.01% 3486
2017
Q2 		$26K Hold
691
– – ﹤0.01% 3446
2017
Q1 		$26K Buy
691
+10
+1% +$371 ﹤0.01% 3385
2016
Q4 		$25K Sell
681
-664
-49% -$23.9K ﹤0.01% 3346
2016
Q3 		$49K Hold
1,345
– – ﹤0.01% 2797
2016
Q2 		$49K Hold
1,345
– – ﹤0.01% 2696
2016
Q1 		$48K Buy
1,345
+210
+19% +$12.6K ﹤0.01% 2629
2015
Q4 		$75K Sell
1,135
-75
-6% -$5.11K ﹤0.01% 2280
2015
Q3 		$82K Buy
1,210
+75
+7% +$5.36K ﹤0.01% 2128
2015
Q2 		$82K Hold
1,135
– – ﹤0.01% 2236
2015
Q1 		$83K Buy
1,135
+15
+1% +$1.05K ﹤0.01% 2198
2014
Q4 		$80K Buy
1,120
+664
+146% +$45.1K ﹤0.01% 2043
2014
Q3 		$30K Hold
456
– – ﹤0.01% 2354
2014
Q2 		$32K Sell
456
-12
-3% -$820 ﹤0.01% 2315
2014
Q1 		$32K Hold
468
– – ﹤0.01% 2256
2013
Q4 		$31K Hold
468
– – ﹤0.01% 2249
2013
Q3 		$29K Hold
468
– – ﹤0.01% 2211
2013
Q2 		$29K Buy
+468
New +$28.4K ﹤0.01% 2097

Other funds holding SOR

BI
Bulldog Investors Saddle Brook, New Jersey $445M AUM 2.55% 1-Year Est. Return
RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return
Ameriprise
Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return
CA
Cornerstone Advisors Asheville, North Carolina $2.72B AUM 22.17% 1-Year Est. Return
SFS
Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
PC
Pecaut & Co Sioux City, Iowa $308M AUM 15.9% 1-Year Est. Return
TJHA
Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return
DADC
D.A. Davidson & Co Great Falls, Montana $18.1B AUM 24.63% 1-Year Est. Return
First Trust Advisors
First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

Ladenburg Thalmann Financial Services's SOR Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services increased its Source Capital (SOR) stake by 15% in Q4 2019, buying an estimated $12.7K and bringing the position to 2,567 shares worth $99K. The position accounts for ﹤0.01% of the portfolio, ranked #3009.

Ladenburg Thalmann Financial Services first reported a position in SOR in Q2 2013 and has held it in 27 quarters since. 45 funds tracked by Wall St. Rank hold SOR as of Q4 2019.

  • Ladenburg Thalmann Financial Services held 2,567 shares of Source Capital worth $99K as of Q4 2019.
  • Ladenburg Thalmann Financial Services bought 338 Source Capital shares in Q4 2019, an estimated $12.7K.
  • Source Capital made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #3009 holding.
  • Ladenburg Thalmann Financial Services first reported a position in Source Capital in Q2 2013 and has held it in 27 quarters since.
  • 45 funds tracked by Wall St. Rank held Source Capital as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.