SCD

LMP Capital and Income Fund
SCD

Overview Fund Activity

42 hedge funds and large institutions have $55.1M invested in LMP Capital and Income Fund in 2020 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 13 increasing their positions, 14 reducing their positions, and 3 closing their positions.

Holders
42
Holders Change
+4
Holders Change %
+10.53%
% of All Funds
0.75%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
13
Reduced
14
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
KIM
1
Karpus Investment Management
New York
$2.71M
2
WAM
2
Wolverine Asset Management
Illinois
$2.77M
3
SFS
3
Shaker Financial Services
Virginia
$959K
4
Bank of Montreal
4
Bank of Montreal
Ontario, Canada
$475K
5
CA
5
Cornerstone Advisors
North Carolina
$4.67M

Top Sellers

1
RJA
1
Raymond James & Associates
Florida
$10.2M
2
AAM
2
Advisors Asset Management
Colorado
$5.26M
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$537K
4
Invesco
4
Invesco
Georgia
$379K
5
PPA
5
Parametric Portfolio Associates
Washington
$314K
Name Market Value Shares Shares
Change 		Shares
Change %
M&T Bank
26
M&T Bank
New York
$192K 16,500 – –
CIA
27
Capital Investment Advisors
Georgia
$165K 14,200 – –
Truist Financial
28
Truist Financial
North Carolina
$165K 14,160 – –
Citigroup
29
Citigroup
New York
$136K 11,695 +149 +1%
RJT
30
Raymond James Trust
Florida
$125K 10,696 -42 -0.4%
FIA
31
FNY Investment Advisers
New York
$120K 10,316 +10,316 New
GLLW
32
Graves Light Lenhart Wealth
Virginia
$98K 8,429 +8,429 New
AF
33
Advisornet Financial
Minnesota
$89K 7,600 – –
LWM
34
Liberty Wealth Management
California
$68K 5,750 +293 +5%
ASN
35
Advisory Services Network
Georgia
$61K 5,237 +250 +5%
UBS Group
36
UBS Group
Switzerland
$48K 4,124 -5,871 -59%
IAIM
37
International Assets Investment Management
Florida
$19K 1,638 +1,638 New
GWM
38
Geneos Wealth Management
Colorado
$17K 1,400 – –
CFB
39
Cullen/Frost Bankers
Texas
$12K 1,000 – –
WLPWM
40
Walled Lake Planning & Wealth Management
Illinois
$1K 84 -75 -47%
Carson Wealth (CWM LLC)
41
Carson Wealth (CWM LLC)
Nebraska
$1K 74 – –
CSPIA
42
Cary Street Partners Investment Advisory
Virginia
– – -3,350 Closed
S
43
SignatureFD
Georgia
– – -1,450 Closed
FHA
44
Flagship Harbor Advisors
Massachusetts
– – -851 Closed
CFGS
45
Concourse Financial Group Securities
Alabama
– – – –
PFO
46
Pathstone Family Office
New Jersey
$0 24 – –
1
2