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SCD

LMP Capital and Income Fund
SCD

32 hedge funds and large institutions have $68.2M invested in LMP Capital and Income Fund in 2019 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 12 increasing their positions, 8 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 8

18% more capital invested

Capital invested by funds: $58M → $68.2M (+$10.2M)

1.45% more ownership

Funds ownership: 22.86% → 24.32% (+1.5%)

11% less funds holding

Funds holding: 36 → 32 (-4)

50% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 6

Holders
32
Holders Change
-4
Holders Change %
-11.11%
% of All Funds
0.63%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
12
Reduced
8
Closed
6
Calls
$3K
Puts
–
Net Calls
+$3K
Net Calls Change
+$3K

Top Buyers

1
RJFSA
Raymond James Financial Services Advisors
Florida
+$1.91M
2
Morgan Stanley
Morgan Stanley
New York
+$1.33M
3
AAM
Advisors Asset Management
Colorado
+$1.18M
4
RJA
Raymond James & Associates
Florida
+$902K
5
Invesco
Invesco
Georgia
+$632K

Top Sellers

1
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$2.08M
2
Wells Fargo
Wells Fargo
California
-$721K
3
CIAS
Capital Investment Advisory Services
North Carolina
-$88K
4
Bank of America
Bank of America
North Carolina
-$66K
5
AAS
Avantax Advisory Services
Texas
-$63.8K
Name Holding Trade Value Shares
Change 		Change in
Stake
WQ
26
Wealth Quarterback
New Jersey
$79.1K +$73.5K +5,087 New
LWM
27
Liberty Wealth Management
California
$79K +$3.06K +212 +4%
ASN
28
Advisory Services Network
Georgia
$19K – – –
CFB
29
Cullen/Frost Bankers
Texas
$16K – – –
GWM
30
Geneos Wealth Management
Colorado
$14K – – –
FHA
31
Flagship Harbor Advisors
Massachusetts
$12K – – –
Carson Wealth (CWM LLC)
32
Carson Wealth (CWM LLC)
Nebraska
$1K – – –
CIAS
33
Capital Investment Advisory Services
North Carolina
– -$88K -6,233 Closed
QCIG
34
Quad-Cities Investment Group
Iowa
– -$34K -2,436 Closed
FIA
35
FNY Investment Advisers
New York
– -$24K -1,720 Closed
CJA
36
C-J Advisory
California
– -$16K -1,100 Closed
CAGAS
37
Capital Advisory Group Advisory Services
Minnesota
– -$8K -570 Closed
TFGT
38
TS Financial Group (TSFG)
Illinois
– -$8K -555 Closed
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