PFO

Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO

Overview Fund Activity

47 hedge funds and large institutions have $17.4M invested in Flaherty & Crumrine Preferred and Income Opportunity Fund in 2024 Q2 according to their latest regulatory filings, with 8 funds opening new positions, 14 increasing their positions, 11 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
47
Holders Change
+4
Holders Change %
+9.3%
% of All Funds
0.68%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
14
Reduced
11
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SIA
Sit Investment Associates
Minnesota
$1.32M
2
SCM
Saba Capital Management
New York
$1.13M
3
NWM
Napa Wealth Management
California
$676K
4
MC
Matisse Capital
Oregon
$1.5M
5
AA
AQR Arbitrage
Connecticut
$809K

Top Sellers

1
PI
PFG Investments
New York
$0
2
WAM
Wolverine Asset Management
Illinois
$795K
3
LSC
Logan Stone Capital
Illinois
$0
4
Osaic Holdings
Osaic Holdings
Arizona
$182K
5
PNC Financial Services Group
PNC Financial Services Group
Pennsylvania
$144K
Name Holding Trade Value Shares
Change 		Shares
Change %
ACM
26
Arlington Capital Management
Illinois
$148K +$1.13K +133 +0.8%
PNC Financial Services Group
27
PNC Financial Services Group
Pennsylvania
$144K -$144K -16,960 -50%
AC
28
Apella Capital
Connecticut
$127K +$127K +15,066 New
OWA
29
ORBA Wealth Advisors
Illinois
$119K – – –
Commonwealth Equity Services
30
Commonwealth Equity Services
Massachusetts
$108K +$493 +58 +0.5%
Millennium Management
31
Millennium Management
New York
$106K – – –
RL
32
RPO LLC
Connecticut
$104K – – –
MFWP
33
Mosaic Family Wealth Partners
Missouri
$100K – – –
Stifel Financial
34
Stifel Financial
Missouri
$91.1K – – –
RCA
35
Resonant Capital Advisors
Wisconsin
$84.7K – – –
Nomura Holdings
36
Nomura Holdings
Japan
$84.7K +$84.7K +10,000 New
UBS Group
37
UBS Group
Switzerland
$65.6K -$2.13K -251 -3%
SAM
38
S.A. Mason
Michigan
$59.3K – – –
Northwestern Mutual Wealth Management
39
Northwestern Mutual Wealth Management
Wisconsin
$46.6K +$46.6K +5,500 New
AWM
40
Atticus Wealth Management
Florida
$22.9K +$390 +46 +2%
BBPWM
41
Blue Bell Private Wealth Management
Pennsylvania
$22K +$22K +2,592 New
WBC
42
West Branch Capital
Massachusetts
$18.2K +$237 +28 +1%
FDCDDQ
43
Federation des caisses Desjardins du Quebec
Quebec, Canada
$11K – – –
IAIM
44
International Assets Investment Management
Florida
$8.83K +$8.83K +1,043 New
BFEC
45
Benjamin F. Edwards & Company
Missouri
$6K – – –
Bessemer Group
46
Bessemer Group
New Jersey
$3K +$81 +11 +3%
Royal Bank of Canada
47
Royal Bank of Canada
Ontario, Canada
$2K – – –
PI
48
PFG Investments
New York
– -$921K -109,160 Closed
LSC
49
Logan Stone Capital
Illinois
– -$274K -32,516 Closed
CA
50
CoreCap Advisors
Michigan
– -$8.44K -1,000 Closed
1
2